| ICE NGX |
Amendments to CPA and Margin Methodology Guide |
04/08/2020 |
Certified |
04/22/2020 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of September 13, 2021 |
09/20/2021 |
Notified |
09/20/2021 |
|
1 |
| EUREX |
Weekly Notification of Rule Amendments - Week of August 28, 2023 |
09/01/2023 |
Notified |
09/01/2023 |
|
1 |
| OCC |
Rule primarily applicable to securities |
06/24/2005 |
Certified |
06/24/2005 |
|
1 |
| CCORP |
The definition of OTC Contract in Chapter 1 of the Clearing Corporations rules is amended to add the following OTC products to be listed for clearing:OTC SO2 Option contracts. Also adds Chapter 17 and Appendix 17A establishing the contract specification |
05/01/2007 |
Certified |
05/01/2007 |
|
1 |
| CBT |
Amendment to allow clearing members to accept physical gold as performance bond. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
| ICLREU2 |
Amendments to facilitate the clearing of foreign exchange products |
07/14/2011 |
Certified |
07/14/2011 |
|
1 |
| MIAX |
Update procedures for transfer of customer positions; modify disciplinary committees' structure |
03/26/2012 |
Certified |
04/10/2012 |
|
1 |
| CME |
Modifications to CME OTC FX Fee Waiver Program; 12-156 |
05/30/2012 |
Certified |
06/13/2012 |
|
1 |
| NADEX |
Amendments to Nadex disciplinary procedures to specifically state how and when notice of disciplinary actions will be provided to the Member who is subject to the investigation and to the Commission, and the duration of the public notice. |
11/02/2012 |
Certified |
11/20/2012 |
|
1 |
| OCC |
Amendment to the Clearing and Services Agreement between OCC and NYSE Liffe US LLC in connection with NYSE Liffe US' transition from physical to electronic vault receipts to represent metals underlying physically-settled precious metal futures contracts. |
10/30/2013 |
Certified |
11/15/2013 |
|
1 |
| NADEX |
Nadex clarifies Investment of Member Funds in Chapter 8, close time for Fed Funds Binary Contracts, and Holiday Product Schedule Guidelines. |
05/12/2014 |
Certified |
05/27/2014 |
|
1 |
| CME |
Modifications to the Fee Schedule Applicable to OTC Interest Rate Swaps |
06/16/2014 |
Certified |
07/01/2014 |
|
1 |
| LCHLTD |
Rule changes to reflect SwapClear service being operational at 5 am, in LCH's discretion, and to clarify certain provisions applicable to the Rates service |
02/08/2017 |
Certified |
02/22/2017 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of May 1, 2017 |
05/11/2017 |
Notified |
05/11/2017 |
|
1 |
| LCHLTD |
LCH is self-certifying changes to its rules to support LCH's compliance with Swap Data Reporting Requirements under Part 45 of the CFTC rules. |
09/19/2017 |
Certified |
10/03/2017 |
|
1 |
| LCHLTD |
Changes to the rulebook to remove Hong Kong payments section and other administrative changes. |
06/06/2019 |
Certified |
06/20/2019 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: SwapClear Transfers |
11/26/2019 |
Certified |
12/11/2019 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of November 9, 2020 |
11/16/2020 |
Notified |
11/16/2020 |
|
1 |
| LCHLTD |
LCH is submitting for self-certification changes to its rules regarding the extension of open access to Approved Compression Service\r\nProviders. |
10/24/2023 |
Certified |
11/07/2023 |
|
1 |
| OCC |
Rule primarily applicable to securities |
06/16/2005 |
Certified |
06/16/2005 |
|
1 |
| OCC |
Proposed rule change would make permanent the current discount clearing fee schedule for specified contracts, further discount the newly adopted clearing fee schedule, and modify the new product clearing fee schedule, effective May 1, 2007. |
04/11/2007 |
Certified |
05/01/2007 |
|
1 |
| CME |
Amendments to clearing membership assignment requirements to harmonize CME/CBT/NYMEX rulebooks. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
| ICLREU2 |
Amendments to clarify contract formation in relation to cleared OTC Contracts |
04/13/2011 |
Certified |
04/13/2011 |
|
1 |
| ICLREU2 |
Amendments to procedures and contract terms in order to comply with Dodd-Frank Act |
07/14/2011 |
Certified |
07/14/2011 |
|
1 |
| CME |
Expansion of anti-money laundering rule to include economic sanctions compliance; 12-094 |
03/26/2012 |
Certified |
04/10/2012 |
|
1 |
| CME |
Expansion of acceptable performance bond deposits in Rule 930.C; expansion of clearing member reporting requirements relating to customer funds in Rule 971; 12-178 |
05/30/2012 |
Certified |
06/13/2012 |
|
1 |
| ICLREU2 |
Rule amendments in relation to time frame for clearing of CDS contracts. |
09/21/2012 |
Certified |
10/06/2012 |
|
1 |
| NADEX |
Independence Day Holiday Hours |
06/13/2013 |
Certified |
06/28/2013 |
|
1 |
| LCHLTD |
Self-certification relating to confidential information |
05/12/2014 |
Certified |
05/27/2014 |
|
1 |
| CME |
Amendments to CME Rules 8G930.C. ("Acceptable Performance Bond Deposits for IRS Products") and 8H930.C. ("Acceptable Performance Bond Deposits for CDS Products") |
03/30/2016 |
Certified |
04/13/2016 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of February 12, 2018 |
02/21/2018 |
Notified |
02/21/2018 |
|
1 |
| MIAX |
Amendment to certain reporting deadlines. |
10/31/2019 |
Certified |
11/15/2019 |
|
1 |
| LCHLTD |
The Proposal is for LCH to invest FCM Euro-denominated cash collateral in Euro denominated sovereign debt issued by the French Republic and the Federal Republic of Germany, in accordance with the relief provided by the CFTC. |
09/04/2020 |
Certified |
09/21/2020 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of October 5, 2020 |
10/12/2020 |
Notified |
10/12/2020 |
|
1 |
| EUREX |
Weekly Notification of Rule Amendments - Week of June 5, 2023 |
06/09/2023 |
Notified |
06/09/2023 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of December 4, 2023 |
12/12/2023 |
Notified |
12/12/2023 |
|
1 |
| OCC |
Rule primarily applicable to securities |
06/16/2005 |
Certified |
06/16/2005 |
|
1 |
| NYMEX |
Amendments to clearing membership assignment requirements to harmonize CME/CBT/NYMEX rulebooks. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
| CME |
Amendments to capital requirements and reporting requirements applicable to bank clearing members. |
04/18/2011 |
Certified |
04/18/2011 |
|
1 |
| CBT |
Expansion of anti-money laundering rule to include economic sanctions compliance; 12-094 |
03/26/2012 |
Certified |
04/10/2012 |
|
1 |
| ICECC |
Rule amendments to implement the Commission's Part 22 regulations for cleared swap customer collateral (commonly referred to as "LSOC"). |
09/21/2012 |
Approved |
11/05/2012 |
|
1 |
| CME |
Removal of Membership Equivalent Deposit Requirement for OTC, IRS and CDS Clearing Members |
01/07/2016 |
Certified |
01/22/2016 |
|
1 |
| CME |
Notification Regarding Revisions to the Concentration Margin Program |
02/08/2017 |
Certified |
02/23/2017 |
|
1 |
| MIAX |
Weekly Notification for the week of May 14, 2018. |
05/25/2018 |
Notified |
05/25/2018 |
|
1 |
| OCC |
Proposed rule change to extend term limits for Member Directors serving on The Options Clearing Corporation's Boardof Directors. |
11/14/2018 |
Certified |
11/29/2018 |
|
1 |
| LCHSA |
LCH SA is submitting for self-certification the proposed amendments to the CDSClear fee grid (Unlimitted Tariff and Options clearing service). |
12/20/2018 |
Certified |
01/28/2019 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Updated close out process for SOFR transition |
07/10/2020 |
Certified |
07/23/2020 |
|
1 |
| CME |
Extension of the CME OTC FX Fee Waiver Program |
12/13/2021 |
Certified |
12/28/2021 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of February 21, 2022 |
02/28/2022 |
Notified |
02/28/2022 |
|
1 |
