Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Revision to CME/CBOT/NYMEX/COMEX Rule 854 to add a provision to the Rule concerning violations of the Rule; 14-100 03/21/2014 Certified 04/05/2014 1
SGX-DC Amendments to the SGX-DC Clearing Rules for the SGX Iron Ore 58% Swaps 11/27/2014 Certified 12/10/2014 1
LCHLTD LCH.Clearnet Limited will commence clearing new PJM zonal contracts traded on the Nodal Exchange. 07/13/2015 Withdrawn 07/15/2015 1
LCHLTD LCH.Ltd self certifies changes its rules to add MXN IRS and VNS in NOK, PLN and SEK to the list of SwapClear eligible products. Also, the self certification includes rule changes to reflect the new NOK benchmark index name of NOK-NIBOR-OIBOR. 09/19/2016 Certified 10/03/2016 1
LCHLTD LCH Limited Weekly Notification of Connectivity Fee Amendment. No changes to LCH Rulebook apply. 03/06/2020 Notified 03/06/2020 1
LCHLTD LCH Limited Self-Certification: ForexClear fees update 12/16/2020 Certified 12/31/2020 1
EUREX Weekly Notification of Rule Amendments - Week of August 23, 2021 08/26/2021 Notified 08/26/2021 1
MIAX Notification of margin changes made prior week 05/19/2022 Notified 05/19/2022 1
CME Weekly Notification of Rule Amendments - Week of November 27, 2023 12/05/2023 Notified 12/05/2023 1
ICE NGX Consolidate the concepts and procedures, including ICE NGX's discretionary authority, in a Default or Event of Default that are currently applicable to specific types of products. 03/05/2024 Certified 03/19/2024 1
NYMEX Amends the Trade Submission Deadlines for Off-Exchange Trades Submitted for Clearing 11/17/2005 Certified 11/18/2005 1
OCC Rule primarily applicable to securities 06/08/2006 Certified 06/08/2006 1
LCHLLC Amendment to Rule 1101 to correct typographical error re: minimum notional principal for US interest rate swap 06/14/2011 Certified 06/14/2011 1
ICLREU2 ICE Clear Europe submits for self-certification new Rule 110(g), which addresses ICE Clear Europe's ability to delay variation margin settlement under Rule 110. 03/21/2014 Certified 04/05/2014 1
LCHSA CDSClear currently applies an identical rate to cash EUR deposited on both house and client accounts. As from January 2015, CDSClear will apply a different rate to the cash EUR collateral deposited on behalf of clients. 12/19/2014 Certified 01/05/2015 1
LCHSA LCH Clearnet SA is submitting for self-certification a change of Euro Default Fund remuneration rate as of 1st of April 2015. 03/10/2015 Certified 03/24/2015 1
CME Weekly Notification of Rule Amendments - Week of April 24, 2017 05/05/2017 Notified 05/05/2017 1
SGX-DC Approval of amendments to SGX-DC Clearing Rules to effect default management measures, revise the application of the SGX-DC Clearing Fund and remove references to OTCF contracts due to cessation of clearing that contract class. 04/29/2019 Withdrawn 05/03/2019 1
LCHLTD The rulebook has been amended to provide an express reference to the sub-accounts LCH will open on behalf of a clearing member and to reflect that LCH may open and close operational accounts for clearing members at its sole discretion. 04/01/2020 Certified 04/14/2020 1
MIAX Submission of dormant Rules related to clearing of Bitnomial Exchange contracts for certification 08/26/2021 Certified 09/10/2021 1
LCHLTD Changes to the LCH Limited's London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate and RepoClear Deposit Rate. 04/18/2023 Notified 04/18/2023 1
LCHLTD LCH Limited Self-Certification: SwapClear Service Opening - 24x5 07/17/2023 Certified 07/28/2023 1
ICE NGX Amending provisions relating to protection of personal information, confidentiality, update terminology and update descriptions. 03/05/2024 Certified 03/19/2024 1
LCHSA LCH SA is proposing additional amendments to its CDS Clearing Rule Book and CDS Clearing Procedures to incorporate new terms and to make conforming, clarifying and clean-up changes to implement the new model of CDSClear select membership. 11/01/2024 Certified 11/18/2024 1
OCC Rule primarily applicable to securities 04/26/2006 Certified 04/26/2006 1
CME Addition of Interest Rate Swaps in EUR, GBP, JPY, CAD and CHF 09/23/2011 Certified 10/08/2011 1
CME Certification of Changes to Correct An Error in CME Rule 274H.02.A. Regarding Cash Settlement of Cleared OTC U.S. Dollar/Chilean Peso (Cleared OTC USD/CLP) Spot, Forwards and Swaps Contracts. 10/30/2013 Certified 11/15/2013 1
ICLR US Amendment to procedures for facilitating physical delivery of foreign currencies. ICUS #14-26 03/24/2014 Certified 04/08/2014 1
CME Amendments to CME/CBOT/NYMEX/COMEX Rule 816.; CME Rules 8G07. and 8H07. 08/08/2016 Certified 08/22/2016 1
CMECE Weekly Notification of Rule Amendments 03/24/2017 Notified 03/24/2017 1
CME Weekly Notification of Rule Amendments - Week of December 18, 2017 12/27/2017 Notified 12/27/2017 1
CME Rule Amendments for CME to Clear for FEX Exchange. 07/03/2018 Certified 07/18/2018 1
CME Weekly Notification of Rule Amendments - Week of March 23, 2020 04/01/2020 Notified 04/01/2020 1
CME Amendments to CME Rule 8A71. ("Contract Eligibility") to add E-mini FTSE China 50 Futures Contract and E-mini FTSE Emerging Market Futures Contract to the Mutual Offset System 04/02/2021 Certified 04/16/2021 1
LCHLTD Changes to LCH Limited's London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate, and RepoClear Deposit Rate 07/17/2023 Notified 07/17/2023 1
OCC Rule primarily applicable to securities 01/12/2006 Certified 01/12/2006 1
CME Addition of CDX North American Investment Grade Index Series 9 09/23/2011 Certified 09/24/2011 1
ICLR US Amendment to Collateral and Cash Management Fees 02/10/2014 Certified 02/26/2014 1
CME Maintaining List on CME Group Website of Indices for Cleared CDX Index Untranched CDS Contracts 03/10/2015 Certified 03/24/2015 1
CME Weekly Notification of Rule Amendments - Week of September 4, 2017 09/13/2017 Notified 09/13/2017 1
ICE NGX The is an Amendment to the Schedule "A" of the Contracting Party Agreement, which is amendments to data and fee charges. 12/13/2018 Certified 01/28/2019 1
CME Weekly Notification of Rule Amendments - Week of November 11, 2019 11/20/2019 Notified 11/20/2019 1
LCHLTD LCH Limited Self-Certification: Clarifications to fees on Collateral and net capital requirements for Listed Rates FCM Members 03/06/2020 Certified 03/20/2020 1
CME Weekly Notification of Rule Amendments - Week of August 24, 2020 09/01/2020 Notified 09/01/2020 1
CME Weekly Notification of Rule Amendments - Week of November 2, 2020 11/10/2020 Notified 11/10/2020 1
CME Weekly Notification of Rule Amendments - Week of October 9, 2023 10/17/2023 Notified 10/17/2023 1
CCD CCD submits amendments to its Rulebook, Operating Agreement, Default Management Plan, and Risk Management Committee Charter to reflect its new legal name taking effect December 1, 2024. 11/01/2024 Certified 11/18/2024 1
ICLR US By-Law 5.5 Deficiency in Guaranty Fund 02/13/2007 Certified 02/26/2007 1
OCC Rule primarily applicable to securities 01/11/2006 Certified 01/11/2006 1
LCHLTD Implementation of a Liquidity and Concentration Risk Model for the Nodal Clearing Service. 02/18/2014 Certified 03/05/2014 1