Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
SGX-DC Approval of amendments to SGX-DC Clearing Rules to effect default management measures, revise the application of the SGX-DC Clearing Fund and remove references to OTCF contracts due to cessation of clearing that contract class. 04/29/2019 Withdrawn 05/03/2019 1
LCHLTD The rulebook has been amended to provide an express reference to the sub-accounts LCH will open on behalf of a clearing member and to reflect that LCH may open and close operational accounts for clearing members at its sole discretion. 04/01/2020 Certified 04/14/2020 1
MGEX Submission of dormant Rules related to clearing of Bitnomial Exchange contracts for certification 08/26/2021 Certified 09/10/2021 1
LCHLTD Changes to the LCH Limited's London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate and RepoClear Deposit Rate. 04/18/2023 Notified 04/18/2023 1
LCHLTD LCH Limited Self-Certification: SwapClear Service Opening - 24x5 07/17/2023 Certified 07/28/2023 1
ICE NGX Amending provisions relating to protection of personal information, confidentiality, update terminology and update descriptions. 03/05/2024 Certified 03/19/2024 1
OCC Rule primarily applicable to securities 04/26/2006 Certified 04/26/2006 1
CME Addition of Interest Rate Swaps in EUR, GBP, JPY, CAD and CHF 09/23/2011 Certified 10/08/2011 1
CME Certification of Changes to Correct An Error in CME Rule 274H.02.A. Regarding Cash Settlement of Cleared OTC U.S. Dollar/Chilean Peso (Cleared OTC USD/CLP) Spot, Forwards and Swaps Contracts. 10/30/2013 Certified 11/15/2013 1
ICLR US Amendment to procedures for facilitating physical delivery of foreign currencies. ICUS #14-26 03/24/2014 Certified 04/08/2014 1
CME Amendments to CME/CBOT/NYMEX/COMEX Rule 816.; CME Rules 8G07. and 8H07. 08/08/2016 Certified 08/22/2016 1
CMECE Weekly Notification of Rule Amendments 03/24/2017 Notified 03/24/2017 1
CME Weekly Notification of Rule Amendments - Week of December 18, 2017 12/27/2017 Notified 12/27/2017 1
CME Rule Amendments for CME to Clear for FEX Exchange. 07/03/2018 Certified 07/18/2018 1
CME Weekly Notification of Rule Amendments - Week of March 23, 2020 04/01/2020 Notified 04/01/2020 1
CME Amendments to CME Rule 8A71. ("Contract Eligibility") to add E-mini FTSE China 50 Futures Contract and E-mini FTSE Emerging Market Futures Contract to the Mutual Offset System 04/02/2021 Certified 04/16/2021 1
LCHLTD Changes to LCH Limited's London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate, and RepoClear Deposit Rate 07/17/2023 Notified 07/17/2023 1
OCC Rule primarily applicable to securities 01/12/2006 Certified 01/12/2006 1
CME Addition of CDX North American Investment Grade Index Series 9 09/23/2011 Certified 09/24/2011 1
ICLR US Amendment to Collateral and Cash Management Fees 02/10/2014 Certified 02/26/2014 1
CME Maintaining List on CME Group Website of Indices for Cleared CDX Index Untranched CDS Contracts 03/10/2015 Certified 03/24/2015 1
CME Weekly Notification of Rule Amendments - Week of September 4, 2017 09/13/2017 Notified 09/13/2017 1
ICE NGX The is an Amendment to the Schedule "A" of the Contracting Party Agreement, which is amendments to data and fee charges. 12/13/2018 Certified 01/28/2019 1
CME Weekly Notification of Rule Amendments - Week of November 11, 2019 11/20/2019 Notified 11/20/2019 1
LCHLTD LCH Limited Self-Certification: Clarifications to fees on Collateral and net capital requirements for Listed Rates FCM Members 03/06/2020 Certified 03/20/2020 1
CME Weekly Notification of Rule Amendments - Week of August 24, 2020 09/01/2020 Notified 09/01/2020 1
CME Weekly Notification of Rule Amendments - Week of November 2, 2020 11/10/2020 Notified 11/10/2020 1
CME Weekly Notification of Rule Amendments - Week of October 9, 2023 10/17/2023 Notified 10/17/2023 1
ICLR US By-Law 5.5 Deficiency in Guaranty Fund 02/13/2007 Certified 02/26/2007 1
OCC Rule primarily applicable to securities 01/11/2006 Certified 01/11/2006 1
LCHLTD Implementation of a Liquidity and Concentration Risk Model for the Nodal Clearing Service. 02/18/2014 Certified 03/05/2014 1
OCC Proposed rule change related to The Options Clearing Corporation's clearing membership approval process. 05/16/2016 Certified 05/31/2016 1
CME Weekly Notification of Rule Amendments - Week of January 21, 2019 01/30/2019 Notified 01/30/2019 1
CME Weekly Notification of Rule Amendments - Week of August 12, 2019 08/21/2019 Notified 08/21/2019 1
CME Weekly Notification of Rule Amendments - Week of October 14, 2019 10/23/2019 Notified 10/23/2019 1
LCHLTD LCH Limited Self-Certification: Standard Coupon Inflation Swaps 03/06/2020 Certified 03/20/2020 1
CME Weekly Notification of Rule Amendments - Week of February 14, 2022 02/22/2022 Notified 02/22/2022 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited's London Deposit Rate and RepoClear Deposit Rate effective from 22 July 2022. 07/26/2022 Notified 07/26/2022 1
OCC Adoption of interpretative guidance regarding the administration and application of a new adjustment method for cash dividends and distributions 05/23/2008 Certified 05/27/2008 1
LCHLTD Self-certification in respect of operational changes for accepting Trades with a Trade Date T+1 while LCH.Clearnet's SwapClear service still operates on T. 05/01/2014 Certified 05/16/2014 1
SGX-DC Amendments have been promulgated in order to align the SGX-DC Clearing Rules to the IAS 32 that prescribes rules for the offsetting of financial assets and financial liabilities. 04/13/2015 Certified 04/24/2015 1
CME Notification of Rule Amendments - Week of March 4, 2019 03/13/2019 Notified 03/13/2019 1
OCC Proposed rule change to establish the OCC Regulatory Committee and adopt the OCC Regulatory Committee Charter 10/23/2019 Certified 11/06/2019 1
CME Amendments to CME Rule 8A71. ("Contract Eligibility") to Eliminate Three-Month Eurodollar Futures from the Mutual Offset System 11/20/2019 Certified 12/05/2019 1
LCHLTD LCH Limited Self-Certification: Non-Standard Fixing Offsets 03/06/2020 Certified 03/20/2020 1
LCHLTD LCH Limited Self Certification: Weekly Notification of Rule Amendments 07/06/2020 Notified 07/06/2020 1
CME Weekly Notification of Rule Amendments - Week of September 28, 2020 10/06/2020 Notified 10/06/2020 1
LCHLTD LCH Limited Self-Certification: Discontinuation of Economic Amendments functionality 02/10/2021 Certified 02/25/2021 1
CME Weekly Notification of Rule Amendments - Week of March 28, 2022 04/07/2022 Notified 04/07/2022 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 22 June 2022. 06/17/2022 Notified 06/17/2022 1