Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
OCC Reduction of threshold amounts used to determine the equity options that are deemed to be in the money for purposes of exercise by exception processing. 12/07/2007 Certified 12/27/2007 1
LCHLLC Rule amendments to Risk Procedures, OTC terms and conditions and other definitions 06/08/2011 Certified 06/08/2011 1
ICLREU2 ICE Clear Europe submits for self-certification rule amendments that address clearinghouse recovery and wind-down and default management enhancements. 01/16/2014 Certified 02/01/2014 1
EUREX Weekly Notification of Rule Amendments - Week of December 5, 2016 12/13/2016 Notified 12/13/2016 1
CME Weekly Notification of Rule Amendments - Week of March 22, 2021 03/29/2021 Notified 03/29/2021 1
MGEX Amendment of deadlines to incorporate new BRIXX contracts 09/14/2021 Certified 09/28/2021 1
KCC New Rules 8.02 and 8.03 establishing security deposits and default procedures to supplement resources and actions available in the event of a member default. 10/30/2008 Certified 10/30/2008 1
CME Ten new OTC Asian-Style and European-Style options on corn, soybeans, wheat, soybean oil, and soybean meal listed for clearing only on CBOT will be cleared by CME 07/29/2009 Certified 08/11/2009 1
NYPC Proposed amendments to expand the scope of NYPC's cross-margining program with Fixed Income Clearing Corporation to include the accounts of market professionals 03/20/2012 Approved 05/04/2012 1
LCHLTD LCH.Clearnet's SwapClear service plan implement rule change extend existing risk-free compression service allow compression of trades that have differing fixed rate, LCH.Clearnet submitting changes to the fees for the risk free compression service. 07/25/2014 Certified 08/08/2014 1
CMECE Weekly Notification of RuleAmendments - Week of April 17, 2017 05/03/2017 Notified 05/03/2017 1
CME Implementation of New Rule 570 ("Restriction on Sale of Exchange Products in the EU to EU Retail Investors Under PRIIPs" and Amendments to Rule 960 ("Omnibus and Carrying Broker Accounts"). 12/01/2017 Certified 12/15/2017 1
LCHLTD LCH Limited Self-Certification: Launch of SONIA Futures 04/10/2018 Certified 04/24/2018 1
LCHLTD LCH Limited proposes to make changes to its rules to provide the option to non-US ForexClear Clearing Members to treat variation margin payments as settlement payments ("STM Contracts"). 11/07/2018 Certified 11/23/2018 1
CME Weekly Notification of Rule Amendments - Week of September 21, 2020 10/01/2020 Notified 10/01/2020 1
NODALCL Weekly Notification of Rule Amendments 7-6-2021 07/06/2021 Notified 07/06/2021 1
OCC Rule primarily applicable to securities 03/14/2007 Certified 03/14/2007 1
CBT Ten new OTC Asian-Style and European-Style options on corn, soybeans, wheat, soybean oil, and soybean meal listed for clearing only on CBOT will be cleared by CME 07/29/2009 Certified 08/11/2009 1
LCHLLC Amendment to Risk Management Procedures Manual to modify the method for calculating original performance bond requirements 04/22/2010 Certified 05/03/2010 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the amendments to the CDS Clearing Rules related to the LCH's application for registration with the US SEC as a clearing agency. 12/13/2016 Certified 12/28/2016 1
CME Weekly Notification of Rule Amendments - Week of December 11, 2017 12/21/2017 Notified 12/21/2017 1
CME Weekly Notification of Rule Amendments - Week of October 29, 2018 11/07/2018 Notified 11/07/2018 1
CME Weekly Notification of Rule Amendments - Week of August 16, 2021 08/23/2021 Notified 08/23/2021 1
CME Weekly Notification of Rule Amendments - Week of April 10, 2023 04/18/2023 Notified 04/18/2023 1
CME Weekly Notification of Rule Amendments - February 26, 2024 03/04/2024 Notified 03/04/2024 1
OCC Rule primarily applicable to securities 03/14/2007 Certified 03/14/2007 1
OCC Establishment of a program with ICE Clear for the cross-margining of certain securities options contracts with futures and options cleared by ICE Clear 12/12/2007 Certified 12/28/2007 1
ICE NGX Rule changes and establishment of a new schedule to cover bilateral transactions which are trades entered into on NGX as a trading system but then not cleared through NGX, the clearing organization. 07/27/2009 Certified 08/11/2009 1
CME Amendments and new rule to CME Chapter 8G and 900 re: cleared interest rate swaps and addition to Clearing house Manual of Operations for CME cleared interest rate swaps 03/01/2011 Certified 03/01/2011 1
OCC Updating rules related to clearing physically settled European-style options on U.S. Treasury notes and bonds with a unit of trading of $10,000 traded on Nasdaq OMX PHLX, LLC; SR-OCC-2012-23. 11/30/2012 Certified 12/15/2012 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 10/17/2014 Certified 10/31/2014 1
OCC Proposed rule change concerning the commingling of certain non-customer margin assets with Clearing Fundcontributions in The Options Clearing Corporation's account at the Federal Reserve Bank of Chicago. 08/28/2020 Certified 09/14/2020 1
CME Weekly Notification of Rule Amendments - Week of May 9, 2022 05/17/2022 Notified 05/17/2022 1
OCC Rule primarily applicable to securities 03/05/2007 Certified 03/05/2007 1
OCC Amendments to integrate common stocks and ETFs into the STANS margin calculation methodology 12/14/2007 Certified 12/28/2007 1
CCORP Definition of Exchange Market is amended to include USD SENSEX index futures traded on USFE 04/03/2008 Certified 04/10/2008 1
ICE NGX Amendment to CPA product list to add new Ontario electricity, natural gasa and crude oil products that will become available for trading and/or clearing on the NGX trading system and/or the NGX clearing system. 07/27/2009 Certified 08/11/2009 1
CME Acceptance of certain swap contracts based on the DJ-UBS Commodity Index 3 Month Forward for clearing 04/23/2010 Certified 05/03/2010 1
OCC By-Laws amendment to clarify that OCC will not commence the clearing of OTC S&P 500 Index Options until the SEC approves subsequent rule filing concerning certain enhancements to OCC's risk modeling and risk management procedures; SR-OCC-2012-14A1. 11/30/2012 Certified 12/15/2012 1
LCHLTD Self-certification pursuant to 40.6(a) notifying of the introduction of the ForexClear Client Clearing fees deferral program. 01/22/2014 Certified 02/06/2014 1
CME Amendments to CME, CBOT, NYMEX, and COMEX Rule 980.F. ("Required Records and Reports") 02/11/2016 Certified 02/26/2016 1
SGX-DC Amendments to the relevant final settlement price provisions within the SGX-DC Clearing Rules arising from proposed changes by The Steel Index (TSI) to the TSI Iron Ore 62% Fe Benchmark Index. 03/21/2017 Certified 04/03/2017 1
CME Weekly Notification of Rule Amendments - Week of July 17, 2017 07/27/2017 Notified 07/27/2017 1
SGX-DC The Amendments arise due to the removal of Nifty Futures as a contract of a relevant market which is accepted for clearing by SGX-DC under the Mutual Offset System ("MOS") with CME. 04/10/2018 Certified 04/24/2018 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 08/17/2018 Certified 08/31/2018 1
CME Expansion of Clearing of OTC Interest Rate Swaps Denominated in Mexican Pesos to 31 Years. 10/02/2018 Certified 10/17/2018 1
LCHLTD LCH proposes to change its rules so that where a new FX Option Clearing Member is on-boarded, and the respective contributions to the Liquidity Fund decrease as a result, 2 calendar days' notice will be given to existing FX Option Clearing Members 03/11/2019 Certified 03/25/2019 1
ICE NGX Re-direction of company website and non-significant revisions to update cross-references. 04/18/2019 Notified 04/18/2019 1
LCHLTD LCH Limited Self-Certification: Rates Service Default Fund Cap Increase 07/05/2019 Certified 07/19/2019 1
ICE NGX Removing "fax" as a means of delivery, replacing "fax" with "email". Amending the ICE NGX address for notices. 08/28/2020 Notified 08/28/2020 1