Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
OCC Proposed rule change related to The Options Clearing Corporation's clearing membership approval process. 05/16/2016 Certified 05/31/2016 1
CME Weekly Notification of Rule Amendments - Week of January 21, 2019 01/30/2019 Notified 01/30/2019 1
CME Weekly Notification of Rule Amendments - Week of August 12, 2019 08/21/2019 Notified 08/21/2019 1
CME Weekly Notification of Rule Amendments - Week of October 14, 2019 10/23/2019 Notified 10/23/2019 1
LCHLTD LCH Limited Self-Certification: Standard Coupon Inflation Swaps 03/06/2020 Certified 03/20/2020 1
CME Weekly Notification of Rule Amendments - Week of February 14, 2022 02/22/2022 Notified 02/22/2022 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited's London Deposit Rate and RepoClear Deposit Rate effective from 22 July 2022. 07/26/2022 Notified 07/26/2022 1
OCC Adoption of interpretative guidance regarding the administration and application of a new adjustment method for cash dividends and distributions 05/23/2008 Certified 05/27/2008 1
LCHLTD Self-certification in respect of operational changes for accepting Trades with a Trade Date T+1 while LCH.Clearnet's SwapClear service still operates on T. 05/01/2014 Certified 05/16/2014 1
SGX-DC Amendments have been promulgated in order to align the SGX-DC Clearing Rules to the IAS 32 that prescribes rules for the offsetting of financial assets and financial liabilities. 04/13/2015 Certified 04/24/2015 1
CME Notification of Rule Amendments - Week of March 4, 2019 03/13/2019 Notified 03/13/2019 1
OCC Proposed rule change to establish the OCC Regulatory Committee and adopt the OCC Regulatory Committee Charter 10/23/2019 Certified 11/06/2019 1
CME Amendments to CME Rule 8A71. ("Contract Eligibility") to Eliminate Three-Month Eurodollar Futures from the Mutual Offset System 11/20/2019 Certified 12/05/2019 1
LCHLTD LCH Limited Self-Certification: Non-Standard Fixing Offsets 03/06/2020 Certified 03/20/2020 1
LCHLTD LCH Limited Self Certification: Weekly Notification of Rule Amendments 07/06/2020 Notified 07/06/2020 1
CME Weekly Notification of Rule Amendments - Week of September 28, 2020 10/06/2020 Notified 10/06/2020 1
LCHLTD LCH Limited Self-Certification: Discontinuation of Economic Amendments functionality 02/10/2021 Certified 02/25/2021 1
CME Weekly Notification of Rule Amendments - Week of March 28, 2022 04/07/2022 Notified 04/07/2022 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 22 June 2022. 06/17/2022 Notified 06/17/2022 1
CME Weekly Notification of Rule Amendments - Week of July 18, 2022 07/26/2022 Notified 07/26/2022 1
CME Weekly Notification of Rule Amendments - Week of July 10, 2023 07/17/2023 Notified 07/17/2023 1
CME Weekly Notification of Rule Amendments - Week of August 21, 2023 08/28/2023 Notified 08/28/2023 1
LCHLTD LCH has amended Procedure 1 (Clearing Member, Non-Member Market Participant and Dealer Status) to correct a previously incorrect references to clearing member's status in the different categories for net capital requirements. 12/06/2023 Notified 12/06/2023 1
LCHLTD LCH Limited is filing rule changes to extend clearing eligibility to overnight interest rate swaps that (i) are denominated in South African Rand, (ii) have a maximim tenor of 31 years, and (iii) reference the ZAR-ZARONIA-OIS compound floating index. 05/31/2024 Certified 06/14/2024 1
NADEX Holiday schedule 12/07/2012 Certified 12/22/2012 1
MIAX Rule certification of amendments made to MGEX's Rulebook primarily in connection with default rules and procedures and recovery and wind-down plans required under CFTC Regulations 39.35 and 39.39. 12/19/2014 Certified 01/06/2015 1
OCC Proposed rule change to amend OCC's By-Laws to clarify that the Board may, in its discretion, designate that the Chief Operating Officer also serve as President of OCC. 05/05/2017 Certified 05/19/2017 1
LCHLTD LCH Limited Self-Certification: Rule Change related to PPS bank accounts maintained by Clearing Members 10/23/2019 Certified 11/06/2019 1
ICE NGX Changes around scheduling procedures for Yesterday ("YD") products at Alliance delivery points. 10/06/2020 Certified 10/21/2020 1
NADEX Extension of Refer a Friend program. 12/07/2012 Certified 12/22/2012 1
ICLREU2 Amendments to ICE Clear Europe rules and procedures to implement a clearing relationship under which ICE Clear Europe will clear contracts traded on the LIFFE Administration and Management market 06/07/2013 Certified 06/22/2013 1
LCHLTD LCH.Clearnet Limited is modifying its previous self-certification by removing the customer closeout provisions from the Clearing House Procedures and reserving these sections for future revision. 09/26/2013 Certified 10/28/2013 1
LCHLTD Self-certification to 1) amend ForexClear fees to provide for existing Clearing Members to move from the current variable tariff to the current fixed tariff, by giving notice to LCH, and 2) publication of the ForexClear fees for 2017. 09/20/2016 Certified 10/04/2016 1
MIAX Notification of changes made to outright and spread margin rates, as well as VSR change. 12/28/2017 Notified 12/28/2017 1
OCC Submission under 40.6(d)(2)(i) to notify CFTC of a change in OCC's principal office. 05/23/2018 Notified 05/23/2018 1
CME Modification of Cleared Over-the-Counter ("OTC") Interest Rate Swap Products Referencing the Banco de México 28 day Tasa de Interés Interbancaria de Equilibrio interest rate ("28D TIIE") and Limitation of Acceptance for Clearing 11/30/-0001 Certified 11/30/-0001 1
LCHLTD Rule change that allows the clearing house to amend by circular the process and timings for the Portfolio Transfer Process. LCH is also issuing a circular with changes to the Portfolio Transfer Process for full and partial transfers without collateral. 06/10/2013 Certified 06/25/2013 1
LCHLTD LCH.Clearnet Limited is issuing a circular to provide a process for effecting bilateral terminations of SwapClear contracts by SwapClear Clearing members. 09/27/2013 Certified 10/29/2013 1
LCHLTD Self-certification relating to implementation of a margin model floor for the SwapClear Clearing Service. 05/02/2014 Certified 05/17/2014 1
LCHLTD LCH.Clearnet is proposing rule changes to extend the tenors of its existing products by up to one year. 12/31/2015 Certified 01/14/2016 1
LCHLTD LCH LTD is self-certifying changes to its rules to clarify that all variation margin payments associated with Contracts of all FCMs and US SCMs of the SwapClear service are settlement payments. 12/28/2017 Certified 01/12/2018 1
LCHLTD LCH Limited Self-Certification: Amendments to the Rates and ForexClear rules on antitrust law in the context of Default Management Groups 08/22/2019 Certified 09/06/2019 1
LCHLTD Weekly Notification of Rule Amendment for the week of 2 December 2019. From this date the London Deposit Rate charged to FCM members will change. 11/21/2019 Notified 11/21/2019 1
CME Weekly Notification of Rule Amendments - Week of March 29, 2021 04/05/2021 Notified 04/05/2021 1
CME Weekly Notification of Rule Amendments - October 28, 2024 11/05/2024 Notified 11/05/2024 1
LCHLTD Self-certification pursuant to Reg. 40.6(a) relating to the revision of fees for the ForexClear service. 09/27/2013 Certified 10/29/2013 1
LCHLTD Change to the SwapClear service European Client Account Fees 10/24/2014 Certified 11/06/2014 1
ICE NGX Update to May 24, 2019 filing, which was missing information on how we are meeting Core Principles. Please replace this filing with the May 24th filing. 05/30/2019 Certified 06/13/2019 1
CME Weekly Notification of Rule Amendments - Week of July 1, 2019 07/11/2019 Notified 07/11/2019 1
LCHLTD LCH Limited Self-Certification: SwapClear Opening Hours 08/22/2019 Certified 09/06/2019 1