Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Incentive Program for OTC interest rate swaps 12/20/2011 Certified 01/06/2012 2
CME Founding Members OTC interest rate swaps incentive program 12/20/2011 Certified 01/06/2012 2
CME New clearing fees applicable to cleared OTC interest rate swaps 12/20/2011 Certified 01/06/2012 1
LCHLTD New Disciplinary procedures and amendments to appeals procedures 12/20/2011 Certified 01/06/2012 1
LCHLLC Amendments to risk methodology, include swap execution facilities, increase minimum deposit to guaranty fund, decrease captial requirement, specify transfers of customer positions and amend criteria for determining default 12/21/2011 Certified 01/07/2012 1
NYMEX OTC Coal Incentive Program 12/22/2011 Withdrawn 01/09/2012 2
ICLREU2 Change to delivery procedures for low sulphur gasoil 12/22/2011 Certified 01/10/2012 1
ICLREU2 Correction to Platts Crude oil reference price 12/22/2011 Certified 01/10/2012 1
ICLREU2 Change to ICE OTC Wet Freight contract specifications 12/22/2011 Certified 01/10/2012 1
OCC Rule amendment to establish jurisdictional status of Alpha Options 11/17/2011 Approved 01/30/2012 4
NYMEX OTC Broker Incentive Program, 12-018 01/13/2012 Certified 01/31/2012 1
NYMEX Changes to Non-Member Cross-Venue Incentive Program for NYMEX Energy Products, 12-019 01/13/2012 Certified 01/31/2012 2
NYMEX NYMEX European and Asian Petroleum Products Incentive Program, 12-014 01/13/2012 Certified 01/31/2012 2
NYMEX Incentive Program for Natural Gas Products, 12-016 01/13/2012 Certified 01/31/2012 1
NYMEX Coal Incentive Program, 12-020 01/13/2012 Certified 01/31/2012 1
NYMEX Energy Products Cross-Venue Incentive Program, 12-015 01/13/2012 Certified 01/31/2012 2
CME CME OTC FX Fee Waiver Program, 12-027 01/17/2012 Certified 02/01/2012 1
CME Amendments to CDS Guaranty Fund allocation calculation; 12-029 01/19/2012 Certified 02/03/2012 2
OCC Modify corporate governance structure of OCC, OCC-2012-01 01/20/2012 Certified 02/04/2012 1
OCC Rules to clear and settle Spot Gold Futures, SR-OCC-2012-02 01/24/2012 Certified 02/08/2012 1
ICLR US Amendment to Rule 405 to comply with new CFTC Regulation 39.15(d); 12-05 01/27/2012 Certified 02/11/2012 1
CME Addition of "Price Alignment Interest" to the "cash mark-to-market" performance bond method for OTC FX Spot, Forward and Swap Transactions; 12-038 01/27/2012 Certified 02/11/2012 1
LCHLTD Amendment to introduce new Collateral Management System 02/09/2012 Certified 02/25/2012 1
NYMEX Natural Gas Options & Crude Refined Options Volume Incentive Program; 12-043 02/13/2012 Certified 02/29/2012 3
LCHLTD WCI Cash Settled Container Freight Swap Contracts 02/14/2012 Certified 03/01/2012 1
CME Weekly notification of Rule Amendments 03/01/2012 Certified 03/01/2012 1
LCHLTD Fee Incentive Scheme for Iron Ore options and Coal Swaps 02/15/2012 Certified 03/02/2012 1
LCHLTD Amend procedures re: preferred currency for intra-day call; new interest rate for credit cash balances 02/16/2012 Certified 03/03/2012 1
ICLREU2 New Cleared OTC Products 02/16/2012 Certified 03/03/2012 1
ICECC Customer Related Collateral Liquidity 02/20/2012 Certified 03/06/2012 1
CME Weekly 40.6(d) notifications 03/07/2012 Certified 03/07/2012 1
ICLREU2 Amending contract terms for Financial Power Contracts and the Financial Gas Contract re number of days or months in the respective contracts' series. 02/23/2012 Certified 03/09/2012 1
OCC Provide central clearing of OTC Index Options; OCC-2011-19 03/09/2012 Withdrawn 03/09/2012 3
CME Temporary modification to IRS Clearing Member clearing fees schedule for over-the-counter interest rate swaps 02/24/2012 Certified 03/10/2012 1
CME CDS Guaranty Fund Allocation Amendment; Amendments to Daily Submission Deadline, Holiday Accrual Processing and PAI payment Timeline; 12-062 02/28/2012 Certified 03/14/2012 3
CME Interest Rate Swap (IRS) Portfolio Margining; IRS Guaranty Fund changes; outsourcing to third parties; 12-061 02/28/2012 Certified 03/14/2012 4
CBT Interest Rate Swap (IRS) Portfolio Margining; IRS Guaranty Fund changes; third party outsourcing; 12-061 02/28/2012 Certified 03/14/2012 1
NYMEX Interest Rate Swap (IRS) Portfolio Margining; IRS Guaranty Fund changes; third party outsourcing; 12-061 02/28/2012 Certified 03/14/2012 1
CME CME Weekly Notification 03/14/2012 Certified 03/14/2012 1
LCHLTD Amend ForexClear margin multiplier to capture currency regime risk 03/01/2012 Certified 03/16/2012 1
ICLR US Amend Rule 301 to require clearing member to promptly notify ICUS if it becomes subject of a bankruptcy petition or receivership or similar proceeding. 12-11 03/05/2012 Certified 03/20/2012 1
ICECC Change to initial payment date of CDS contracts to T+1 03/06/2012 Certified 03/21/2012 1
NYMEX Amendments to Rule 984.B.3.clearing member acceptance of executed trades; 12-065 03/06/2012 Certified 03/21/2012 1
CME Revisions to comport with CFTC Part 190 Regulations; 12-066 03/06/2012 Certified 03/21/2012 1
CBT Revisions to comport with CFTC Part 190 Regulations; 12-066 03/06/2012 Certified 03/21/2012 1
NYMEX Revisions to comport with CFTC Part 190 Regulations; 12-066 03/06/2012 Certified 03/21/2012 1
CME Amendments to comply with CFTC Regs 39.12(a)(5)(B) and 39.13(h)(5) re: clearing member reporting; 12-067 03/07/2012 Certified 03/22/2012 1
CBT Amendments to comply with CFTC Regs 39.12(a)(5)(B) and 39.13(h)(5) re: clearing member reporting; 12-067 03/07/2012 Certified 03/22/2012 1
NYMEX Amendments to comply with CFTC Regs 39.12(a)(5)(B) and 39.13(h)(5) re: clearing member reporting; 12-067 03/07/2012 Certified 03/22/2012 0
MIAX Amendments to default procedures 03/08/2012 Certified 03/23/2012 1