Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Weekly Notification of Rule Amendments - Week of October 10, 2022 10/18/2022 Notified 10/18/2022 1
CME Weekly Notification of Rule Amendments - Week of February 20, 2023 02/28/2023 Notified 02/28/2023 1
CME Weekly Notification of Rule Amendments - Week of May 15, 2023 05/22/2023 Notified 05/22/2023 1
OCC Rule primarily applicable to securities 06/07/2004 Certified 06/07/2004 1
LCHLLC Amendments to Rules 901 and 902 to rename existing contracts and addition of new Rules 903 to 907 to add five new contracts to be cleared. 04/15/2010 Certified 04/20/2010 1
NYMEX Conforming amendments to existing rules to allow for clearing of over-the-counter interest rate swaps 10/14/2010 Certified 10/14/2010 1
CBT Amendments to comply with CFTC Regs 39.12(a)(5)(B) and 39.13(h)(5) re: clearing member reporting; 12-067 03/07/2012 Certified 03/22/2012 1
ICLR US Amend rule to codify duty to collect higher level of margin for non-hedge positions; 12-29 05/04/2012 Certified 05/19/2012 1
LCHLTD Chanages to the LCH.Clearnet Ltd Rulebook to clarify language in Procedures Section 6 (Business Continuity), and to remove the EnClear FCM model from the FCM Regulations and FCM Procedures, as this has been discontinued following futurisation of EnClear. 09/15/2015 Certified 09/29/2015 1
CME Weekly Notification of Rule Amendments - Week of October 9, 2017 10/19/2017 Notified 10/19/2017 1
CME Implementation of the Directed Dealer Fee Waiver Program for Asian Currencies 03/27/2018 Certified 04/10/2018 1
CME Expansion of Clearing of Certain OTC Interest Rate Swap Products Denominated in U.S. Dollars Referencing Effective Federal Funds Rate and Secured Overnight Financing Rate to 51 Years. 08/19/2020 Certified 09/02/2020 1
CME Weekly Notification of Rule Amendments - Week of May 2, 2022 05/10/2022 Notified 05/10/2022 1
CME Modification of Cleared OTC Interest Rate Swap Products Referencing BSBY and Limitation of Acceptance for Clearing 06/26/2024 Certified 07/11/2024 1
OCC 2004-09 ETFs as Hedges 05/28/2004 Certified 05/28/2004 1
LCHLTD Introduction of forward rate agreements into LCH.Clearnet Ltd.'s SwapClear Futures Commission Merchant Model. 08/15/2012 Certified 08/30/2012 1
CME Extension of the CME OTC FX Fee Waiver Program. CME # 14-216 06/05/2014 Certified 06/18/2014 1
CME Weekly Notification of Rule Amendments - Week of October 24, 2016 11/03/2016 Notified 11/03/2016 1
CME Amendments to Various CME/CBOT/NYMEX/COMEX Rules in Connection with CME Group, Inc. Senior Management Changes 03/13/2017 Certified 03/27/2017 1
CME Weekly Notification of Rule Amendments - Week of March 19, 2018 03/27/2018 Notified 03/27/2018 1
CME Weekly Notification of Rule Amendments - Week of June 15, 2020 06/24/2020 Notified 06/24/2020 1
CME Weekly Notification of Rule Amendments - Week of June 21, 2021 06/28/2021 Notified 06/28/2021 1
ICE NGX Amendments to update certain definitions and concepts in the Contracting Party Agreement to reflect current practices and understanding. 06/26/2024 Certified 07/11/2024 1
OCC 2004-06 VIX Options 05/07/2004 Certified 05/07/2004 1
ICLREU2 Amendment to rules relating to designated payments system 04/04/2011 Certified 04/04/2011 1
MGEX Amendments to default procedures 03/08/2012 Certified 03/23/2012 1
LCHLTD Extension of eligible maturity for New Zealand Dollar BKBM Interest Rate Swap from ten years to fifteen years. 08/15/2012 Certified 08/30/2012 1
CME Extension of the CME OTC FX Fee Waiver Program 11/19/2013 Certified 12/05/2013 1
CME Clarifying changes to CME Clearing delivery rules. 03/12/2014 Certified 03/27/2014 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 10/16/2015 Certified 10/30/2015 1
OCC The proposed rule change concerns enhancements to OCC's governance arrangements. 02/01/2016 Certified 02/16/2016 1
SGX-DC The Amendments relate to changes to the SGX-DC Clearing Fund structure and requirements on the SGX-DC clearing members. 09/18/2018 Certified 10/01/2018 1
CME Weekly Notification of Rule Amendments - Week of May 11, 2020 05/19/2020 Notified 05/19/2020 1
CME Weekly Notification of Rule Amendments - Week of November 28, 2022 12/06/2022 Notified 12/06/2022 1
MGEX Clearing Member Parent Guarantee Requirement; Committees 04/11/2024 Certified 04/25/2024 1
OCC 2004-07 Currency Options Delivery 05/07/2004 Certified 05/07/2004 1
CCORP Definition of Exchange Market is ameded to include new product IFEX U.S. Wind Binary Futures Contracts. 09/21/2007 Certified 09/24/2007 1
ICLREU2 Change to delivery procedures for low sulphur gasoil 12/22/2011 Certified 01/10/2012 1
CME Modification to clearing fee schedule as it relates to OTC interest rate swaps; 12-254. 08/15/2012 Certified 08/30/2012 1
ICECC Advance notice of proposed rule changes to update ICC's Euro Eligible Collateral Requirements. 03/12/2014 Certified 05/06/2014 1
OCC OCC proposes to process all sell transactions prior to the exercise of long options in Market-Maker accounts to ensure that only net long positions may be exercised. 07/17/2014 Certified 07/30/2014 1
CME Weekly Notification of Rule Amendments - Week of February 18, 2019 02/27/2019 Notified 02/27/2019 1
LCHLTD LCH Limited Self-Certification: Removing clearing eligibility for EONIA/EuroSTR basis swap 01/29/2021 Certified 02/12/2021 1
NADEX Nadex plans to launch a promotion, whereby applicants will be able to make an initial deposit of less than the standard $250 minimum deposit as required by Rule 3.1(b) to become a Trading Member. 08/13/2021 Certified 08/27/2021 1
CME Modification and Withdrawal of Clearing Support for Cleared OTC GBP and JPY Interest Rate Basis Swaps Referencing LIBOR 09/09/2021 Certified 09/23/2021 1
CME Weekly Notification of Rule Amendments - Week of April 3, 2023 04/12/2023 Notified 04/12/2023 1
OCC 2004-05 Units of Currency Options PHLX (SEC) 03/19/2004 Certified 03/19/2004 1
LCHLTD Amending rules to (i) clarify netting procedures, (ii) update its Deed of Assignment, and (iii) clarify SwapClear fees. 08/16/2012 Certified 08/31/2012 1
LCHLTD Self-Certification of changes to LCH.Clearnet Ltd Audit Committee Terms of Reference. 01/22/2015 Certified 02/05/2015 1
LCHLTD Correction of an error in the provisions governing the way in which variation margin is characterised. The current drafting erroneously treats variation margin as collateral, this rule change corrects the treatment to be that of a settlement payment. 02/26/2015 Certified 03/12/2015 1