Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD Amendments to Regulations and Procedures to extend coverage of the existing ForexClear Non-Deliverable Forward (NDF) service for clearing NDF FX to five additional currency pairs. 07/19/2012 Certified 08/03/2012 1
LCHLTD Changes to client fee schedule to reflect fees for multilateral compression facility for clients 08/19/2016 Certified 09/02/2016 1
CME Weekly Notification of Rule Amendments - Week of November 7, 2016 11/18/2016 Notified 11/18/2016 1
CME Weekly Notification of Rule Amendments - Week of November 25, 2019 12/04/2019 Notified 12/04/2019 1
CME Weekly Notification of Rule Amendments - Week of August 31, 2020 09/09/2020 Notified 09/09/2020 1
CME Weekly Notification of Rule Amendments - Week of February 28, 2022 03/07/2022 Notified 03/07/2022 1
EUREX Weekly Notification of Rule Amendments - Week of April 29, 2024 05/03/2024 Notified 05/03/2024 1
OCC OCC 2006-08, 5/24/06, Effect of Stock Splits 05/24/2006 Certified 05/24/2006 1
NYMEX Modifications to NYMEX Brent 25 day Futures Incentive Program; 12-107 04/10/2012 Certified 04/25/2012 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the changes to the CDSClear fee grid as a consequence of the evolution of the CDSClear business and activities. The new fee grid will be effective as of January 1st, 2017. 12/15/2016 Certified 12/29/2016 1
LCHLTD The SwapClear service has onboarded Bloomberg Trading Facility B.V. as a new trading venue. 03/22/2019 Notified 03/22/2019 1
ICE NGX revised 'event of default' language; allow ICE NGX to retain interest under certain circumstances; enhanced powers to require information from clearing members; opportunity to be heard if membership denied/revoked/suspended 01/07/2020 Certified 01/22/2020 1
CCORP Reorganization & Proxy Materials 09/24/2003 Certified 09/24/2003 0
CME Cross-Margining Program 11/19/2003 Certified 11/19/2003 0
CME FICC Cross-Margining 11/21/2003 Certified 11/21/2003 0
NYMEX Acceptable Original Margin 12/07/2001 Certified 12/07/2001 0
ECC By-Laws and Rules 06/22/2003 Certified 06/23/2003 0
CME Remote Clearing 10/22/2002 Certified 10/22/2002 0
CCORP Categories of Governors 12/09/2002 Certified 12/09/2002 0
ECC Fraud Insurance 07/18/2002 Certified 07/18/2002 0
CBT New Rule 819 grants first priority unencumbered lien on clearing member collateral to the clearing house 07/26/2011 Certified 08/10/2011 0
ECC Interim Board of Directors 09/10/2002 Certified 09/10/2002 0
NYMEX New Rule 819 grants first priority unencumbered lien on clearing member collateral to the clearing house 07/26/2011 Certified 08/10/2011 0
ECC Letters of Credit Clearing Fund 10/09/2002 Certified 10/09/2002 0
ECC Letters of Credit Clearing Fund 10/09/2002 Certified 10/09/2002 0
ECC Product, Member Rules 07/09/2002 Certified 07/09/2002 0
ECC VMAC 10/10/2002 Certified 10/10/2002 0
CME Anti Money Laundering 12/17/2002 Certified 12/17/2002 0
CME Settlements, Settlement Prices 11/01/2002 Certified 11/01/2002 0
CME Protection of ClearingHouse Default 08/09/2002 Certified 08/09/2002 0
CME OCC as Clearinghouse 04/22/2002 Certified 04/22/2002 0
OCC OCC 2002-02, 3.14.06, Non Customers of Broker Dealers 03/14/2006 Certified 03/14/2006 0
LCHLTD SwapClear Members & Dealers 11/25/2002 Certified 11/25/2002 0
LCHLTD Procedural Amendments 11/01/2002 Certified 11/01/2002 0
LCHLTD Collateral Rules 11/08/2002 Certified 11/08/2002 0
LCHLTD SwapClear Fees & Charges 11/01/2002 Certified 11/01/2002 0
LCHLTD Endex Clearing (Dutch Electricity) 12/16/2002 Certified 12/16/2002 0
LCHLTD EnClear Natural Gas 09/12/2002 Certified 09/12/2002 0
ICLR US Default Fund Rule Amendment Approved 08/20/2002 Approved 08/20/2002 0
NYMEX Trade submission deadlines 12/13/2002 Certified 12/13/2002 0
NYMEX Transco Basis SWAPs 11/05/2002 Certified 11/05/2002 0
NYMEX OTC Trade Submission 09/25/2002 Certified 09/25/2002 0
NADEX Trading Members on the Intermediated Market 07/07/2006 Certified 07/07/2006 0
NYMEX Protection of Clearing House Cross Margining 08/08/2002 Certified 08/08/2002 0
NYMEX OTC Energy Options 07/26/2002 Certified 07/26/2002 0
NYMEX Guaranty Fund 07/26/2002 Certified 07/26/2002 0
NYMEX Default Rules 07/15/2002 Certified 07/15/2002 0
NADEX CBOE Merger 02/21/2006 Certified 02/21/2006 0
OCC Assignment Procedures, Exercise Notices 08/14/2002 Certified 08/14/2002 0
LCHLTD General Regulations 01/31/2006 Certified 12/31/2006 0