Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
OCC Rule Certification Concerning Implementation of Settlement Timing Changes 05/24/2022 Certified 06/08/2022 1
ICLREU2 Introduction of clearing for addtional OTC contracts. 05/13/2011 Certified 05/13/2011 1
NYMEX OTC Broker Incentive Program, 12-018 01/13/2012 Certified 01/31/2012 1
OCC Rescinds a policy interpretation adopted by OCC's Securities Committee with respect to adjustments of listed equity options for dividends, and the corresponding policy in OCC bylaws applicable to security futures. 03/26/2012 Certified 04/10/2012 1
CME CME/CBOT/NYMEX rule amendments incorporating LSOC regulations; 12-240 07/17/2012 Certified 08/01/2012 1
CME Rule change relating to the removal of the SGD-SOR-Reuters and addition of SGD-SOR-VWAP reference rate for Singapore Dollar (SGD) denominated interest rate swaps (IRS). 09/27/2013 Certified 10/29/2013 1
OCC Self-certification of rule changes related to the Governance Committee charter. 10/25/2013 Certified 11/12/2013 1
LCHLTD Re-introduction of a backload discount plan for client clearing activity to SwapClear's client fee structure. 11/20/2013 Certified 12/06/2013 1
LCHLTD Change to Section 1 Procedures to clarify Clearing Member obligations in relation to providing regulatory returns to the Clearing House. 07/16/2015 Certified 07/29/2015 1
LCHLTD LCH Ltd is submitting for self-certification changes to the tariffs applicable to SwapClear members. 12/14/2018 Certified 01/28/2019 1
CME Weekly Notification of Rule Amendments - Week of May 16, 2022 05/24/2022 Notified 05/24/2022 1
CME Weekly Notification of Rule Amendments - Week of June 13, 2022 06/21/2022 Notified 06/21/2022 1
CME Weekly Notification of Rule Amendments - Week of April 17, 2023 04/24/2023 Notified 04/24/2023 1
ICE NGX Crude Oil Incentive Program 05/16/2012 Certified 06/01/2012 1
CME CME/CBOT/NYMEX rule amendments to clarify that CME Clearing's lien on collateral held by the clearing house includes both property of clearing members and customer performance bond; 12-241 07/17/2012 Certified 08/01/2012 1
CME Amendment to Rule 971, adding a new subpart C, requiring FCM clearing members to provide CME Clearing's Audit Department with view-only access of segregated, secured/30.7 and Cleared Swaps Customer accounts at banks or trust companies; 12-282. 09/17/2012 Certified 10/02/2012 1
MGEX Rule changes related to establishment of a Risk Management Committee, which replaces the Clearing House Committee. 04/03/2013 Certified 04/18/2013 1
LCHLTD LCH.Ltd is submitting for self-certification a Circular to SwapClear Clearing Members describing the changes to the SwapClear margining times and Backload Registration Cycles times 08/10/2016 Certified 08/24/2016 1
CME Weekly Notification of Rule Amendments - Week of December 3, 2018 12/14/2018 Notified 12/14/2018 1
CME Weekly Notification of Rule Amendments - Week of December 16, 2019 12/26/2019 Notified 12/26/2019 1
MGEX Amendments to provide further clarification regarding certain Rules related to clearing Bitnomial Exchange contracts. 12/18/2020 Certified 01/05/2021 1
CME Weekly Notification of Rule Amendments - Week of December 20, 2021 12/29/2021 Notified 12/29/2021 1
MGEX Weekly Notification - Bitnomial margin rates 08/29/2023 Notified 08/29/2023 1
NYMEX Extends Rule 6.21G through August 4, 2006, as CFTC Granted an Extension to its Order Allowing NYMEX Floor Members to Trade in OTC Markets under Specified Conditions 02/03/2006 Certified 02/10/2006 1
ICLREU2 Circular related to the planned conversion of certain open interest in OTC energy contracts to futures contracts listed on ICE Futures U.S. Inc. or ICE Futures Europe Limited, as applicable. 09/17/2012 Certified 10/02/2012 1
CME Modification to CME and CBOT clearing rules to facilitate clearing of KCBT products; 13-115. 03/28/2013 Certified 04/12/2013 1
LCHLTD Changes to the SwapClear service amending its product eligibility criteria to allowfor acceptance of swaps with stub periods at both the start and the end of a contract. 10/31/2013 Certified 11/16/2013 1
LCHLTD Self-certification pursuant to Sec. 40.6(a) in respect of enhancements to the Bunched Order Trade Registration. 06/13/2014 Certified 06/28/2014 1
ICE NGX NGX is amending its CPA to ensure that U.S. taxpayers carry out their obligations under the Internal Revenue Code. 10/24/2014 Certified 11/07/2014 1
LCHLTD LCH amends its Rulebook to clarify the process with respect to the remuneration applied to the ForexClear default fund member contributions, and the rate and spread which may be applied. 05/08/2017 Certified 05/22/2017 1
CME Weekly Notification of Rule Amendments - Week of July 24, 2017 08/03/2017 Notified 08/03/2017 1
LCHLTD Accommodation Fee for Non-Cash Collateral held in SwapClear Client Accounts 02/11/2021 Certified 02/26/2021 1
OCC Rule Certification Concerning Clearing Member Cybersecurity Attestation Program 05/25/2022 Certified 06/09/2022 1
CME Modification of Cleared Over-the-Counter ("OTC") Canadian Dollar ("CAD") Denominated Interest Rate Swap Products Referencing the Canadian Dollar Offered Rate ("CDOR") and Limitation of Acceptance for Clearing 04/23/2024 Certified 05/07/2024 1
CBT Restatement of clearing member membership and shareholding requirements 09/27/2006 Certified 09/30/2006 1
NYMEX Incentive Program for Natural Gas Products, 12-016 01/13/2012 Certified 01/31/2012 1
ICECC Amendments to conform the ICC membership qualifications to be in compliance with Commission Regulations 39.12(a)(2)(ii) and 39.12(a)(2)(iii). 03/23/2012 Approved 05/07/2012 1
CME New rules governing LSOC with excess; 13-132. 04/05/2013 Certified 04/20/2013 1
LCHLLC Changes to the SwapClear service amending its product eligibility criteria to allowfor acceptance of swaps with stub periods at both the start and the end of a contract. 10/31/2013 Certified 11/16/2013 1
CME New rule to permit compression for IRS contracts by coupon blending. CME #14-157 05/05/2014 Certified 05/20/2014 1
LCHLTD The LCH's Listed Interest Rates service will soon clear for a new trading venue(Curve Global)-Currently the rules are specific to NLX. The changes make the rules applicable to any trading venue eligible to be cleared by this service. 08/10/2016 Certified 08/24/2016 1
MGEX Amendment of MGEX Bylaws and Rules in anticipation of expected merger; changes to be effective after merger. 10/07/2020 Certified 10/22/2020 1
LCHLTD Weekly Notification of Rule Amendment for the Week of 22 December 2020. 12/18/2020 Notified 12/18/2020 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate, FCM London Deposit Rate, RepoClear Deposit Rate and to the Client Deposit Rate. 09/16/2022 Notified 09/16/2022 1
CME Weekly Notification of Rule Amendments - Week of March 6, 2023 03/14/2023 Notified 03/14/2023 1
CME Weekly Notification of Rule Amendments - January 8, 2024 01/16/2024 Notified 01/16/2024 1
NYMEX Coal Incentive Program, 12-020 01/13/2012 Certified 01/31/2012 1
ICECC Modifications to the ICC Risk Model 03/23/2012 Certified 04/07/2012 1
CME Amendments to the CME Manual of Operations for CME Cleared Interest Rate Swaps (CME Submission No. 13-520) 11/01/2013 Certified 11/19/2013 1
LCHLTD Self-certification pursuant to 40.6(a) to implement changes to the trade registration process for backloaded trades in LCH.Clearnet's SwapClear service. 11/21/2013 Certified 12/07/2013 1