Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHSA LCH SA is submitting for self-certification the proposed amendments to LCH SA's CDS Clearing Supplement required to mainly reflect the new iTraxx and CDX swaption documentation, published recently by the relevant Markit entity. 12/29/2021 Certified 01/12/2022 1
LCHSA LCH SA is submitting this Weekly Notification of CDS Clearing rule amendments made during the week ending January 12, 2024, in order to update the CDSClear Fee Grid for 2024. 01/16/2024 Notified 01/16/2024 1
MIAX Formation of the Risk Management Committee 03/06/2024 Certified 03/20/2024 1
CME Weekly Notification of Rule Amendments - April 15, 2024 04/23/2024 Notified 04/23/2024 1
OCC The proposed rule change concerns monthly resizing of the clearing fund and the addition of financial resources. 12/01/2014 Certified 12/15/2014 1
LCHSA LCH SA is submitting for self-certification the proposed changes necessary to implement a new end of day price contribution window for CDX North American indices and related single names. 02/14/2018 Certified 03/01/2018 1
SGX-DC Self-certification of rule amendment pursuant to Commission Regulation 40.6(a) with respect to an update to SGX-DC's collateral management policy 12/13/2018 Certified 01/28/2019 1
SGX-DC Self-certification of amendments to SGX-DC Clearing Rules - revision of clearing fee 07/12/2019 Certified 07/25/2019 1
LCHLTD Weekly Notification of addition of a trading venue to ForexClear 08/22/2019 Notified 08/22/2019 1
NYMEX Increases the Maximum Dollar Value of Letters of Credit to $500 Million, Retains the Percentage Basis at 10% and Increases the Collateralized Maximum to $600 Million 01/12/2006 Certified 01/17/2006 1
OCC Changes to rules re: clearance of stock loan transactions in Market Loan and Stock Loan programs; proposed changes to clearing agreement between OCC and operator of the Loan Market. 03/22/2012 Certified 04/06/2012 1
LCHLTD Amendments to reflect change to rate of return on contributions to SwapClear default fund and to clarify FCM Clearing Member collection of additional collateral for FCM Clients' SwapClear contracts that are non-hedging in nature. 07/17/2012 Certified 08/01/2012 1
LCHLLC Re-introduction of a backload discount plan for client clearing activity to SwapClear's client fee structure. 11/20/2013 Certified 12/06/2013 1
OCC This proposed rule change would permit the Executive Chairman, the President or their delegate to approve requests by a Hedge Clearing Member to become a Market Loan Clearing Member. 10/24/2014 Certified 11/07/2014 1
CME Amendments to CME Chapter 900 ("Interest Rate Swaps)" and Adoption of New CME Chapter 902 ("Interest Rate Swaptions Contract Terms") 03/24/2016 Certified 04/07/2016 1
CME Amendments to Indian Rupee/U.S. Dollar (INR/USD) Futures, E-Micro Indian Rupee/U.S. Dollar (INR/USD) Futures and INR Interest Rate Swaps 07/05/2018 Certified 07/19/2018 1
LCHLTD LCH Ltd is submitting for self-certification changes to the tariffs applicable to the ForexClear clearing service. 12/14/2018 Certified 01/28/2019 1
CME Weekly Notification of Rule Amendments - Week of April 22, 2019 05/01/2019 Notified 05/01/2019 1
MIAX Notification of changes to outright margin rates and volatility scan range. 05/30/2019 Notified 05/30/2019 1
MIAX Notification of margin changes made in previous week. 04/02/2020 Notified 04/02/2020 1
OCC Rule Certification Concerning Implementation of Settlement Timing Changes 05/24/2022 Certified 06/08/2022 1
ICLREU2 Introduction of clearing for addtional OTC contracts. 05/13/2011 Certified 05/13/2011 1
NYMEX OTC Broker Incentive Program, 12-018 01/13/2012 Certified 01/31/2012 1
OCC Rescinds a policy interpretation adopted by OCC's Securities Committee with respect to adjustments of listed equity options for dividends, and the corresponding policy in OCC bylaws applicable to security futures. 03/26/2012 Certified 04/10/2012 1
CME CME/CBOT/NYMEX rule amendments incorporating LSOC regulations; 12-240 07/17/2012 Certified 08/01/2012 1
CME Rule change relating to the removal of the SGD-SOR-Reuters and addition of SGD-SOR-VWAP reference rate for Singapore Dollar (SGD) denominated interest rate swaps (IRS). 09/27/2013 Certified 10/29/2013 1
OCC Self-certification of rule changes related to the Governance Committee charter. 10/25/2013 Certified 11/12/2013 1
LCHLTD Re-introduction of a backload discount plan for client clearing activity to SwapClear's client fee structure. 11/20/2013 Certified 12/06/2013 1
LCHLTD Change to Section 1 Procedures to clarify Clearing Member obligations in relation to providing regulatory returns to the Clearing House. 07/16/2015 Certified 07/29/2015 1
LCHLTD LCH Ltd is submitting for self-certification changes to the tariffs applicable to SwapClear members. 12/14/2018 Certified 01/28/2019 1
CME Weekly Notification of Rule Amendments - Week of May 16, 2022 05/24/2022 Notified 05/24/2022 1
CME Weekly Notification of Rule Amendments - Week of June 13, 2022 06/21/2022 Notified 06/21/2022 1
CME Weekly Notification of Rule Amendments - Week of April 17, 2023 04/24/2023 Notified 04/24/2023 1
ICE NGX Crude Oil Incentive Program 05/16/2012 Certified 06/01/2012 1
CME CME/CBOT/NYMEX rule amendments to clarify that CME Clearing's lien on collateral held by the clearing house includes both property of clearing members and customer performance bond; 12-241 07/17/2012 Certified 08/01/2012 1
CME Amendment to Rule 971, adding a new subpart C, requiring FCM clearing members to provide CME Clearing's Audit Department with view-only access of segregated, secured/30.7 and Cleared Swaps Customer accounts at banks or trust companies; 12-282. 09/17/2012 Certified 10/02/2012 1
MIAX Rule changes related to establishment of a Risk Management Committee, which replaces the Clearing House Committee. 04/03/2013 Certified 04/18/2013 1
LCHLTD LCH.Ltd is submitting for self-certification a Circular to SwapClear Clearing Members describing the changes to the SwapClear margining times and Backload Registration Cycles times 08/10/2016 Certified 08/24/2016 1
CME Weekly Notification of Rule Amendments - Week of December 3, 2018 12/14/2018 Notified 12/14/2018 1
CME Weekly Notification of Rule Amendments - Week of December 16, 2019 12/26/2019 Notified 12/26/2019 1
MIAX Amendments to provide further clarification regarding certain Rules related to clearing Bitnomial Exchange contracts. 12/18/2020 Certified 01/05/2021 1
CME Weekly Notification of Rule Amendments - Week of December 20, 2021 12/29/2021 Notified 12/29/2021 1
MIAX Weekly Notification - Bitnomial margin rates 08/29/2023 Notified 08/29/2023 1
NYMEX Extends Rule 6.21G through August 4, 2006, as CFTC Granted an Extension to its Order Allowing NYMEX Floor Members to Trade in OTC Markets under Specified Conditions 02/03/2006 Certified 02/10/2006 1
ICLREU2 Circular related to the planned conversion of certain open interest in OTC energy contracts to futures contracts listed on ICE Futures U.S. Inc. or ICE Futures Europe Limited, as applicable. 09/17/2012 Certified 10/02/2012 1
CME Modification to CME and CBOT clearing rules to facilitate clearing of KCBT products; 13-115. 03/28/2013 Certified 04/12/2013 1
LCHLTD Changes to the SwapClear service amending its product eligibility criteria to allowfor acceptance of swaps with stub periods at both the start and the end of a contract. 10/31/2013 Certified 11/16/2013 1
LCHLTD Self-certification pursuant to Sec. 40.6(a) in respect of enhancements to the Bunched Order Trade Registration. 06/13/2014 Certified 06/28/2014 1
ICE NGX NGX is amending its CPA to ensure that U.S. taxpayers carry out their obligations under the Internal Revenue Code. 10/24/2014 Certified 11/07/2014 1
LCHLTD LCH amends its Rulebook to clarify the process with respect to the remuneration applied to the ForexClear default fund member contributions, and the rate and spread which may be applied. 05/08/2017 Certified 05/22/2017 1