Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
SGX-DC Self certification of amendments to SGX-DC Clearing Rules in relation to OTC Coal Swaps for implementation on 1 January 2019. 11/01/2018 Certified 11/15/2018 1
LCHSA LCH SA is submitting for self-certification proposed changes to its rules relating to its governance documents. 08/18/2020 Certified 09/01/2020 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 01/28/2021 Certified 02/11/2021 1
CME Weekly Notification of Rule Amendments - Week of March 15, 2021 03/22/2021 Notified 03/22/2021 1
CME Weekly Notification of Rule Amendments - Week of January 31, 2022 02/07/2022 Notified 02/07/2022 1
OCC 2004-20 STANS Risk Management 11/15/2004 Certified 11/17/2004 1
NYMEX GLOBEX Rules-Clearing 06/09/2006 Certified 06/09/2006 1
CBT Amendment to combine the CME security deposit and pool of funds and the NYMEX guaranty fund for purposes of satisfying claims against the clearing house in the event of a clearing member default and applies default insurance currently maintained by NYMEX. 08/20/2008 Certified 08/28/2008 1
ICLREU2 List of new OTC Cleared Product Specifications 04/04/2011 Certified 04/01/2011 1
CME Addition of CDX North American Investment Grade and High Yield Index Series 17 products 09/06/2011 Certified 09/07/2011 1
CME Weekly 40.6(d) notifications 03/07/2012 Certified 03/07/2012 1
LCHLLC LCH.Clearnet is amending its rulebook for the SwapClear US service to provide that the SwapClear Tolerance will not be available to any Clearing Member after the final Initial Margin call on any business day which precedes a day that is not a business day 05/24/2013 Certified 06/11/2013 1
LCHLTD LCH Limited Self Certification: Rule Changes Related to the Clearing House Prescribed Language and the obligations of LCH to each Clearing Member. 03/27/2018 Certified 04/10/2018 1
CME Notification of Rule Amendments - Week of May 7, 2018 05/15/2018 Notified 05/15/2018 1
LCHLTD LCH Limited is submitting for self certification changes to its rules relating to its governance documents ("Governance Documents"). 08/18/2020 Certified 09/01/2020 1
CME Weekly Notification of Rule Amendments - Week of July 3, 2023 07/10/2023 Notified 07/10/2023 1
LCHLTD LCH Limited self-certification: Clearing of Israeli Shekel overnight interest rate swaps that reference the ILS-SHIR-OIS Compound floating rate option 09/28/2023 Certified 10/13/2023 1
ICE NGX CPA amendments relating to Deposit Agreement. 02/23/2024 Certified 03/08/2024 1
OCC 2004-19 CMTA IB Identification 11/12/2004 Certified 11/12/2004 1
CCORP Definition of Exchange Market in Rules Chapter 1 is amended to add Regional Greenhouse gas Initiative futures and options. 08/13/2008 Certified 08/28/2008 1
ICE NGX Addition of US natural gas products for clearing 09/07/2011 Certified 09/08/2011 1
CBT Revisions to comport with CFTC Part 190 Regulations; 12-066 03/06/2012 Certified 03/21/2012 1
OCC OCC proposes to amend the short-form license agreement that must be signed by OCC clearing members seeking to clear OTC index options on underlying indices published by Standard & Poor's Financial Services LLC 05/21/2013 Certified 06/06/2013 1
MGEX Amendment to MGEX Bylaw 252.00. regarding Executive Committee. 05/15/2018 Certified 05/30/2018 1
LCHSA LCH SA is submitting for self-certification the amendments to the CDS Clearing Rules to extend the weekly backloading process to Index Swaptions and amend the structure of the documentation in respect of the backloading process. 08/08/2019 Certified 08/21/2019 1
OCC Proposed rule change to extend the deadline for Clearing Members to provide an Actionable Identifier on customer and non-customer securities options trades other than Market Maker trades. 05/19/2020 Certified 06/03/2020 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 21 May 2021. 05/19/2021 Notified 05/19/2021 1
ICE NGX CPA Amendments with respect to White River Hub 02/23/2024 Certified 03/08/2024 1
NYMEX Amend's to Ch. 1 & 101 to modify def'n of Clearing Assoc., Clearing House, or Clearing Dept.; amend. to Rule 3.31 to reflect that membership comm'ee no longer governs clearing firms; and other amend's in Ch. 9 due to change in corporate structure. 08/20/2008 Certified 08/28/2008 1
CME New rules with respect to the clearing of over-the-counter interest rate swaps 10/14/2010 Certified 10/14/2010 1
LCHLLC Amendments to risk methodology, include swap execution facilities, increase minimum deposit to guaranty fund, decrease captial requirement, specify transfers of customer positions and amend criteria for determining default 12/21/2011 Certified 01/07/2012 1
NYMEX Revisions to comport with CFTC Part 190 Regulations; 12-066 03/06/2012 Certified 03/21/2012 1
ICLR US Amends Bylaw Section 5.4(c) to increase the cash portion of a Clearing Member's contribution to the Guaranty Fund to 50% of the member's required contribution, effective 12/31/13; also deletes an obsolete provision. 09/17/2013 Certified 10/18/2013 1
LCHLTD LCH changes its London Deposit Rate (LDR) applicable to cash balances of clearing members for ForexClear and SwapClear 04/24/2017 Notified 04/24/2017 1
LCHLTD LCH LTD is submitting for self-certification clarifying rule changes related to the FX Options product cleared via the ForexClear service. 06/25/2018 Certified 07/09/2018 1
LCHLTD LCH Limited Self-Certification: ?STR Swaps 10/02/2019 Certified 10/17/2019 1
ICE NGX Changes to how ICE NGX determines a CPs Risk Limit and an initial category on initial margin or "short fall margin". 05/19/2020 Certified 06/03/2020 1
CME Weekly Notification of Rule Amendments - Week of May 10, 2021 05/19/2021 Notified 05/19/2021 1
OCC Rule primarily applicable to securities 06/24/2004 Certified 06/24/2004 1
CME New rules in new Chapter 438D governing new OTC product - WRS Hurricane Risk Landfill Options 08/18/2008 Certified 08/28/2008 1
KCC Amendment to Rule 2100.02 regarding ESP participation requirements and submission of FCM Participation Agreement. 04/19/2010 Certified 04/20/2010 1
CBT Conforming amendments to existing rules to allow for clearing of over-the-counter interest rate swaps 10/14/2010 Certified 10/14/2010 1
CME Changes to Rule 957 to specify types of information to be included on customer confirmations for both futures and swaps 07/06/2011 Certified 07/06/2011 1
CME Amendments to comply with CFTC Regs 39.12(a)(5)(B) and 39.13(h)(5) re: clearing member reporting; 12-067 03/07/2012 Certified 03/22/2012 1
CME Delisting cleared only S&P GSCI-ER Index Forwards; 12-133 04/27/2012 Certified 04/27/2012 1
CME Weekly Notification of Rule Amendments - Week of October 22, 2018 11/01/2018 Notified 11/01/2018 1
LCHSA LCH SA is submitting for self-certification the amendments to the CDS Clearing Rule Book, Supplement, and Procedures in order mainly to implement a "settled-to-market" treatment of variation margin with a few other initiative amendments. 02/26/2019 Certified 03/12/2019 1
CME Weekly Notification of Rule Amendments - Week of September 23, 2019 10/02/2019 Notified 10/02/2019 1
CME Weekly Notification of Rule Amendments - Week of August 10, 2020 08/19/2020 Notified 08/19/2020 1
ICE NGX Non-substantive and non-material amendments to the ICE NGX Contracting Party Agreement. The amendments are "clean-up" in nature. 12/11/2020 Notified 12/11/2020 1