| ICE NGX |
Risk Management Framework ("RMF") and Contracting Party Agreement ("CPA") amendments re Same-day Guarantee Fund |
01/31/2023 |
Certified |
02/14/2023 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
01/26/2024 |
Notified |
01/26/2024 |
|
2 |
| ICLR US |
ICUS is amending its Risk Management Framework in order to implement revised margin statistics. |
09/02/2015 |
Certified |
09/17/2015 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 084-19 related to the introduction of Capitalab, a Division of BGC Brokers LP, as an additional multilateral portfolio compression provider for EurexOTC Clear Interest Rate Derivatives |
09/03/2019 |
Certified |
09/17/2019 |
|
2 |
| NODALCL |
Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Options |
01/10/2020 |
Certified |
01/27/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 022-20 related to Eurex EnLight fees for Eurex Dividend Derivatives and fees with respect to EURO STOXX 50? Realized Dispersion Index Futures |
02/27/2020 |
Certified |
03/12/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 046/21 related to the the launch of Daily USD/KRW Futures on Eurex Deutschland. |
06/09/2021 |
Certified |
06/23/2021 |
|
2 |
| ICECC |
ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of additional Standard Emerging Market Sovereign CDS contracts. |
06/27/2022 |
Certified |
07/12/2022 |
|
2 |
| OCC |
Rule Certification by The Options Clearing Corporation Concerning Clearing Member Cybersecurity Obligations |
06/22/2023 |
Certified |
07/07/2023 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 15 May 2017. |
05/22/2017 |
Notified |
05/22/2017 |
|
2 |
| CME |
Modifications to CME Clearing's Risk Management Framework |
11/17/2022 |
Certified |
12/02/2022 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 21 November 2016. |
11/27/2016 |
Notified |
11/27/2016 |
|
2 |
| ICLREU2 |
The purpose of the amendments is to modify certain aspects of the Finance Procedures to implement certain changes to the Clearing House contributions to CDS default resources. |
05/22/2017 |
Certified |
06/06/2017 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 16 April 2018. |
04/23/2018 |
Notified |
04/23/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 004-19 related to introduction of futures and options on the STOXXr Europe Select 50 Index |
01/14/2019 |
Certified |
02/08/2019 |
|
2 |
| CME |
Modifications to the Post-Trade Fee Schedule for FEX Natural Gas Products |
08/12/2022 |
Certified |
08/26/2022 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 18 March 2019. |
03/28/2019 |
Notified |
03/28/2019 |
|
2 |
| ICLR US |
Proposed amendments to ICUS's Risk Management Framework in order to address newly applicable amendments to Part 39 of the CFTC's regulations. |
01/08/2021 |
Certified |
01/25/2021 |
|
2 |
| MIAX |
Revisions to MGEX Risk Manual to incorporate clearing of BRIXX Index futures contracts |
10/01/2021 |
Certified |
10/18/2021 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
08/12/2022 |
Notified |
08/12/2022 |
|
2 |
| NYMEX |
Temporary 50% reduction in clearing fees for power futures |
10/14/2011 |
Certified |
10/29/2011 |
|
2 |
| ICECC |
ICC proposes amendments to its Clearing Rules relating to Venezuela CDS contracts. |
10/05/2017 |
Certified |
10/20/2017 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
01/12/2018 |
Notified |
01/12/2018 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 1 October 2018. |
10/08/2018 |
Notified |
10/08/2018 |
|
2 |
| LCHSA |
LCH SA is submitting for self-certification the amendments to its Liquidity Risk Modelling Framework in order to address more accurately the liquidity requirements in the event of the assignment and exercise of Equity American options. |
11/30/2020 |
Certified |
12/11/2020 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
07/28/2023 |
Notified |
07/28/2023 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 033-17 relating to introduction of six futures on the ISTOXXr Europe Factor Indexes |
04/05/2017 |
Certified |
04/19/2017 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 7 August 2017. |
08/14/2017 |
Notified |
08/14/2017 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 4 June 2018. |
06/11/2018 |
Notified |
06/11/2018 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
02/01/2019 |
Notified |
02/01/2019 |
|
2 |
| ICLR US |
Amendment to ICUS's Risk Management Framework related to the criteria applicable to, and monitoring of, ICUS's financial service providers. |
03/29/2019 |
Certified |
04/12/2019 |
|
2 |
| LX |
LedgerX Updated Operations Manual |
11/30/2020 |
Certified |
12/14/2020 |
|
2 |
| ICLR US |
Amendments to the ICE Clear U.S. Default Auction Procedures |
03/01/2021 |
Certified |
03/15/2021 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 012-22 relating to the portfolio transfer functionality and 2021 ISDA Definition updates |
03/09/2022 |
Certified |
03/23/2022 |
|
2 |
| ICLREU2 |
The purposes of these changes is to amend certain ICE Clear Europe risk policies relating to the CDS product category to incorporate enhancements to the existing CDS risk model. |
09/03/2015 |
Certified |
09/18/2015 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 13 February 2017. |
02/19/2017 |
Notified |
02/19/2017 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending its Rules and Procedures (including the Clearing Procedures, CDS Procedures and Finance Procedures) to update relevant references to, and facilitate compliance with, applicable European Union ("EU") and United Kingdom ("UK"). |
09/05/2019 |
Certified |
09/18/2019 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
05/29/2020 |
Notified |
05/29/2020 |
|
2 |
| LCHLTD |
LCH is submitting for self-certification a new schedule of securities acceptable for margin cover purposes. |
10/01/2021 |
Certified |
10/18/2021 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending its Delivery Procedures to add a new Part II thereto ("Part II") as well as a conforming change elsewhere in the Delivery Procedures. Part II will apply to the new ICE Futures Europe Dutch TTF Natural Gas Futures Contracts. |
02/02/2023 |
Certified |
02/16/2023 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 085-19 related to the upcoming transition from EONIA to ?STR across products and services and providing further methodologies with regard to handling certain index cessation events |
09/05/2019 |
Certified |
09/19/2019 |
|
2 |
| ICECC |
ICE Clear Credit proposes to formalize its CDS Instrument On-boarding Policies and Procedures. |
04/22/2020 |
Certified |
05/06/2020 |
|
2 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 064-16 related to strengthening the default waterfall. |
05/20/2016 |
Certified |
06/06/2016 |
|
2 |
| LCHSA |
Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification a minor change in the methodology between CDX IG and CDX HY releases to handle the offsets between currencies in the Wrong Way Risk margin. |
02/20/2017 |
Certified |
03/06/2017 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
10/06/2017 |
Notified |
10/06/2017 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 004-20 related to negative interest, clarification of Difference Claim calculation, investment agents, KYC information, and other. |
01/10/2020 |
Certified |
01/27/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 024-20 related to the introduction of new Liquidity Provider schemes for European exercise style equity options with Euro currency and European exercise style equity options with Swiss currency |
03/02/2020 |
Certified |
03/16/2020 |
|
2 |
| ICLREU2 |
ICE Clear Europe is submitting amendments to certain parts of its Rules and Procedures that are intended to make a variety of improvements and changes. |
04/23/2020 |
Certified |
05/06/2020 |
|
2 |
| LCHLTD |
LCH Limited self-certification of a new margin collateral haircut schedule. |
11/30/2020 |
Certified |
12/14/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 035-21 related to the inclusion of two ETF options and three ETC options newly introduced at Eurex Deutschland and the harmonization of transaction fees for ETC options and futures |
04/22/2021 |
Certified |
05/06/2021 |
|
2 |
