| CME |
Change from SPAN to HVaR methodology for calculating "cash mark-to-market" margin for CME Cleared OTC FX Spot, Forward and Swap Transactions; 12-102 |
03/30/2012 |
Certified |
04/14/2012 |
|
1 |
| CME |
Modifications to the CME OTC FX Fee Waiver Program |
12/02/2015 |
Certified |
12/16/2015 |
|
1 |
| LCHLTD |
Allocation of SwapClear contracts: changes to rules to allow an unallocated Futures Commission Merchant ("FCM") SwapClear Contract to be allocated from a suspension sub-account of an FCM to the Client account of another Clearing Member which is not an FCM |
08/15/2016 |
Certified |
08/29/2016 |
|
1 |
| CME |
Extension of the CME OTC FX Fee Waiver Program |
12/04/2017 |
Certified |
12/18/2017 |
|
1 |
| MIAX |
Rule amendments to incorporate certain ESMA standards. |
11/01/2019 |
Certified |
11/18/2019 |
|
1 |
| CME |
Withdrawal of Clearing Support for Cleared Over-the-Counter Singapore Dollar Denominated Interest Rate Swap Products Referencing the Singapore Dollar Swap Offer Rate |
03/20/2023 |
Certified |
03/20/2023 |
|
1 |
| CME |
Authority to Adopt Rule Changes |
01/20/2004 |
Certified |
01/21/2004 |
|
1 |
| OCC |
OCC-2006-21 Outsourcing of Member Functions |
11/15/2006 |
Certified |
12/01/2006 |
|
1 |
| OCC |
Rule primarily applicable to securities |
04/01/2005 |
Certified |
04/01/2005 |
|
1 |
| NYMEX |
Haircut reduction on MM mutual funds as margin from 5 to 2 percent |
07/13/2007 |
Certified |
08/03/2007 |
|
1 |
| LCHLLC |
Amendments to Rule 101 - definition of "Clearing Hours" and addition of new Rules 901and 902 to incporporate existing interest rate swap and new forward start interest rate swap futures specs, respectively. |
11/09/2009 |
Certified |
02/26/2010 |
|
1 |
| NADEX |
Amend responsibilities of Chief Operating Officer as set forth in Nadex Rule 2.3. |
11/04/2010 |
Certified |
11/04/2010 |
|
1 |
| ICLREU2 |
Amendments relating to clearinghouse's designated payments system; C11/169 |
11/25/2011 |
Certified |
12/10/2011 |
|
1 |
| CME |
Addition of "Price Alignment Interest" to the "cash mark-to-market" performance bond method for OTC FX Spot, Forward and Swap Transactions; 12-038 |
01/27/2012 |
Certified |
02/11/2012 |
|
1 |
| CME |
Amendments to CME Rules 204A03, 204A04, and the Settlement Procedures Document of the USD Malaysian Crude Palm Oil Calendar Swap (Cleared Only) Contract |
06/30/2016 |
Certified |
07/15/2016 |
|
1 |
| LCHLTD |
Changes to rules related to the treatment of trades to be registered for clearing depending upon the execution venue and availability of the required margin. |
08/15/2016 |
Certified |
08/29/2016 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of August 23, 2021 |
08/30/2021 |
Notified |
08/30/2021 |
|
1 |
| CCD |
Amendment to Dispute Resolution Rules |
06/09/2023 |
Certified |
06/26/2023 |
|
1 |
| CME |
CME 06-103 Clearing CBOT Ethanol Fowards and Swaps |
11/27/2006 |
Certified |
12/04/2006 |
|
1 |
| OCC |
Rule primarily applicable to securities |
03/23/2005 |
Certified |
03/23/2005 |
|
1 |
| OCC |
Close out netting |
05/15/2007 |
Certified |
06/01/2007 |
|
1 |
| ICECC |
The proposed rule changes will provide direct reference within the ICC Rules to the cleared products list available on the ICC website and add additional standards for certain ICC cleared products. |
02/21/2013 |
Certified |
03/08/2013 |
|
1 |
| CME |
Deletion of NYMEX Rules 990 and 992 |
10/30/2014 |
Certified |
11/14/2014 |
|
1 |
| LCHLTD |
BAU Portfolio Transfer processes in SwapClear |
08/15/2016 |
Certified |
08/29/2016 |
|
1 |
| LCHLTD |
LCH Limited self certifies rule changes concerning the termination of Clearing Member Status in the context of Polish Law |
03/18/2019 |
Certified |
04/01/2019 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of April 29, 2019 |
05/07/2019 |
Notified |
05/07/2019 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: SwapClear decompression |
10/16/2020 |
Certified |
10/29/2020 |
|
1 |
| LX |
Revised LedgerX Participant Agreement |
05/28/2021 |
Withdrawn |
05/28/2021 |
|
1 |
| LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 22 September. |
09/22/2021 |
Notified |
09/22/2021 |
|
1 |
| ICE NGX |
Non-substantive and non-material amendments to the ICE NGX Contracting Party Agreement. |
06/09/2023 |
Notified |
06/09/2023 |
|
1 |
| CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
01/17/2024 |
Certified |
01/31/2024 |
|
1 |
| OCC |
Rule primarily applicable to securities |
03/02/2005 |
Certified |
03/02/2005 |
|
1 |
| NYMEX |
NYMEX Brent 25-Day Futures Incentive Program; 11-459 |
11/29/2011 |
Certified |
12/14/2011 |
|
1 |
| LCHSA |
LCH.Clearnet SA will be subject to the reporting obligation introduced by the EU regulations as of 12 February 2014. |
01/28/2014 |
Certified |
02/12/2014 |
|
1 |
| CME |
Amendments to the Cleared OTC U.S. Dollar/Russian Ruble (USD/RUB) Spot, Forwards and Swaps Contract |
06/30/2016 |
Certified |
07/15/2016 |
|
1 |
| LCHLTD |
Weekly Notification of changes on LCH website regarding holiday calendars relevant to the ForexClear service |
05/08/2019 |
Notified |
05/08/2019 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of October 25, 2021 |
11/01/2021 |
Notified |
11/01/2021 |
|
1 |
| MIAX |
Notification of margin changes made during the preceding week |
03/01/2022 |
Notified |
03/01/2022 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - April 22, 2024 |
04/30/2024 |
Notified |
04/30/2024 |
|
1 |
| OCC |
Rule primarily applicable to securities |
01/18/2005 |
Certified |
01/18/2005 |
|
1 |
| OCC |
Yield based Treasury options |
05/24/2007 |
Certified |
06/01/2007 |
|
1 |
| OCC |
Amendment No. 1 to SR-OCC-2010-13, a proposal to amend OCC by-laws and rules to accomodate proposal by OneChicago to list security futures for which settlement price would be adjusted for dividends or distributions by issuer of underlying security |
08/25/2010 |
Certified |
08/25/2010 |
|
1 |
| LCHLLC |
Remove IDEX Futures Contracts from the rulebook |
12/01/2011 |
Certified |
12/16/2011 |
|
1 |
| CME |
Modifications to the fee schedule applicable to OTC Interest Rate Swaps |
08/02/2013 |
Certified |
08/17/2013 |
|
1 |
| CME |
Modifications to the CME OTC FX Fee Waiver Program |
07/11/2018 |
Certified |
07/25/2018 |
|
1 |
| CME |
Harmonization and Clarification Amendments to CME Chapters 8F ("Over the Counter Derivative Clearing"), 8G ("Interest Rate Derivative Clearing") and 900 ("Interest Rate Products") |
04/13/2020 |
Certified |
04/27/2020 |
|
1 |
| NADEX |
Nadex will adjust the position limits for its Bitcoin and Ether Cryptocurrency Touch Bracket Variable Payout Contracts from 100 to 10 lots for Direct Trading Members and from 100,000 to 10,000 (on a per strike basis) for market makers. |
01/17/2023 |
Certified |
01/31/2023 |
|
1 |
| OCC |
Rule primarily applicable to securities |
12/21/2004 |
Certified |
12/21/2004 |
|
1 |
| ICLREU2 |
Amendments to certain Financial Power contracts: alterations to the last trading day and/or the contract series; changes to last trading day will not affect final settlement price |
04/05/2012 |
Certified |
04/20/2012 |
|
1 |
| OCC |
Non-material, "housekeeping" changes so OCC's By-Laws and Rules better reflect current operational practices; SR-OCC-2013-13. |
08/05/2013 |
Certified |
08/20/2013 |
|
1 |
