Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Weekly Notification of Rule Amendments - Week of July 24, 2017 08/03/2017 Notified 08/03/2017 1
LCHLTD Accommodation Fee for Non-Cash Collateral held in SwapClear Client Accounts 02/11/2021 Certified 02/26/2021 1
OCC Rule Certification Concerning Clearing Member Cybersecurity Attestation Program 05/25/2022 Certified 06/09/2022 1
CME Modification of Cleared Over-the-Counter ("OTC") Canadian Dollar ("CAD") Denominated Interest Rate Swap Products Referencing the Canadian Dollar Offered Rate ("CDOR") and Limitation of Acceptance for Clearing 04/23/2024 Certified 05/07/2024 1
CBT Restatement of clearing member membership and shareholding requirements 09/27/2006 Certified 09/30/2006 1
NYMEX Incentive Program for Natural Gas Products, 12-016 01/13/2012 Certified 01/31/2012 1
ICECC Amendments to conform the ICC membership qualifications to be in compliance with Commission Regulations 39.12(a)(2)(ii) and 39.12(a)(2)(iii). 03/23/2012 Approved 05/07/2012 1
CME New rules governing LSOC with excess; 13-132. 04/05/2013 Certified 04/20/2013 1
LCHLLC Changes to the SwapClear service amending its product eligibility criteria to allowfor acceptance of swaps with stub periods at both the start and the end of a contract. 10/31/2013 Certified 11/16/2013 1
CME New rule to permit compression for IRS contracts by coupon blending. CME #14-157 05/05/2014 Certified 05/20/2014 1
LCHLTD The LCH's Listed Interest Rates service will soon clear for a new trading venue(Curve Global)-Currently the rules are specific to NLX. The changes make the rules applicable to any trading venue eligible to be cleared by this service. 08/10/2016 Certified 08/24/2016 1
MIAX Amendment of MGEX Bylaws and Rules in anticipation of expected merger; changes to be effective after merger. 10/07/2020 Certified 10/22/2020 1
LCHLTD Weekly Notification of Rule Amendment for the Week of 22 December 2020. 12/18/2020 Notified 12/18/2020 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate, FCM London Deposit Rate, RepoClear Deposit Rate and to the Client Deposit Rate. 09/16/2022 Notified 09/16/2022 1
CME Weekly Notification of Rule Amendments - Week of March 6, 2023 03/14/2023 Notified 03/14/2023 1
CME Weekly Notification of Rule Amendments - January 8, 2024 01/16/2024 Notified 01/16/2024 1
NYMEX Coal Incentive Program, 12-020 01/13/2012 Certified 01/31/2012 1
ICECC Modifications to the ICC Risk Model 03/23/2012 Certified 04/07/2012 1
CME Amendments to the CME Manual of Operations for CME Cleared Interest Rate Swaps (CME Submission No. 13-520) 11/01/2013 Certified 11/19/2013 1
LCHLTD Self-certification pursuant to 40.6(a) to implement changes to the trade registration process for backloaded trades in LCH.Clearnet's SwapClear service. 11/21/2013 Certified 12/07/2013 1
CME Amendments to CME Chapter 300 ("CME WM/Reuters OTC Spot, Forward and Swap Contracts") 09/15/2017 Certified 09/29/2017 1
CME Weekly Notification of Rule Amendments - Week of February 5, 2018 02/14/2018 Notified 02/14/2018 1
CME Weekly Notification of Rule Amendments - Week of May 14, 2018 05/24/2018 Notified 05/24/2018 1
CME Notification of Rule Amendments - Week of June 25, 2018 07/06/2018 Notified 07/06/2018 1
CME Weekly Notification of Rule Amendments - Week of August 13, 2018 08/22/2018 Notified 08/22/2018 1
MIAX Notification of margin changes for outright and spread rates. 11/08/2018 Notified 11/08/2018 1
LCHSA LCH SA submits this Weekly Notification of CDS Clearing rule amendments 05/02/2019 Notified 05/02/2019 1
ICE NGX Amendments regarding CP Affiliates, Set-Off, Cross-Default, change in subscription fees and non-significant changes 04/08/2021 Withdrawn 04/09/2021 1
CME Weekly Notification of Rule Amendments - July 8, 2024 07/16/2024 Notified 07/16/2024 1
CME Section 90102.E of the CME Rulebook is being updated to reflect the addition of MXN-TIIE-BANXICO Rate Option for interest rate swaps denominated in Mexican Peso ("MXN"). 11/01/2013 Certified 11/19/2013 1
LCHLLC Self-certification pursuant to 40.6(a) to implement changes to the trade registration process for backloaded trades in LCH.Clearnet's SwapClear service. 11/21/2013 Certified 12/07/2013 1
LCHLTD LCH.Clearnet is submitting for self-certification changes to its rules to introduce Australian Dollar Index swaps ("AUD OIS") as an eligible SwapClear Contract. 10/30/2015 Certified 11/13/2015 1
MIAX Rule amendment to allow MGEX officers to make non-substantive updates. 05/08/2017 Certified 05/22/2017 1
EUREX Weekly Notification of Rule Amendments - Week of July 2, 2018 07/06/2018 Notified 07/06/2018 1
LCHLTD LCH Limited Self-Certification: SwapClear tenor extensions for Fed Funds and CDOR Indexes 05/02/2019 Certified 05/16/2019 1
CME Weekly Notification of Rule Amendments - Week of October 31, 2022 11/08/2022 Notified 11/08/2022 1
LCHLTD LCH Limited is submitting this emergency self-certification to suspend clearing eligibility for Overnight Interest Rate Swaps denominated in Polish Zloty and referencing the PLN-WIRON-OIS Compound floating rate. 04/24/2024 Certified 05/08/2024 1
ICLREU2 Rule changes to reflect clearing relationship between ICE Clear Europe Limited and ICE Futures U.S. and the delivery procedures applicable to ICE Futures U.S. contracts. 09/18/2012 Certified 10/03/2012 1
LCHLTD LCH.Clearnet Limited is amending its Rulebook to provide for a new workflow in respect of the registration of transactions that are executed on swap execution facilities or designated contract markets that have been approved by LCH.Clearnet. 11/21/2013 Certified 12/07/2013 1
LCHLTD Change to the LCH Client Deposit Rate (CDR) applicable to cash balances held on SwapClear clearing member client accounts. 02/03/2017 Notified 02/03/2017 1
CME Modifications to the OTC FX Options Fee Waiver Program 05/24/2018 Certified 06/08/2018 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 12/14/2018 Certified 01/28/2019 1
CME Adoption of CME, CBOT, NYMEX/COMEX Rule 915. ("Liquidity Polls") and Revisions to CME Rule 8G04.7. ("IRS Clearing Member Obligations and Qualifications") 10/04/2024 Certified 10/21/2024 1
ICLREU2 Adoption of enhanced margin methodology, applicable to, and providing for portfolio margining between, index and single-name CDS contracts. 02/15/2013 Certified 03/05/2013 1
LCHLLC LCH.Clearnet LLC is amending its Rulebook to provide for a new workflow in respect of the registration of transactions that are executed on swap execution facilities or designated contract markets that have been approved by LCH.Clearnet. 11/21/2013 Certified 12/07/2013 1
LCHLTD Changes to the collateral management processes and the opening hours of the SwapClear service. 03/25/2014 Certified 04/09/2014 1
ICE NGX Non-substantive and non-material amendments to the ICE NGX Contracting Party Agreement. The amendments are "housekeeping" and "clean-up" in nature - correcting typos, updating name of pipeline operator and deleting redundant definition, etc. 07/09/2021 Notified 07/09/2021 1
LCHLTD LCH Limited has made changes to the LDR and RDR. 01/16/2023 Notified 01/16/2023 1
EUREX Weekly Notification of Rule Amendments - Week of October 16, 2023 10/20/2023 Notified 10/20/2023 1
OCC Rule change to modify fee schedule to adopt fee for Stock/Loan Hedge and Market Loan Program transactions 03/06/2009 Certified 03/12/2009 1