Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICE NGX Amendment to CPA product list to add new Ontario electricity, natural gasa and crude oil products that will become available for trading and/or clearing on the NGX trading system and/or the NGX clearing system. 07/27/2009 Certified 08/11/2009 1
CME Acceptance of certain swap contracts based on the DJ-UBS Commodity Index 3 Month Forward for clearing 04/23/2010 Certified 05/03/2010 1
OCC By-Laws amendment to clarify that OCC will not commence the clearing of OTC S&P 500 Index Options until the SEC approves subsequent rule filing concerning certain enhancements to OCC's risk modeling and risk management procedures; SR-OCC-2012-14A1. 11/30/2012 Certified 12/15/2012 1
LCHLTD Self-certification pursuant to 40.6(a) notifying of the introduction of the ForexClear Client Clearing fees deferral program. 01/22/2014 Certified 02/06/2014 1
CME Amendments to CME, CBOT, NYMEX, and COMEX Rule 980.F. ("Required Records and Reports") 02/11/2016 Certified 02/26/2016 1
SGX-DC Amendments to the relevant final settlement price provisions within the SGX-DC Clearing Rules arising from proposed changes by The Steel Index (TSI) to the TSI Iron Ore 62% Fe Benchmark Index. 03/21/2017 Certified 04/03/2017 1
CME Weekly Notification of Rule Amendments - Week of July 17, 2017 07/27/2017 Notified 07/27/2017 1
SGX-DC The Amendments arise due to the removal of Nifty Futures as a contract of a relevant market which is accepted for clearing by SGX-DC under the Mutual Offset System ("MOS") with CME. 04/10/2018 Certified 04/24/2018 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 08/17/2018 Certified 08/31/2018 1
CME Expansion of Clearing of OTC Interest Rate Swaps Denominated in Mexican Pesos to 31 Years. 10/02/2018 Certified 10/17/2018 1
LCHLTD LCH proposes to change its rules so that where a new FX Option Clearing Member is on-boarded, and the respective contributions to the Liquidity Fund decrease as a result, 2 calendar days' notice will be given to existing FX Option Clearing Members 03/11/2019 Certified 03/25/2019 1
ICE NGX Re-direction of company website and non-significant revisions to update cross-references. 04/18/2019 Notified 04/18/2019 1
LCHLTD LCH Limited Self-Certification: Rates Service Default Fund Cap Increase 07/05/2019 Certified 07/19/2019 1
ICE NGX Removing "fax" as a means of delivery, replacing "fax" with "email". Amending the ICE NGX address for notices. 08/28/2020 Notified 08/28/2020 1
CME Weekly Notification of Rule Amendments - Week of February 1, 2021 02/09/2021 Notified 02/09/2021 1
ICE NGX Amendments to Physical Delivery. 08/25/2023 Certified 09/11/2023 1
OCC Rule primarily applicable to securities 12/11/2006 Certified 12/11/2006 1
CCORP Definition of exchange market amended to include binary options on prices of euros, yen, australian dollar, oil, gold and silver traded on USFE 12/10/2007 Certified 12/28/2007 1
CME The title of Chapter 415A for S&P GSCI ER Swap Contracts is changed to clarify that the contracts are cleared as OTC contracts and Rule 415A03 concerning final settlement prices is amended to delete a superfluous phrase. 08/11/2009 Certified 08/11/2009 1
CME Acceptance of certain swap contracts based on the DJ-UBS Commodity Index 2 Month Forward for clearing 04/23/2010 Certified 05/03/2010 1
ICLREU2 Rule and procedure amendments related to the extension of customer clearing to credit default swap transactions. 09/13/2012 Certified 09/28/2012 1
CME Changes to the liquidity/concentration factor of CME's margin methodology for CDS; 12-384R. 11/30/2012 Certified 09/16/2013 1
OCC Changes to Policy Statement re: Back-up Communication Channel to Internet Access; SR-OCC-2013-10 07/17/2013 Certified 08/01/2013 1
LCHLTD LCH.Clearnet Limited is adding TrueEx as an approved trade source system for the SwapClear service. 10/25/2013 Certified 11/08/2013 1
OCC Proposed rule change to permit Pass- Through Letters of Credit as a form of margin asset to satisfy margin obligations for futures positions held in segregated futures accounts that are not eligible to hold positions in security futures. 06/17/2016 Certified 07/01/2016 1
CME Weekly Notification of Rule Amendments - Week of January 29, 2018 02/09/2018 Notified 02/09/2018 1
CME Amendments to CME/CBOT/NYMEX/COMEX Rules 403.A. ("Clearing House Risk Committee"), 901.H. ("General Requirements and Obligations"), 912. ("Approval"), 913. ("Withdrawal from Clearing Membership") and CME Rule 8G913.A. (Withdrawal from IRS Clearing Members 08/17/2018 Certified 08/31/2018 1
LCHLTD LCH Limited Self-Certification: SwapClear new basis swaps and tenor extension 07/05/2019 Certified 07/19/2019 1
ICLR US Changes to fees on cash and non-cash initial margin and guaranty fund contributions. 12/23/2019 Certified 01/08/2020 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited concentration limit for non-cash margin collateral in Singapore government bonds. 09/14/2022 Notified 09/14/2022 1
LCHLTD LCH Limited self-certification: New Brazilian national holiday 01/12/2024 Certified 01/29/2024 1
OCC Rule primarily applicable to securities 10/26/2006 Certified 10/26/2006 1
ICLR US Rule amendment requiring the execution and provision of cross-margining documents by clearing members in order to participate 12/17/2007 Certified 12/28/2007 1
CME New Rule 949 regarding credit control policies 04/28/2010 Certified 05/03/2010 1
OCC Rule change with respect to OCC obligations to pay settlement amounts to clearing members generally, as well as in emergency situations. 04/28/2011 Certified 04/28/2011 1
LCHLTD Changes to Benchmark currency fixing rates for MYR and IDR used by ForexClear Service 07/19/2013 Certified 08/03/2013 1
LCHLTD New Rule for IMMES Service 07/28/2014 Certified 08/11/2014 1
EUREX Weekly Notification of Rule Amendments - Week of December 18, 2017 12/22/2017 Notified 12/22/2017 1
MIAX Bitnomial Rule Amendments 08/25/2023 Certified 09/11/2023 1
OCC Rule primarily applicable to securities 10/26/2006 Certified 10/26/2006 1
ICLR US To modify requirements for assets to be used as guarantee fund deposits or margin 12/19/2007 Certified 12/28/2007 1
OCC Rule amendment to obtain legal cetainty with respect to options and security futures on iShares COMEX Gold Trust Shares 07/23/2008 Approved 12/03/2008 1
LCHLLC New Rule for IMMES Service 07/28/2014 Certified 08/11/2014 1
LCHLTD LCH.Clearnet is submitting for self certification changes to its rules with respect to the introduction of Zero Coupon Inflation-Indexed Swaps clearing in the SwapClear service. 03/09/2015 Certified 03/20/2015 1
CME Weekly Notification of Rule Amendments - Week of October 16, 2017 10/26/2017 Notified 10/26/2017 1
LCHLTD LCH LTD changes to its London Deposit Rate (LDR) applied to cash balances (excluding default fund) held on SwapClear and ForexCler services clearing member accounts. 12/22/2017 Notified 12/22/2017 1
SGX-DC Self-certification of Amendments to SGX-DC Clearing Rules 07/08/2019 Certified 07/19/2019 1
LCHSA LCH SA is submitting for self-certification the proposed amendments to the CDSClear fee grid for 2021. 12/16/2020 Certified 12/31/2020 1
LCHLTD LCH Limited is submitting for self-certification clarification changes to its rules related to its international client clearing model. The changes do not apply to Clearing Members that are Future Commission Merchants ("FCMs"). 03/31/2021 Certified 04/14/2021 1
CME Weekly Notification of Rule Amendments - Week of October 24, 2022 10/31/2022 Notified 10/31/2022 1