| LCHLTD |
Self-certification pursuant to Reg. 40.6(a) to implement LSOC with Excess, tax wording and other ancillary rule changes. |
09/13/2013 |
Certified |
09/28/2013 |
|
1 |
| ICLREU2 |
ICE Clear Europe is amending its rules, general contract terms and delivery procedures to designate ICE Endex as a market for which ICE Clear Europe provides clearing services and to add provisions to reflect the clearing of ICE Endex contracts. |
09/13/2013 |
Certified |
09/28/2013 |
|
1 |
| LCHLTD |
LCH.Clearnet Limited is implementing changes to the Nodal Clearing Service in anticipation of Nodal Exchange LLC's registration as a DCM. |
09/13/2013 |
Certified |
09/28/2013 |
|
1 |
| CME |
Temporary delisting of certain contract months for cleared-only commodity index swaps. |
09/30/2013 |
Certified |
09/30/2013 |
|
1 |
| ICLR US |
Amends Bylaw Section 5.4(c) to increase the cash portion of a Clearing Member's contribution to the Guaranty Fund to 50% of the member's required contribution, effective 12/31/13; also deletes an obsolete provision. |
09/17/2013 |
Certified |
10/18/2013 |
|
1 |
| LCHLTD |
The LCH.Clearnet Limited rulebook is amended to conform to the industry-wide change resulting in the introduction of the SGD-SOR-VWAP index rate (and discontinuation of the SGD-SOR index rate). |
09/20/2013 |
Certified |
10/22/2013 |
|
1 |
| LCHLLC |
The LCH.Clearnet LLC rulebook is amended to conform to the industry-wide change resulting in the introduction of the SGD-SOR-VWAP index rate (and discontinuation of the SGD-SOR index rate). |
09/20/2013 |
Certified |
10/22/2013 |
|
1 |
| LCHLTD |
LCH.Clearnet Limited is modifying its previous self-certification by removing the customer closeout provisions from the Clearing House Procedures and reserving these sections for future revision. |
09/26/2013 |
Certified |
10/28/2013 |
|
1 |
| LCHLTD |
LCH.Clearnet Limited is issuing a circular to provide a process for effecting bilateral terminations of SwapClear contracts by SwapClear Clearing members. |
09/27/2013 |
Certified |
10/29/2013 |
|
1 |
| LCHLTD |
Self-certification pursuant to Reg. 40.6(a) relating to the revision of fees for the ForexClear service. |
09/27/2013 |
Certified |
10/29/2013 |
|
1 |
| CME |
Rule change relating to the removal of the SGD-SOR-Reuters and addition of SGD-SOR-VWAP reference rate for Singapore Dollar (SGD) denominated interest rate swaps (IRS). |
09/27/2013 |
Certified |
10/29/2013 |
|
1 |
| NADEX |
Nadex takes emergency action pursuant to Nadex Rule 2.4 to delay listing its Initial Jobless Claims Binary contracts as the result of the government shutdown, the effects of which have the potential to materially affect the performance of those contracts. |
10/01/2013 |
Certified |
10/31/2013 |
|
1 |
| NADEX |
Nadex takes emergency action pursuant to Nadex Rule 2.4 to delay listing its Initial Jobless Claims Binary contracts as the result of the government shutdown, the effects of which have the potential to materially affect the performance of those contracts. |
10/11/2013 |
Certified |
10/31/2013 |
|
1 |
| LCHLTD |
LCH.Clearnet Limited has self-certified changes to its General Default Fund, to be effective on November 6, 2013. |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
| LCHLTD |
Self-certification of rulebook changes due to industry modifications to the EURIBOR, CIBOR, and NIBOR index rates. |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
| LCHLLC |
Self-certification of rulebook changes due to industry modifications to the EURIBOR, CIBOR, and NIBOR index rates. |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
| OCC |
The proposed rule change concerns charters for the OCC Board of Directors, Membership/Risk Committee, Audit Committee, and Performance Committee. |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
| ICECC |
Self-certification of amended ICC Rules to provide for the clearance of additional Standard Emerging Sovereign Single Name constituents of the CDX Emerging Markets Index. |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
| NADEX |
Nadex takes emergency action pursuant to Nadex Rule 2.4 to delay listing its Initial Jobless Claims and Federal Funds Binary contracts as the result of the government shutdown. |
10/18/2013 |
Certified |
11/01/2013 |
|
1 |
| ICLR US |
ICE Clear US has self-certified changes regarding intra-day variation margin procedures, to be effective no earlier than November 7, 2013. |
10/23/2013 |
Certified |
11/07/2013 |
|
1 |
| LCHLTD |
LCH.Clearnet Limited is adding TrueEx as an approved trade source system for the SwapClear service. |
10/25/2013 |
Certified |
11/08/2013 |
|
1 |
| NADEX |
Nadex adds overnight 2-hour intraday contracts to its EUR/USD and USD/JPY Binary contracts listing and amends its copper and silver rollover schedule. |
10/28/2013 |
Certified |
11/12/2013 |
|
1 |
| OCC |
Self-certification of rule changes related to the Governance Committee charter. |
10/25/2013 |
Certified |
11/12/2013 |
|
1 |
| CME |
Certification of Changes to Correct An Error in CME Rule 274H.02.A. Regarding Cash Settlement of Cleared OTC U.S. Dollar/Chilean Peso (Cleared OTC USD/CLP) Spot, Forwards and Swaps Contracts. |
10/30/2013 |
Certified |
11/15/2013 |
|
1 |
| OCC |
Amendment to the Clearing and Services Agreement between OCC and NYSE Liffe US LLC in connection with NYSE Liffe US' transition from physical to electronic vault receipts to represent metals underlying physically-settled precious metal futures contracts. |
10/30/2013 |
Certified |
11/15/2013 |
|
1 |
| LCHLTD |
Changes to the SwapClear service amending its product eligibility criteria to allowfor acceptance of swaps with stub periods at both the start and the end of a contract. |
10/31/2013 |
Certified |
11/16/2013 |
|
1 |
| LCHLLC |
Changes to the SwapClear service amending its product eligibility criteria to allowfor acceptance of swaps with stub periods at both the start and the end of a contract. |
10/31/2013 |
Certified |
11/16/2013 |
|
1 |
| CME |
Amendments to the CME Manual of Operations for CME Cleared Interest Rate Swaps (CME Submission No. 13-520) |
11/01/2013 |
Certified |
11/19/2013 |
|
1 |
| CME |
Section 90102.E of the CME Rulebook is being updated to reflect the addition of MXN-TIIE-BANXICO Rate Option for interest rate swaps denominated in Mexican Peso ("MXN"). |
11/01/2013 |
Certified |
11/19/2013 |
|
1 |
| LCHLLC |
Emergency rule certification to extend the SwapClear Tolerance to 7pm on each Business Day. |
11/05/2013 |
Certified |
11/21/2013 |
|
1 |
| LCHLTD |
Emergency rule certification to extend the SwapClear Tolerance to 7pm on each Business Day. |
11/05/2013 |
Certified |
11/21/2013 |
|
1 |
| OCC |
Proposed rule changes to clarify OCC' s existing policy regarding use of clearing fund assets in anticipation of a clearing member default. |
11/05/2013 |
Certified |
11/21/2013 |
|
1 |
| LCHLLC |
Emergency rule certification to provide for a post-registration margin determination for trades below block size. |
11/07/2013 |
Certified |
11/23/2013 |
|
1 |
| LCHLTD |
Emergency rule certification to provide for a post-registration margin determination for trades below block size. |
11/07/2013 |
Certified |
11/23/2013 |
|
1 |
| LCHLLC |
Rule change clarifying how FCM Clearing Member requests for the return of excess amounts will be treated where the request does not specify whether the FCM clearing member seeks the return of Unallocated Excess or FCM Buffer. |
11/08/2013 |
Certified |
11/26/2013 |
|
1 |
| OCC |
Technical changes to OCC's By-laws and Rules in connection with the modification of the individual registration categories of the Investment Industry Regulatory Organization of Canada. |
11/08/2013 |
Certified |
11/26/2013 |
|
1 |
| LCHLTD |
Self-certification to re-introduce multilateral compression services in LCH.Clearnet's SwapClear service. |
11/12/2013 |
Certified |
11/27/2013 |
|
1 |
| LCHLTD |
Circular to FCM SwapClear, ForexClear, and EnClear Clearing Members clarifying how FCM Clearing Member requests for the return of excess amounts will be treated where the request does not specify whether the FCM clearing member seeks the return of Unal |
11/12/2013 |
Certified |
11/27/2013 |
|
1 |
| NADEX |
Amendment to listing hours for 2013 Thanksgiving holiday |
11/12/2013 |
Certified |
11/27/2013 |
|
1 |
| CME |
Modification of fee schedule for DJ-UBS Commodity Index Swaps |
11/14/2013 |
Certified |
11/30/2013 |
|
1 |
| CME |
Modification of fee schedule for OTC interest rate swaps |
11/14/2013 |
Certified |
11/30/2013 |
|
1 |
| CME |
Extension of the CME OTC FX Fee Waiver Program |
11/19/2013 |
Certified |
12/05/2013 |
|
1 |
| LCHLLC |
Re-introduction of a backload discount plan for client clearing activity to SwapClear's client fee structure. |
11/20/2013 |
Certified |
12/06/2013 |
|
1 |
| LCHLTD |
Re-introduction of a backload discount plan for client clearing activity to SwapClear's client fee structure. |
11/20/2013 |
Certified |
12/06/2013 |
|
1 |
| LCHLTD |
Self-certification pursuant to 40.6(a) to implement changes to the trade registration process for backloaded trades in LCH.Clearnet's SwapClear service. |
11/21/2013 |
Certified |
12/07/2013 |
|
1 |
| LCHLLC |
Self-certification pursuant to 40.6(a) to implement changes to the trade registration process for backloaded trades in LCH.Clearnet's SwapClear service. |
11/21/2013 |
Certified |
12/07/2013 |
|
1 |
| LCHLTD |
LCH.Clearnet Limited is amending its Rulebook to provide for a new workflow in respect of the registration of transactions that are executed on swap execution facilities or designated contract markets that have been approved by LCH.Clearnet. |
11/21/2013 |
Certified |
12/07/2013 |
|
1 |
| LCHLLC |
LCH.Clearnet LLC is amending its Rulebook to provide for a new workflow in respect of the registration of transactions that are executed on swap execution facilities or designated contract markets that have been approved by LCH.Clearnet. |
11/21/2013 |
Certified |
12/07/2013 |
|
1 |
| NYPC |
Amendments to the NYPC Amended LLC Agreement to reduce the number of directors on the NYPC Board of Directors from nine to seven directors and to eliminate all Board Committees. |
12/04/2013 |
Certified |
12/19/2013 |
|
1 |
| CME |
REVISED-Extension of the CME OTC FX Fee Waiver Program. |
12/04/2013 |
Certified |
12/19/2013 |
|
1 |
