| CME |
Emergency actions taken as a result of Hurricane Sandy; 12-363. |
10/29/2012 |
Certified |
10/29/2012 |
|
1 |
| CME |
Emergency actions taken as a result of Hurricane Sandy; 12-370. |
10/31/2012 |
Certified |
10/31/2012 |
|
1 |
| ICLREU2 |
Circular confirming the continuation of certain fee arrangements; Circular 12/120. |
10/18/2012 |
Certified |
11/02/2012 |
|
1 |
| OCC |
Rules implementing a minimum clearing fund size designed to permit OCC to draw in full on its committed credit facilities that are secured by the clearing fund; SR-OCC-2012-19. |
10/18/2012 |
Certified |
11/02/2012 |
|
1 |
| LCHLTD |
Amendments to LCH.Clearnet Limited's Rules and Regulations concerning the introduction of LSOC accounts, and concerning Bunch Trade Registration for post-registration allocation. |
10/18/2012 |
Certified |
11/02/2012 |
|
1 |
| LCHLTD |
LCH.Clearnet Limited amendments to Rules and Regulations concerning the introduction of LSOC accounts for the ForexClear and EnClear services and the introduction of an FCM model for the Nodal service. |
10/18/2012 |
Certified |
11/02/2012 |
|
1 |
| ICLR US |
New procedures regarding the collection of intraday variation margin from clearing members and payment of intraday variation margin gains to clearing members; 12-72. |
10/19/2012 |
Certified |
11/03/2012 |
|
1 |
| CME |
Introduction of the price, plus accrued interest, to value securities on deposit at CME Clearing; 12-345. |
10/19/2012 |
Certified |
11/03/2012 |
|
1 |
| CME |
Changes to rules to comply with Part 22 (LSOC); 12-347. |
10/19/2012 |
Certified |
11/03/2012 |
|
1 |
| ICECC |
Rule amendments to implement the Commission's Part 22 regulations for cleared swap customer collateral (commonly referred to as "LSOC"). |
09/21/2012 |
Approved |
11/05/2012 |
|
1 |
| OCC |
Rule amendment to clarify applicability of rules governing delivery of Treasury Securities underlying Treasury Futures to those with maturities greater than 25 years; SR-OCC-2012-20. |
10/22/2012 |
Certified |
11/06/2012 |
|
1 |
| NADEX |
Increase the Real-Time Account Funding (RTAF) Program level from $250 to $500. |
10/23/2012 |
Certified |
11/07/2012 |
|
1 |
| ICLREU2 |
Rules related to treatment of cleared swap customer margin in accordance with Part 22 of the Commission's regulations and terms governing delivery of certain notices related to CDS contracts. |
10/24/2012 |
Certified |
11/08/2012 |
|
1 |
| LCHLLC |
Amendments to LCH.Clearnet LLC's Rules and Regulations concerning the introduction of Legally Segregated, Operationally Commingled ("LSOC") Accounts under CFTC Regulation Part 22. |
10/26/2012 |
Certified |
11/10/2012 |
|
1 |
| LCHLLC |
This submission reflects changes to the LCH.Clearnet LLC rulebook since 23 August 2012. |
10/26/2012 |
Certified |
11/10/2012 |
|
1 |
| LCHLTD |
Amendments to post-default rules and methodology. |
11/14/2012 |
Certified |
11/14/2012 |
|
1 |
| ICLR US |
Delay to the implementation of the modifications to the ICE Clear U.S. intraday variation margin call procedures described in Submission 12-72; 12-72A. |
11/02/2012 |
Certified |
11/20/2012 |
|
1 |
| NADEX |
Amendments to Nadex disciplinary procedures to specifically state how and when notice of disciplinary actions will be provided to the Member who is subject to the investigation and to the Commission, and the duration of the public notice. |
11/02/2012 |
Certified |
11/20/2012 |
|
1 |
| MIAX |
The purpose of the amendment and deletion of these MGEX Rules and Regulations is to comply with the CFTC's final regulations requiring gross margining for all derivatives clearing organizations. |
11/02/2012 |
Certified |
11/20/2012 |
|
1 |
| MIAX |
The purpose of the amendment is to remove language regarding the early open outcry trading hours for options due to a change in release time of USDA reports and to allow MGEX flexibility to adopt changes to its submission and fine requirements. |
11/07/2012 |
Certified |
11/24/2012 |
|
1 |
| ICLREU2 |
Rules clarifying the types of letters of credit that may be used by non-financial institutions that are clients of FCM Clearing Members. The letters of credit will be accepted as permitted cover for Energy Clearing initial margin. |
11/09/2012 |
Certified |
11/28/2012 |
|
1 |
| OCC |
Changes clarify when OCC may refuse a margin withdrawal request or request additional intra-day margin. SR-OCC-2012-21. |
11/13/2012 |
Certified |
11/29/2012 |
|
1 |
| OCC |
Rule amendment eliminates potential ambiguity as to OCC's right to use margin credited to Liquidating Settlement Account to settle mark-to-market payments arising from stock loan and borrow positions in customer accounts; SR-OCC-2012-22. |
11/13/2012 |
Certified |
11/29/2012 |
|
1 |
| KCC |
Changes to the By-Laws and conforming amendments; 12-01. |
11/15/2012 |
Certified |
12/01/2012 |
|
1 |
| CME |
Modifications to the CME OTC FX Fee Waiver Program; 12-390. |
11/16/2012 |
Certified |
12/04/2012 |
|
1 |
| ICLREU2 |
Amendments to ICE Clear Europe Procedures in relation to the Clearing of ICE Futures Europe emissions auction contracts. |
11/19/2012 |
Certified |
12/05/2012 |
|
1 |
| CME |
New Chapter 10 and new Rule 1001 regarding swap data repository reporting; 12-391 |
11/13/2012 |
Withdrawn |
12/06/2012 |
|
1 |
| CME |
Acceptance of basis swaps and forward rate agreements; 12-413. |
11/23/2012 |
Certified |
12/08/2012 |
|
1 |
| CME |
Changes to IRS Manual of Operations; 12-414. |
11/23/2012 |
Certified |
12/08/2012 |
|
1 |
| LCHLTD |
Amendments to General Rules and OTC EnClear Procedures related to the introduction of two new freight route contracts and one new fertilizer contract. |
11/23/2012 |
Certified |
12/08/2012 |
|
1 |
| NADEX |
Establishment of Demo Account Conversion Program to encourage demo account users to consider opening, funding and trading a live Nadex account. |
11/23/2012 |
Certified |
12/08/2012 |
|
1 |
| LCHLTD |
Changes correcting references within the Default Fund Rules, clarifying definitions, eliminating ambiguities and making other minor amendments. |
11/26/2012 |
Certified |
12/11/2012 |
|
1 |
| NADEX |
Clarification in its temporary "Demo Account Conversion Program" which was originally filed on November 23, 2012. |
12/13/2012 |
Withdrawn |
12/13/2012 |
|
2 |
| ICLREU2 |
Amendments to clearing rules, including the FX Procedures, related to the introduction of new swaps for clearing. |
11/29/2012 |
Certified |
12/13/2012 |
|
1 |
| OCC |
Updating rules related to clearing physically settled European-style options on U.S. Treasury notes and bonds with a unit of trading of $10,000 traded on Nasdaq OMX PHLX, LLC; SR-OCC-2012-23. |
11/30/2012 |
Certified |
12/15/2012 |
|
1 |
| OCC |
By-Laws amendment to clarify that OCC will not commence the clearing of OTC S&P 500 Index Options until the SEC approves subsequent rule filing concerning certain enhancements to OCC's risk modeling and risk management procedures; SR-OCC-2012-14A1. |
11/30/2012 |
Certified |
12/15/2012 |
|
1 |
| NADEX |
Modification to Demo Account Conversion Program |
12/14/2012 |
Withdrawn |
12/17/2012 |
|
1 |
| NADEX |
Holiday schedule |
12/07/2012 |
Certified |
12/22/2012 |
|
1 |
| NADEX |
Extension of Refer a Friend program. |
12/07/2012 |
Certified |
12/22/2012 |
|
1 |
| CME |
Establishment of settlement arrangements between CME and the New York Branch of the Bank of China Limited; 12-362. |
10/29/2012 |
Certified |
12/24/2012 |
|
1 |
| OCC |
Amendment to Schedule of Fees in order to charge monthly fee to non-clearing member subscribers of certain non-proprietary data (i.e., product/series and prices) that elect to receive such data on a real-time basis; SR-OCC-2012-25. |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
| CME |
Modifications to the Fee Schedule Applicable to OTC Credit Default Swap Clearing; 12-464. |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
| NADEX |
Holiday hour announcement |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
| NADEX |
Modifications to Demo Account Program |
12/17/2012 |
Certified |
01/03/2013 |
|
1 |
| MIAX |
Clean-up of rules related to clearing fees. |
12/18/2012 |
Certified |
01/04/2013 |
|
1 |
| OCC |
Changes to Stock Loan/Hedge Program and Market Loan Program; SR-OCC-2012-24. |
12/13/2012 |
Withdrawn |
01/09/2013 |
|
1 |
| CME |
Making applicable the CME clearing member default rules to KCBTCC clearing participants and establishing minimum base guaranty fund deposit amount for KCBTCC clearing participants; 12-461. |
12/26/2012 |
Certified |
01/11/2013 |
|
2 |
| KCC |
Revisions to conform KCBTCC Clearing Participant default procedures and guaranty fund requirements to those of CME clearing members; 12-462 |
12/26/2012 |
Certified |
01/11/2013 |
|
2 |
| CME |
Use of OIS discounting in initial margin computations for AUD, GBP and JPY interest rate swaps; 12-474. |
12/27/2012 |
Certified |
01/12/2013 |
|
1 |
| ICLR US |
Modifications to ICE Clear US's policy concerning issuance of intra-day variation margin calls; 12-99. |
12/27/2012 |
Certified |
01/12/2013 |
|
1 |
