| CME |
Weekly Notification of Rule Amendments - Week of July 18, 2022 |
07/26/2022 |
Notified |
07/26/2022 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of July 10, 2023 |
07/17/2023 |
Notified |
07/17/2023 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of August 21, 2023 |
08/28/2023 |
Notified |
08/28/2023 |
|
1 |
| LCHLTD |
LCH has amended Procedure 1 (Clearing Member, Non-Member Market Participant and Dealer Status) to correct a previously incorrect references to clearing member's status in the different categories for net capital requirements. |
12/06/2023 |
Notified |
12/06/2023 |
|
1 |
| LCHLTD |
LCH Limited is filing rule changes to extend clearing eligibility to overnight interest rate swaps that (i) are denominated in South African Rand, (ii) have a maximim tenor of 31 years, and (iii) reference the ZAR-ZARONIA-OIS compound floating index. |
05/31/2024 |
Certified |
06/14/2024 |
|
1 |
| NADEX |
Holiday schedule |
12/07/2012 |
Certified |
12/22/2012 |
|
1 |
| MGEX |
Rule certification of amendments made to MGEX's Rulebook primarily in connection with default rules and procedures and recovery and wind-down plans required under CFTC Regulations 39.35 and 39.39. |
12/19/2014 |
Certified |
01/06/2015 |
|
1 |
| OCC |
Proposed rule change to amend OCC's By-Laws to clarify that the Board may, in its discretion, designate that the Chief Operating Officer also serve as President of OCC. |
05/05/2017 |
Certified |
05/19/2017 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Rule Change related to PPS bank accounts maintained by Clearing Members |
10/23/2019 |
Certified |
11/06/2019 |
|
1 |
| ICE NGX |
Changes around scheduling procedures for Yesterday ("YD") products at Alliance delivery points. |
10/06/2020 |
Certified |
10/21/2020 |
|
1 |
| NADEX |
Extension of Refer a Friend program. |
12/07/2012 |
Certified |
12/22/2012 |
|
1 |
| ICLREU2 |
Amendments to ICE Clear Europe rules and procedures to implement a clearing relationship under which ICE Clear Europe will clear contracts traded on the LIFFE Administration and Management market |
06/07/2013 |
Certified |
06/22/2013 |
|
1 |
| LCHLTD |
LCH.Clearnet Limited is modifying its previous self-certification by removing the customer closeout provisions from the Clearing House Procedures and reserving these sections for future revision. |
09/26/2013 |
Certified |
10/28/2013 |
|
1 |
| LCHLTD |
Self-certification to 1) amend ForexClear fees to provide for existing Clearing Members to move from the current variable tariff to the current fixed tariff, by giving notice to LCH, and 2) publication of the ForexClear fees for 2017. |
09/20/2016 |
Certified |
10/04/2016 |
|
1 |
| MGEX |
Notification of changes made to outright and spread margin rates, as well as VSR change. |
12/28/2017 |
Notified |
12/28/2017 |
|
1 |
| OCC |
Submission under 40.6(d)(2)(i) to notify CFTC of a change in OCC's principal office. |
05/23/2018 |
Notified |
05/23/2018 |
|
1 |
| LCHLTD |
Rule change that allows the clearing house to amend by circular the process and timings for the Portfolio Transfer Process. LCH is also issuing a circular with changes to the Portfolio Transfer Process for full and partial transfers without collateral. |
06/10/2013 |
Certified |
06/25/2013 |
|
1 |
| LCHLTD |
LCH.Clearnet Limited is issuing a circular to provide a process for effecting bilateral terminations of SwapClear contracts by SwapClear Clearing members. |
09/27/2013 |
Certified |
10/29/2013 |
|
1 |
| LCHLTD |
Self-certification relating to implementation of a margin model floor for the SwapClear Clearing Service. |
05/02/2014 |
Certified |
05/17/2014 |
|
1 |
| LCHLTD |
LCH.Clearnet is proposing rule changes to extend the tenors of its existing products by up to one year. |
12/31/2015 |
Certified |
01/14/2016 |
|
1 |
| LCHLTD |
LCH LTD is self-certifying changes to its rules to clarify that all variation margin payments associated with Contracts of all FCMs and US SCMs of the SwapClear service are settlement payments. |
12/28/2017 |
Certified |
01/12/2018 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Amendments to the Rates and ForexClear rules on antitrust law in the context of Default Management Groups |
08/22/2019 |
Certified |
09/06/2019 |
|
1 |
| LCHLTD |
Weekly Notification of Rule Amendment for the week of 2 December 2019. From this date the London Deposit Rate charged to FCM members will change. |
11/21/2019 |
Notified |
11/21/2019 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of March 29, 2021 |
04/05/2021 |
Notified |
04/05/2021 |
|
1 |
| LCHLTD |
Self-certification pursuant to Reg. 40.6(a) relating to the revision of fees for the ForexClear service. |
09/27/2013 |
Certified |
10/29/2013 |
|
1 |
| LCHLTD |
Change to the SwapClear service European Client Account Fees |
10/24/2014 |
Certified |
11/06/2014 |
|
1 |
| ICE NGX |
Update to May 24, 2019 filing, which was missing information on how we are meeting Core Principles. Please replace this filing with the May 24th filing. |
05/30/2019 |
Certified |
06/13/2019 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of July 1, 2019 |
07/11/2019 |
Notified |
07/11/2019 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: SwapClear Opening Hours |
08/22/2019 |
Certified |
09/06/2019 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of June 29, 2020 |
07/06/2020 |
Notified |
07/06/2020 |
|
1 |
| LCHSA |
LCH SA is submitting for self-certification the proposed amendments to LCH SA's CDS Clearing Supplement required to mainly reflect the new iTraxx and CDX swaption documentation, published recently by the relevant Markit entity. |
12/29/2021 |
Certified |
01/12/2022 |
|
1 |
| LCHSA |
LCH SA is submitting this Weekly Notification of CDS Clearing rule amendments made during the week ending January 12, 2024, in order to update the CDSClear Fee Grid for 2024. |
01/16/2024 |
Notified |
01/16/2024 |
|
1 |
| MGEX |
Formation of the Risk Management Committee |
03/06/2024 |
Certified |
03/20/2024 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - April 15, 2024 |
04/23/2024 |
Notified |
04/23/2024 |
|
1 |
| OCC |
The proposed rule change concerns monthly resizing of the clearing fund and the addition of financial resources. |
12/01/2014 |
Certified |
12/15/2014 |
|
1 |
| LCHSA |
LCH SA is submitting for self-certification the proposed changes necessary to implement a new end of day price contribution window for CDX North American indices and related single names. |
02/14/2018 |
Certified |
03/01/2018 |
|
1 |
| SGX-DC |
Self-certification of rule amendment pursuant to Commission Regulation 40.6(a) with respect to an update to SGX-DC's collateral management policy |
12/13/2018 |
Certified |
01/28/2019 |
|
1 |
| SGX-DC |
Self-certification of amendments to SGX-DC Clearing Rules - revision of clearing fee |
07/12/2019 |
Certified |
07/25/2019 |
|
1 |
| LCHLTD |
Weekly Notification of addition of a trading venue to ForexClear |
08/22/2019 |
Notified |
08/22/2019 |
|
1 |
| NYMEX |
Increases the Maximum Dollar Value of Letters of Credit to $500 Million, Retains the Percentage Basis at 10% and Increases the Collateralized Maximum to $600 Million |
01/12/2006 |
Certified |
01/17/2006 |
|
1 |
| OCC |
Changes to rules re: clearance of stock loan transactions in Market Loan and Stock Loan programs; proposed changes to clearing agreement between OCC and operator of the Loan Market. |
03/22/2012 |
Certified |
04/06/2012 |
|
1 |
| LCHLTD |
Amendments to reflect change to rate of return on contributions to SwapClear default fund and to clarify FCM Clearing Member collection of additional collateral for FCM Clients' SwapClear contracts that are non-hedging in nature. |
07/17/2012 |
Certified |
08/01/2012 |
|
1 |
| LCHLLC |
Re-introduction of a backload discount plan for client clearing activity to SwapClear's client fee structure. |
11/20/2013 |
Certified |
12/06/2013 |
|
1 |
| OCC |
This proposed rule change would permit the Executive Chairman, the President or their delegate to approve requests by a Hedge Clearing Member to become a Market Loan Clearing Member. |
10/24/2014 |
Certified |
11/07/2014 |
|
1 |
| CME |
Amendments to CME Chapter 900 ("Interest Rate Swaps)" and Adoption of New CME Chapter 902 ("Interest Rate Swaptions Contract Terms") |
03/24/2016 |
Certified |
04/07/2016 |
|
1 |
| CME |
Amendments to Indian Rupee/U.S. Dollar (INR/USD) Futures, E-Micro Indian Rupee/U.S. Dollar (INR/USD) Futures and INR Interest Rate Swaps |
07/05/2018 |
Certified |
07/19/2018 |
|
1 |
| LCHLTD |
LCH Ltd is submitting for self-certification changes to the tariffs applicable to the ForexClear clearing service. |
12/14/2018 |
Certified |
01/28/2019 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of April 22, 2019 |
05/01/2019 |
Notified |
05/01/2019 |
|
1 |
| MGEX |
Notification of changes to outright margin rates and volatility scan range. |
05/30/2019 |
Notified |
05/30/2019 |
|
1 |
| MGEX |
Notification of margin changes made in previous week. |
04/02/2020 |
Notified |
04/02/2020 |
|
1 |
