Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
OCC Rule Certification Concerning The Options Clearing Corporation's Implied Volatility Simulation Models 03/10/2022 Certified 03/24/2022 2
EUREX Proposed stated policy in Eurex Clearing Circular 045-24 related to a change to the calculation of the Contribution Requirements by introducing a Default Fund Operational Buffer component to the calculation formula 07/29/2024 Certified 08/12/2024 2
ICECC ICC proposes amending Subchapter 26I of its Rules to provide for the clearance of two additional Standard Western European Sovereign CDS contracts, specifically the Kingdom of Belgium and the Republic of Austria. 01/05/2015 Certified 01/20/2015 2
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for CFTC self-certification the proposed change by CDSClear services to adapt the ISDA pricer in case of extreme spread curves. 02/20/2017 Certified 03/06/2017 2
SGX-DC Weekly notification of rule amendments for the week of 20 August 2018. 08/30/2018 Notified 08/30/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 103-19 related to clarifying the Default Management Auction Rules 11/06/2019 Certified 11/21/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 06/11/2021 Notified 06/11/2021 2
LX Updates to Participant Agreement 06/07/2024 Certified 06/24/2024 2
FCEX Temporary expanded trading hours between November 3, 2024 and November 8, 2024. 10/17/2024 Certified 10/31/2024 2
SGX-DC Weekly notification of rule amendments for the week of 2 December 2019. 12/10/2019 Notified 12/10/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 04/24/2020 Notified 04/24/2020 2
CME Modifications to CME Risk Management Framework 05/29/2020 Certified 06/12/2020 2
ICLREU2 ICE Clear Europe is amending Parts 9 and 11 of the Rules relating to default insurance that is intended to cover losses resulting from a Clearing Member default. 07/22/2020 Certified 08/05/2020 2
ICLREU2 ICE Clear Europe is adopting a new Capital Replenishment Plan (the "Plan") to document certain tools, procedures and arrangements that the Clearing House may use to replenish its capital, when necessary. 02/03/2023 Certified 02/17/2023 2
NYMEX Modifications to Flex Energy Futures and Options Incentive Program; 12-161 06/07/2012 Certified 06/22/2012 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 10/07/2016 Notified 10/07/2016 2
EUREX Proposed rule amendments in Eurex Clearing Circular 099-17 related to the requirements and incentives associated with the introduction of Regulatory Market-Making and the Eurex Liquidity Provider Framework 10/06/2017 Certified 10/23/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 026-18 related to revising the implementation date, taking into account prefunding amounts for late clearing members, and allowing trade amendments for OTC Currency Product clearing 03/05/2018 Certified 03/19/2018 2
NODALCL Amendments to Nodal Clear Rules 3.16.4 and 3.20.1 06/27/2023 Certified 07/12/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 048-18 related to the price list for exchange-traded futures and options 05/22/2017 Certified 06/06/2017 2
SGX-DC Weekly notification of rule amendments for the week of 8 January 2018. 01/15/2018 Notified 01/15/2018 2
EUREX Proposed stated policy in Eurex Clearing Circular 059-18 related to the introduction of EURO STOXX 50r equity index options with month-end expiration that are being introduced at Eurex Deutschland 06/12/2018 Certified 06/25/2018 2
ICE NGX RMF Changes re Banking & Treasury Improvement Project 11/12/2021 Certified 11/29/2021 2
LX Updates to Participant Agreement, User Agreement, and Privacy Policy 03/10/2022 Certified 03/24/2022 2
LX Updates to User Agreement 06/07/2024 Certified 06/24/2024 2
NYMEX Modifications to Non-Member Cross-Venue Incentive Program for certain NYMEX energy products; 12-166 06/11/2012 Certified 06/26/2012 2
ICECC ICC proposes revisions to ICC's End-of-Day Price Discovery Policies and Procedures to remove the ability for Clearing Participants to submit end-of-day submissions for Single Name instruments in terms of spread and associated recovery rate. 01/05/2015 Certified 01/20/2015 2
LCHLTD LCH Limited change to its Margin Collateral Haircut Schedule. 07/18/2018 Certified 07/31/2018 2
LCHLTD LCH Limited temporary change to its Margin Collateral Haircut Schedule 04/02/2019 Certified 04/15/2019 2
SGX-DC Weekly notification of rule amendments for the week of 26 August 2019. 09/05/2019 Notified 09/05/2019 2
LX Submission of revised fee schedule. 03/04/2020 Certified 03/18/2020 2
NYMEX Modifications to existing NYMEX Energy Products Cross-Venue Incentive Program; 12-167 06/11/2012 Certified 06/26/2012 2
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Rules 3.35(g), 3.37.5, 3.37.7, and 3.38.4 11/12/2015 Certified 11/27/2015 2
ICLR US Amendment to Collateral Policy 12/22/2016 Withdrawn 01/06/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 028-18 related to futures and options on the Sensex Index 03/06/2018 Certified 03/20/2018 2
CME Amendments to CME Chapter 8G ("Interest Rate Derivative Clearing") and Chapter iii. ("CME Definitions") Regarding End of Waterfall Rules for Interest Rate Swaps 09/06/2019 Certified 11/04/2019 2
ICE NGX Self Certification of amendment to rule: ICE NGX Canada Inc. Risk Management Framework 01/11/2021 Withdrawn 01/25/2021 2
ICLREU2 ICE Clear Europe is amending Part Q of its Delivery Procedures to clarify certain provisions relating to delivery specifications for ICE Futures Europe Financial and Softs White Sugar futures contracts. 02/06/2023 Certified 02/21/2023 2
MIAX MGEX Board and Exchange Committee Charters 03/25/2024 Certified 04/08/2024 2
NYMEX Modifications to Cross-Venue Energy & Metals Products Incentive Program for High Volume Contributors; 12-192 06/11/2012 Certified 06/26/2012 2
OCC Proposed rule change to provide OCC with authority in emergency circumstances to extend, waive or suspend the operation of its By-Laws, Rules, policies and procedures or any other rules issued by OCC. 12/27/2013 Withdrawn 01/09/2014 2
ICLR US Changes to Risk Management Framework 12/22/2016 Certified 01/09/2017 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 10/12/2018 Notified 10/12/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 086-19 related to an additional internal margin account for the booking of Supplementary Margin, updating the RBM and Prisma methodology language, and M-position account pricing 09/06/2019 Certified 09/20/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 118-19 related to the contribution factor for the default fund and updating the website relating to the PRISMA margining methodology 12/10/2019 Certified 12/24/2019 2
EUREX Proposed amendments in Eurex Clearing Circular 110-21 relating to the implementation of Article 9 of Regulation (EU) 2021/23 into the Clearing Conditions and FCM Regulations of Eurex Clearing AG 12/17/2021 Certified 01/03/2022 2
CME Modifications to CME's Collateral Policy 08/16/2022 Certified 08/30/2022 2
OCC OCC Rule Certification to Update Its Operational Loss Fee for 2023 02/06/2023 Certified 02/21/2023 2
LX Privacy Policy updates 06/07/2024 Certified 06/24/2024 2
NYMEX Diverse Trading Non-Member International Commercial Firms Energy Incentive Program; 12-162 06/12/2012 Certified 06/27/2012 2