| CME |
Extension of the CME OTC FX Fee Waiver Program |
06/14/2016 |
Certified |
06/28/2016 |
|
1 |
| LCHLTD |
LCH is submitting for self-certification amendments to its rules and procedures related to improvements being made to the SwapClear portal. |
06/26/2018 |
Certified |
07/11/2018 |
|
1 |
| CME |
Amendment to CME, CBOT, and NYMEX/COMEX Rule 853. ("Transfers of Trades and Customer Accounts") |
05/19/2021 |
Certified |
06/03/2021 |
|
1 |
| OCC |
2004-04 Equity Options Automatic Exercise (n0n-CFTC) |
03/19/2004 |
Certified |
03/19/2004 |
|
1 |
| LCHLTD |
LCH Limited Self Certification: Rule Changes on Intraday Portfolio Transfers with Collateral |
06/26/2018 |
Certified |
07/11/2018 |
|
1 |
| LCHLTD |
Correction of cross-references relating to the LCH Limited Prescribed Language in the relevant part of the rulebook. |
03/01/2019 |
Notified |
03/01/2019 |
|
1 |
| OCC |
Rule amendment to clarify applicability of rules governing delivery of Treasury Securities underlying Treasury Futures to those with maturities greater than 25 years; SR-OCC-2012-20. |
10/22/2012 |
Certified |
11/06/2012 |
|
1 |
| EUREX |
Weekly Notification of Rule Amendments - Week of October 31, 2016 |
11/04/2016 |
Notified |
11/04/2016 |
|
1 |
| CME |
Extension of the CME OTC FX Fee Waiver Program |
12/08/2016 |
Certified |
12/22/2016 |
|
1 |
| CME |
Amendments to CME/CBOT/NYMEX/COMEX Rule 770. ("Delivery Obligation Transfer Procedures") |
03/13/2017 |
Certified |
03/27/2017 |
|
1 |
| LCHLTD |
LCH Limited Self Certification: Rule Changes on the addition of SOFR Swaps as eligible SwapClear products |
06/26/2018 |
Certified |
07/11/2018 |
|
1 |
| CME |
Amendments to CME Rules Chapter 8-G ("Interest Rate Derivative Clearing") to Implement Mandatory IRS Clearing Member Participation in Hedging Auctions |
09/19/2018 |
Certified |
10/03/2018 |
|
1 |
| LX |
Update to LedgerX Fee Schedule |
09/23/2020 |
Notified |
09/23/2020 |
|
1 |
| LCHLTD |
LCH Limited Self Certification: rule changes related to tenors and currency pairs extensions of NDFs cleared in the ForexClear service. |
01/29/2021 |
Certified |
02/12/2021 |
|
1 |
| LCHLTD |
LCH is submitting for self-certification corrections to the ForexClear fee schedule. |
06/29/2021 |
Certified |
07/14/2021 |
|
1 |
| CCD |
Amendments to Rules to accommodate for Cboe Clear Digital's provision of clearing services for digital asset futures on a margined basis for FCMs, as well as other certain clarifying updates to the Rules. |
08/18/2023 |
Certified |
09/01/2023 |
|
1 |
| LCHLTD |
Amending regulations and procedurse to: eliminate its credit exposure to its Protected Payment System banks, permit the collection of interest from members where a negative interest rate is in effect on cash margin, and add Buffer Accounts. |
08/17/2012 |
Certified |
09/01/2012 |
|
1 |
| NADEX |
Increase the Real-Time Account Funding (RTAF) Program level from $250 to $500. |
10/23/2012 |
Certified |
11/07/2012 |
|
1 |
| ICLREU2 |
ICE Clear Europe submits for self-certification amendments that amend the timeframe during which clearing members are required to make contributions to cover investment losses that exceed the available clearing house loss assets. |
06/06/2014 |
Certified |
06/21/2014 |
|
1 |
| ICLR US |
Amendment to Maintenance Period of Stress Loss Charge |
12/18/2015 |
Certified |
01/05/2016 |
|
1 |
| OCC |
This proposed rule change concerns pass-through letters of credit. |
02/02/2016 |
Certified |
02/17/2016 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of June 18, 2018 |
06/26/2018 |
Notified |
06/26/2018 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of July 30, 2018 |
08/08/2018 |
Notified |
08/08/2018 |
|
1 |
| CME |
Amendments to CME Rule 8G04. ("IRS Clearing Member Obligations and Qualifications") to Implement Mandatory IRS Clearing Member Participation in Liquidity Polls |
09/19/2018 |
Certified |
10/03/2018 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of March 14, 2022 |
03/21/2022 |
Notified |
03/21/2022 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of July 11, 2022 |
07/19/2022 |
Notified |
07/19/2022 |
|
1 |
| OCC |
2004-10 Commission Approval Property of Securities Customers in a Futures Account Cross Margining |
11/05/2004 |
Approved |
11/05/2004 |
|
1 |
| LCHLTD |
Amendments to Definitions and Regulation 62 to allow for the co-clearing of specific contracts on behalf of members with other clearing houses where one clearinghouse acts for the buyer and the other acts for the seller. |
01/28/2009 |
Certified |
02/26/2009 |
|
1 |
| ICLREU2 |
Correction to Platts Crude oil reference price |
12/22/2011 |
Certified |
01/10/2012 |
|
1 |
| OCC |
Eliminate fees for three brochures; SR-OCC-2012-09 |
06/28/2012 |
Certified |
07/14/2012 |
|
1 |
| NADEX |
Amendments to cap exchange fees related to trading and settlement paid by direct members. |
08/15/2012 |
Certified |
08/30/2012 |
|
1 |
| ICLREU2 |
Rules related to treatment of cleared swap customer margin in accordance with Part 22 of the Commission's regulations and terms governing delivery of certain notices related to CDS contracts. |
10/24/2012 |
Certified |
11/08/2012 |
|
1 |
| LCHLTD |
Introduction of a schedule of fees for Compression Services offered by the SwapClear service. |
02/11/2014 |
Certified |
02/27/2014 |
|
1 |
| LCHLTD |
Submission of rule change to modify the ForexClear section of the FCM Procedures to require a FCM member that is a registered investment company, to include provisions in its agreement with a FCM client for FCM client assets to be held at the CCP. |
02/27/2015 |
Certified |
03/12/2015 |
|
1 |
| LCHLTD |
LCH Limited's rule changes related to the distribution of losses to Clearing Members in a default event. |
12/14/2020 |
Certified |
12/29/2020 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of August 9, 2021 |
08/16/2021 |
Notified |
08/16/2021 |
|
1 |
| OCC |
Termination of OCC's Pledge program; SR-OCC-2012-10 |
06/28/2012 |
Certified |
07/14/2012 |
|
1 |
| LCHLTD |
Addition of two new Approved Trade Source Systems for SwapClear. |
02/12/2014 |
Withdrawn |
02/25/2014 |
|
1 |
| ICLR US |
ICUS is changing the method by which Clearing Members are charged (or credited) with respect to the deposit of USD and non-USD cash collateral held by ICUS |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
| OCC |
This proposed rule change concerns the account from which certain clearing members may fund the Additional Margin requirement associated with overnight trading sessions. |
02/27/2015 |
Notified |
02/27/2015 |
|
1 |
| CME |
Amendments to CME Rule 8G27 (IRS Risk Committee) |
03/18/2016 |
Certified |
04/01/2016 |
|
1 |
| LCHSA |
LCH SA is submitting for self-certification the new CDSClear fee grid proposed for all account structures, including those introduced to reflect the indirect clearing requirements under EMIR and MiFIR for authorized CCPs. |
12/15/2017 |
Certified |
01/02/2018 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of September 10, 2018 |
09/19/2018 |
Notified |
09/19/2018 |
|
1 |
| EUREX |
Weekly Notification of Rule Amendments - Week of September 25, 2023 |
09/29/2023 |
Notified |
09/29/2023 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - February 19, 2024 |
02/26/2024 |
Notified |
02/26/2024 |
|
1 |
| NYPC |
Amendments related to clearing firm membership and default management. |
01/30/2013 |
Certified |
02/14/2013 |
|
1 |
| LCHLLC |
LCH.Clearnet LLC is implementing PPS fees for funds transferred to the clearing house to recover charges from PPS banks. |
12/12/2013 |
Certified |
12/28/2013 |
|
1 |
| LCHLLC |
Addition of two new Approved Trade Source Systems for SwapClear. |
02/12/2014 |
Withdrawn |
02/25/2014 |
|
1 |
| NADEX |
Nadex is clarifying its Members' continuing notification obligations, clarifying when Nadex can suspend withdrawal requests, and adding disgorgement of ill-gotten profits as a potential disciplinary sanction. |
11/04/2016 |
Certified |
11/21/2016 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of July 10, 2017 |
07/20/2017 |
Notified |
07/20/2017 |
|
1 |
