CME |
Increase of CME corporate contribution to IRS financial safeguards from $100MM to $150MM; 13-045. |
02/13/2013 |
Certified |
03/01/2013 |
|
1 |
CME |
Expansion of Modified Split Methodology |
03/09/2015 |
Certified |
03/23/2015 |
|
1 |
LCHLTD |
ForexClear Compression fees are being published and added to the existing fee waiver program. Also language to clarify that changing of the main tariff if not permissible. |
06/20/2016 |
Certified |
07/01/2016 |
|
1 |
CME |
Delisting of the Markit iTraxx Europe Main 7Y Swap (Cleared Only) Contract |
02/09/2018 |
Certified |
02/09/2018 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of April 2, 2018 |
04/11/2018 |
Notified |
04/11/2018 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of August 22, 2022 |
08/29/2022 |
Notified |
08/29/2022 |
|
1 |
OCC |
Rule primarily applicable to securities |
07/24/2006 |
Certified |
07/24/2006 |
|
1 |
OCC |
Rule change allowing clearing members to use OCC systems to update certain non-critical trade data in respect of exchange transactions involving securities and other options, provided that such update does not contravene any exchange rules |
06/07/2011 |
Certified |
06/07/2011 |
|
1 |
CME |
Changes to rules related to OTC Derivative Clearing, Interest Rate Derivative Clearing and CDS Clearing conforming to CFTC Regulation 39.12(b)(7) (Time Frame for Clearing). NYMEX rule changes to avoid conflicts with CFTC Regulations 1.73 and 1.74. 12-280 |
09/14/2012 |
Certified |
09/29/2012 |
|
1 |
OCC |
Technical change related to mini options to clarify that the same adjustment treatment thresholds that were added to Article VI, Section 11A(c)(ii) are also meant to extend to contracts overlying fund shares; SR-OCC-2013-01. |
02/14/2013 |
Certified |
03/02/2013 |
|
1 |
LCHLTD |
LCH.Clearnet Limited changes to Rulebook Section 4 Procedures to allow non-FCM Clearing Members to lodge AUD securities onshore at Austraclear, a CSD located in Australia. There are also some non-material changes being made. |
03/24/2016 |
Certified |
04/07/2016 |
|
1 |
LCHLTD |
LCH Ltd change to its London Deposit Rate (LDR)applicable to cash balances held on clearing member accounts for the SwapClear and ForexClear services. |
03/24/2017 |
Notified |
03/24/2017 |
|
1 |
LCHLTD |
Capitalab, a division of BGC Brokers LP, has been added as an eligible provider of third party compression services to the participants of LCH Ltd's ("LCH") SwapClear service. |
12/26/2017 |
Notified |
12/26/2017 |
|
1 |
LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 22 February 2022. |
02/21/2022 |
Notified |
02/21/2022 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of December 5, 2022 |
12/13/2022 |
Notified |
12/13/2022 |
|
1 |
LCHLTD |
Changes to LCH Limited's ("LCH") London Deposit Rate ("LDR"), Client Deposit Rate ("CDR"), FCM London Deposit Rate ("FCM LDR") and RepoClear Deposit Rate ("RDR"). |
01/15/2024 |
Notified |
01/15/2024 |
|
1 |
OCC |
Rule primarily applicable to securities |
07/12/2006 |
Certified |
07/12/2006 |
|
1 |
LCHLLC |
Rules 908 and 909 incorporate the contract specifications of two new futures contracts to be cleared by IDCH - the IDEX USD Defined Roll Interest Rate Swap Futures Contract and the IDEX USD Forward Start Defined Roll Interest Rate Swap Futures Contract. |
08/05/2010 |
Certified |
08/05/2010 |
|
1 |
NADEX |
Create CCO title and amend rulebook to reflect office and duties of CCO. |
11/18/2011 |
Certified |
12/06/2011 |
|
1 |
OCC |
Private auction process by which OCC may liquidate all or any part of a suspended Clearing Member's account; SR-OCC-2012-11 |
07/03/2012 |
Certified |
07/18/2012 |
|
1 |
SGX-DC |
Rule amendments for specification of final settlement price methodology for the SGX Hot-Rolled Coil Steel CFR ASEAN Swap contract. |
01/22/2014 |
Certified |
02/06/2014 |
|
1 |
NADEX |
Amends the minimum initial required deposit to $250; amends language regarding transfer of funds from foreign bank to Nadex settlement bank; clarifies settlement for federal funds binary contracts |
08/05/2016 |
Certified |
08/19/2016 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of June 5, 2017 |
06/15/2017 |
Notified |
06/15/2017 |
|
1 |
MGEX |
Notice of margin changes made prior week |
04/01/2021 |
Notified |
04/01/2021 |
|
1 |
ICE NGX |
Amendments are designed to streamline and update terminology, descriptions, rules and procedures relating to financially settled futures products. |
03/05/2024 |
Certified |
03/19/2024 |
|
1 |
OCC |
Rule primarily applicable to securities |
06/26/2006 |
Certified |
06/26/2006 |
|
1 |
ICLREU2 |
Amendments to contract terms for Brent 1st Line Swap |
09/22/2011 |
Certified |
10/07/2011 |
|
1 |
LCHLTD |
Rule amendments to introduce "real time registration" ("RTR") for its ForexClear service as required under 17 C.F.R. 39.12(b)(7)(i). Changes include the addition of Minimum Excess Requirement and Mutualized Credit Extension. |
02/13/2013 |
Certified |
03/01/2013 |
|
1 |
CME |
Notification of CME's New York Data Center classification as the primary operational backup Data Center for CME Clearing. |
09/23/2013 |
Certified |
12/20/2013 |
|
1 |
CME |
Revision to CME/CBOT/NYMEX/COMEX Rule 854 to add a provision to the Rule concerning violations of the Rule; 14-100 |
03/21/2014 |
Certified |
04/05/2014 |
|
1 |
SGX-DC |
Amendments to the SGX-DC Clearing Rules for the SGX Iron Ore 58% Swaps |
11/27/2014 |
Certified |
12/10/2014 |
|
1 |
LCHLTD |
LCH.Clearnet Limited will commence clearing new PJM zonal contracts traded on the Nodal Exchange. |
07/13/2015 |
Withdrawn |
07/15/2015 |
|
1 |
LCHLTD |
LCH.Ltd self certifies changes its rules to add MXN IRS and VNS in NOK, PLN and SEK to the list of SwapClear eligible products. Also, the self certification includes rule changes to reflect the new NOK benchmark index name of NOK-NIBOR-OIBOR. |
09/19/2016 |
Certified |
10/03/2016 |
|
1 |
LCHLTD |
LCH Limited Weekly Notification of Connectivity Fee Amendment. No changes to LCH Rulebook apply. |
03/06/2020 |
Notified |
03/06/2020 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: ForexClear fees update |
12/16/2020 |
Certified |
12/31/2020 |
|
1 |
EUREX |
Weekly Notification of Rule Amendments - Week of August 23, 2021 |
08/26/2021 |
Notified |
08/26/2021 |
|
1 |
MGEX |
Notification of margin changes made prior week |
05/19/2022 |
Notified |
05/19/2022 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of November 27, 2023 |
12/05/2023 |
Notified |
12/05/2023 |
|
1 |
ICE NGX |
Consolidate the concepts and procedures, including ICE NGX's discretionary authority, in a Default or Event of Default that are currently applicable to specific types of products. |
03/05/2024 |
Certified |
03/19/2024 |
|
1 |
NYMEX |
Amends the Trade Submission Deadlines for Off-Exchange Trades Submitted for Clearing |
11/17/2005 |
Certified |
11/18/2005 |
|
1 |
OCC |
Rule primarily applicable to securities |
06/08/2006 |
Certified |
06/08/2006 |
|
1 |
LCHLLC |
Amendment to Rule 1101 to correct typographical error re: minimum notional principal for US interest rate swap |
06/14/2011 |
Certified |
06/14/2011 |
|
1 |
ICLREU2 |
ICE Clear Europe submits for self-certification new Rule 110(g), which addresses ICE Clear Europe's ability to delay variation margin settlement under Rule 110. |
03/21/2014 |
Certified |
04/05/2014 |
|
1 |
LCHSA |
CDSClear currently applies an identical rate to cash EUR deposited on both house and client accounts. As from January 2015, CDSClear will apply a different rate to the cash EUR collateral deposited on behalf of clients. |
12/19/2014 |
Certified |
01/05/2015 |
|
1 |
LCHSA |
LCH Clearnet SA is submitting for self-certification a change of Euro Default Fund remuneration rate as of 1st of April 2015. |
03/10/2015 |
Certified |
03/24/2015 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of April 24, 2017 |
05/05/2017 |
Notified |
05/05/2017 |
|
1 |
SGX-DC |
Approval of amendments to SGX-DC Clearing Rules to effect default management measures, revise the application of the SGX-DC Clearing Fund and remove references to OTCF contracts due to cessation of clearing that contract class. |
04/29/2019 |
Withdrawn |
05/03/2019 |
|
1 |
LCHLTD |
The rulebook has been amended to provide an express reference to the sub-accounts LCH will open on behalf of a clearing member and to reflect that LCH may open and close operational accounts for clearing members at its sole discretion. |
04/01/2020 |
Certified |
04/14/2020 |
|
1 |
MGEX |
Submission of dormant Rules related to clearing of Bitnomial Exchange contracts for certification |
08/26/2021 |
Certified |
09/10/2021 |
|
1 |
LCHLTD |
Changes to the LCH Limited's London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate and RepoClear Deposit Rate. |
04/18/2023 |
Notified |
04/18/2023 |
|
1 |