Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLREU2 ICE Clear Europe submits for self-certification modifications to its CDS margin methodology in connection with the acceptance for clearing of new Western European sovereign CDS contracts. 04/09/2014 Certified 04/24/2014 1
CME Weekly Notification of Rule Amendments - Week of February 23, 2015 03/05/2015 Notified 03/05/2015 1
LCHLTD The LCH.Clearnet Limited ForexClear service Risk-free Compression offering. 08/24/2015 Certified 09/04/2015 1
CME Revisions to CME/CBOT/NYMEX/COMEX Rule 973 - Customer Accounts with the Clearing House 09/17/2015 Certified 10/01/2015 1
LCHLTD LCH self certifies changes to its rules for SwapClear to:i.remove certain market standard definitions ii.correct the maximum tenors for certain contracts iii.allow Clearing Members to use excess collateral to register Backloaded Trade(s) 05/01/2017 Certified 05/15/2017 1
CME Implementation of the Cleared OTC FX Fee Schedule for Non-Deliverable Forwards (NDFs) and Cash-Settled Forwards (CSFs) 06/14/2022 Certified 06/29/2022 1
OCC Settlement of Stock Futures 08/21/2003 Certified 08/21/2003 1
OCC This proposed rule change concerns enhanced post-trade price reasonableness checks on confirmed trades in standardized options and futures options. 07/22/2014 Certified 08/04/2014 1
LCHLTD LCH.Clearnet is submitting for self certification changes to its rules related to confidentiality during the default management of an FCM and to remove ambiguity around its rules related to the allocation of losses related to a Treasury Default. 02/08/2016 Certified 02/22/2016 1
LCHLTD Changes to the LCH LTD London Deposit Rate ("LDR") applied to cash balances held on SwapClear and ForexClear services clearing member accounts. 07/24/2017 Notified 07/24/2017 1
LCHLTD LCH is submitting for self-certification changes to its rules in order to remove LCH's discretion to increase the Mandatory ForexClear Swap Limit above the relevant cap in the context of FX Options clearing. 08/14/2018 Certified 08/28/2018 1
OCC Proposed rule change to require that an Actionable Identifier be included on Customer and Non-Customer securitiesoptions trades other than Market Maker trades. 04/15/2019 Certified 04/29/2019 1
LCHLTD LCH Limited Self Certification: Rule changes related to clearing of Non-Deliverable Options ("NDOs") and the calculation of the Sovereign Risk Margin ("SRM") add-on in the ForexClear service. 09/30/2020 Certified 10/14/2020 1
CME Weekly Notification of Rule Amendments - Week of January 2, 2023 01/10/2023 Notified 01/10/2023 1
OCC Appointed Clearing Members 08/21/2003 Certified 08/21/2003 1
OCC Amendments to Fitness Standards; statutory disqualifications SR-OCC-2012-03 03/15/2012 Certified 03/30/2012 1
LCHLTD Addition of precious metals as margin collateral, Extension of use of Collateral Management System to include third party collateral 05/02/2012 Certified 05/17/2012 1
OCC Proposed rule change concerning the adoption of the Technology Committee of OCC's Board of Directors. 11/30/2015 Certified 12/14/2015 1
CME Weekly Notification of Rule Amendments - Week of November 29, 2021 12/10/2021 Notified 12/10/2021 1
NYMEX De-listing by DME of the Brent-Oman and WTI-Oman Financial Spreads. 02/28/2008 Certified 03/05/2008 1
ICE NGX Amendment to Product List of CPA to add new products 12/29/2008 Certified 01/02/2009 1
ICLREU2 Amendments to CDS Procedures to incorporate terms for the CDX North America Index CDS Contracts to be cleared by ICE Clear Europe. 03/06/2015 Certified 03/19/2015 1
CME Weekly Notification of Rule Amendments - Week of November 20, 2017 11/29/2017 Notified 11/29/2017 1
LCHLTD LCH Limited Self-Certification: Removal of Clearstream Frankfurt as a settlement location 03/06/2019 Certified 03/20/2019 1
CME Amendments to CME Rule 8G930.C. ("Acceptable Performance Bond Deposits for IRS Products") 04/16/2019 Certified 04/30/2019 1
ICLR US Amendments to ICUS Rule 204 03/26/2021 Certified 04/09/2021 1
LCHLTD LCH Limited self-certification: Clearing of Polish Zloty overnight interest rate swaps that reference the PLN-WIRON-OIS Compound floating rate option 10/06/2023 Certified 10/23/2023 1
ICE NGX Fee schedule changes to CPA for trading and clearing products 12/29/2008 Certified 01/02/2009 1
OCC Proposed rule change that would broaden the definition of the term "Representative" in Article I, Section 1 of OCC's by-laws. 07/29/2010 Certified 07/29/2010 1
LCHLTD New client clearing fee structure 03/16/2012 Certified 03/31/2012 1
CME Amendments to Six (6) CBOT Fertilizer Cleared Swap Contracts 03/06/2015 Certified 03/20/2015 1
LCHLLC Circular to send to SwapClear Clearing Members = describes changes to Client Deposit Rate ("CDR"). 09/18/2015 Certified 10/02/2015 1
CME Weekly Notification of Rule Amendments - Week of October 31, 2016 11/10/2016 Notified 11/10/2016 1
CME Weekly Notification of Rule Amendments - Week of January 16, 2017 01/24/2017 Notified 01/24/2017 1
LCHLTD LCH is submitting for self-certification changes to its rules regarding the identification to LCH of a client's backup Clearing Member(s). The change does not apply to Clearing Members which are Futures Commission Merchants ("FCMs") and their clients. 08/15/2018 Certified 08/28/2018 1
MGEX Addition of new Rule regarding Bitnomial Exchange block trades 02/14/2022 Certified 03/01/2022 1
CME Weekly Notification of Rule Amendments - Week of March 21, 2022 03/28/2022 Notified 03/28/2022 1
CCD Update to CCD Operating Agreement 04/18/2024 Certified 05/02/2024 1
NYMEX Renumbering of Rule 9.00B Close-Out Netting to Rule 8.18 12/30/2008 Certified 01/02/2009 1
OCC Proposed rule change to exclude TIP-STRIPS from the definition of "Government securities." 07/29/2010 Certified 07/29/2010 1
OCC Technical amendments to fitness standards for directors, clearing members and others 05/15/2012 Certified 05/31/2012 1
LCHLLC New schedule of Securities Acceptable for Margin Cover Purposes due to changes to the haircuts applied to margin collateral. 02/12/2014 Withdrawn 02/25/2014 1
OCC The Options Clearing Corporation proposes to amend its By-Laws and rules in order to enhance the measurement used to establish minimum capital requirements for banks approved to issue letters of credit. 03/06/2015 Certified 03/20/2015 1
CME Amendments to CME Rules 8G02.; 8G04.; 8G14.; 8G25.; 8G802.; 8H02.; 8H04.; 8H14.; 8H26.; 8H802. 09/08/2017 Certified 09/22/2017 1
CME Weekly Notification of Rule Amendments - Week of March 16, 2020 03/25/2020 Notified 03/25/2020 1
LCHLTD LCH Limited Self-Certification: SGD SORA tenor extension from 5.5Y to 21Y for OIS and Basis swaps 02/05/2021 Certified 02/22/2021 1
MGEX Amendments to Clearing Member Withdrawal Rules 02/14/2022 Certified 03/01/2022 1
OCC Technical clarification to Rule 1506 which prohibits the deposit in lieu of margin in respect of certain options to add references to range options. 12/31/2008 Certified 01/02/2009 1
ICLREU2 Changes to SPAN margin methodology 03/16/2012 Certified 03/31/2012 1
NYMEX Change to NYMEX Brent Block Trade Broker Rebate Program 05/16/2012 Certified 06/01/2012 1