OCC |
Rule Certification Concerning Implementation of Settlement Timing Changes |
05/24/2022 |
Certified |
06/08/2022 |
|
1 |
ICLREU2 |
Introduction of clearing for addtional OTC contracts. |
05/13/2011 |
Certified |
05/13/2011 |
|
1 |
NYMEX |
OTC Broker Incentive Program, 12-018 |
01/13/2012 |
Certified |
01/31/2012 |
|
1 |
OCC |
Rescinds a policy interpretation adopted by OCC's Securities Committee with respect to adjustments of listed equity options for dividends, and the corresponding policy in OCC bylaws applicable to security futures. |
03/26/2012 |
Certified |
04/10/2012 |
|
1 |
CME |
CME/CBOT/NYMEX rule amendments incorporating LSOC regulations; 12-240 |
07/17/2012 |
Certified |
08/01/2012 |
|
1 |
CME |
Rule change relating to the removal of the SGD-SOR-Reuters and addition of SGD-SOR-VWAP reference rate for Singapore Dollar (SGD) denominated interest rate swaps (IRS). |
09/27/2013 |
Certified |
10/29/2013 |
|
1 |
OCC |
Self-certification of rule changes related to the Governance Committee charter. |
10/25/2013 |
Certified |
11/12/2013 |
|
1 |
LCHLTD |
Re-introduction of a backload discount plan for client clearing activity to SwapClear's client fee structure. |
11/20/2013 |
Certified |
12/06/2013 |
|
1 |
LCHLTD |
Change to Section 1 Procedures to clarify Clearing Member obligations in relation to providing regulatory returns to the Clearing House. |
07/16/2015 |
Certified |
07/29/2015 |
|
1 |
LCHLTD |
LCH Ltd is submitting for self-certification changes to the tariffs applicable to SwapClear members. |
12/14/2018 |
Certified |
01/28/2019 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of May 16, 2022 |
05/24/2022 |
Notified |
05/24/2022 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of June 13, 2022 |
06/21/2022 |
Notified |
06/21/2022 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of April 17, 2023 |
04/24/2023 |
Notified |
04/24/2023 |
|
1 |
ICE NGX |
Crude Oil Incentive Program |
05/16/2012 |
Certified |
06/01/2012 |
|
1 |
CME |
CME/CBOT/NYMEX rule amendments to clarify that CME Clearing's lien on collateral held by the clearing house includes both property of clearing members and customer performance bond; 12-241 |
07/17/2012 |
Certified |
08/01/2012 |
|
1 |
CME |
Amendment to Rule 971, adding a new subpart C, requiring FCM clearing members to provide CME Clearing's Audit Department with view-only access of segregated, secured/30.7 and Cleared Swaps Customer accounts at banks or trust companies; 12-282. |
09/17/2012 |
Certified |
10/02/2012 |
|
1 |
MGEX |
Rule changes related to establishment of a Risk Management Committee, which replaces the Clearing House Committee. |
04/03/2013 |
Certified |
04/18/2013 |
|
1 |
LCHLTD |
LCH.Ltd is submitting for self-certification a Circular to SwapClear Clearing Members describing the changes to the SwapClear margining times and Backload Registration Cycles times |
08/10/2016 |
Certified |
08/24/2016 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of December 3, 2018 |
12/14/2018 |
Notified |
12/14/2018 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of December 16, 2019 |
12/26/2019 |
Notified |
12/26/2019 |
|
1 |
MGEX |
Amendments to provide further clarification regarding certain Rules related to clearing Bitnomial Exchange contracts. |
12/18/2020 |
Certified |
01/05/2021 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of December 20, 2021 |
12/29/2021 |
Notified |
12/29/2021 |
|
1 |
MGEX |
Weekly Notification - Bitnomial margin rates |
08/29/2023 |
Notified |
08/29/2023 |
|
1 |
NYMEX |
Extends Rule 6.21G through August 4, 2006, as CFTC Granted an Extension to its Order Allowing NYMEX Floor Members to Trade in OTC Markets under Specified Conditions |
02/03/2006 |
Certified |
02/10/2006 |
|
1 |
ICLREU2 |
Circular related to the planned conversion of certain open interest in OTC energy contracts to futures contracts listed on ICE Futures U.S. Inc. or ICE Futures Europe Limited, as applicable. |
09/17/2012 |
Certified |
10/02/2012 |
|
1 |
CME |
Modification to CME and CBOT clearing rules to facilitate clearing of KCBT products; 13-115. |
03/28/2013 |
Certified |
04/12/2013 |
|
1 |
LCHLTD |
Changes to the SwapClear service amending its product eligibility criteria to allowfor acceptance of swaps with stub periods at both the start and the end of a contract. |
10/31/2013 |
Certified |
11/16/2013 |
|
1 |
LCHLTD |
Self-certification pursuant to Sec. 40.6(a) in respect of enhancements to the Bunched Order Trade Registration. |
06/13/2014 |
Certified |
06/28/2014 |
|
1 |
ICE NGX |
NGX is amending its CPA to ensure that U.S. taxpayers carry out their obligations under the Internal Revenue Code. |
10/24/2014 |
Certified |
11/07/2014 |
|
1 |
LCHLTD |
LCH amends its Rulebook to clarify the process with respect to the remuneration applied to the ForexClear default fund member contributions, and the rate and spread which may be applied. |
05/08/2017 |
Certified |
05/22/2017 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of July 24, 2017 |
08/03/2017 |
Notified |
08/03/2017 |
|
1 |
LCHLTD |
Accommodation Fee for Non-Cash Collateral held in SwapClear Client Accounts |
02/11/2021 |
Certified |
02/26/2021 |
|
1 |
OCC |
Rule Certification Concerning Clearing Member Cybersecurity Attestation Program |
05/25/2022 |
Certified |
06/09/2022 |
|
1 |
CME |
Modification of Cleared Over-the-Counter ("OTC") Canadian Dollar ("CAD") Denominated Interest Rate Swap Products Referencing the Canadian Dollar Offered Rate ("CDOR") and Limitation of Acceptance for Clearing |
04/23/2024 |
Certified |
05/07/2024 |
|
1 |
CBT |
Restatement of clearing member membership and shareholding requirements |
09/27/2006 |
Certified |
09/30/2006 |
|
1 |
NYMEX |
Incentive Program for Natural Gas Products, 12-016 |
01/13/2012 |
Certified |
01/31/2012 |
|
1 |
ICECC |
Amendments to conform the ICC membership qualifications to be in compliance with Commission Regulations 39.12(a)(2)(ii) and 39.12(a)(2)(iii). |
03/23/2012 |
Approved |
05/07/2012 |
|
1 |
CME |
New rules governing LSOC with excess; 13-132. |
04/05/2013 |
Certified |
04/20/2013 |
|
1 |
LCHLLC |
Changes to the SwapClear service amending its product eligibility criteria to allowfor acceptance of swaps with stub periods at both the start and the end of a contract. |
10/31/2013 |
Certified |
11/16/2013 |
|
1 |
CME |
New rule to permit compression for IRS contracts by coupon blending. CME #14-157 |
05/05/2014 |
Certified |
05/20/2014 |
|
1 |
LCHLTD |
The LCH's Listed Interest Rates service will soon clear for a new trading venue(Curve Global)-Currently the rules are specific to NLX. The changes make the rules applicable to any trading venue eligible to be cleared by this service. |
08/10/2016 |
Certified |
08/24/2016 |
|
1 |
MGEX |
Amendment of MGEX Bylaws and Rules in anticipation of expected merger; changes to be effective after merger. |
10/07/2020 |
Certified |
10/22/2020 |
|
1 |
LCHLTD |
Weekly Notification of Rule Amendment for the Week of 22 December 2020. |
12/18/2020 |
Notified |
12/18/2020 |
|
1 |
LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate, FCM London Deposit Rate, RepoClear Deposit Rate and to the Client Deposit Rate. |
09/16/2022 |
Notified |
09/16/2022 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of March 6, 2023 |
03/14/2023 |
Notified |
03/14/2023 |
|
1 |
CME |
Weekly Notification of Rule Amendments - January 8, 2024 |
01/16/2024 |
Notified |
01/16/2024 |
|
1 |
NYMEX |
Coal Incentive Program, 12-020 |
01/13/2012 |
Certified |
01/31/2012 |
|
1 |
ICECC |
Modifications to the ICC Risk Model |
03/23/2012 |
Certified |
04/07/2012 |
|
1 |
CME |
Amendments to the CME Manual of Operations for CME Cleared Interest Rate Swaps (CME Submission No. 13-520) |
11/01/2013 |
Certified |
11/19/2013 |
|
1 |
LCHLTD |
Self-certification pursuant to 40.6(a) to implement changes to the trade registration process for backloaded trades in LCH.Clearnet's SwapClear service. |
11/21/2013 |
Certified |
12/07/2013 |
|
1 |