Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD Self-certification pursuant to Reg. 40.6(a) to implement LSOC with Excess, tax wording and other ancillary rule changes. 09/13/2013 Certified 09/28/2013 1
ICLREU2 ICE Clear Europe is amending its rules, general contract terms and delivery procedures to designate ICE Endex as a market for which ICE Clear Europe provides clearing services and to add provisions to reflect the clearing of ICE Endex contracts. 09/13/2013 Certified 09/28/2013 1
LCHLTD LCH.Clearnet Limited is implementing changes to the Nodal Clearing Service in anticipation of Nodal Exchange LLC's registration as a DCM. 09/13/2013 Certified 09/28/2013 1
CME Temporary delisting of certain contract months for cleared-only commodity index swaps. 09/30/2013 Certified 09/30/2013 1
ICLR US Amends Bylaw Section 5.4(c) to increase the cash portion of a Clearing Member's contribution to the Guaranty Fund to 50% of the member's required contribution, effective 12/31/13; also deletes an obsolete provision. 09/17/2013 Certified 10/18/2013 1
LCHLTD The LCH.Clearnet Limited rulebook is amended to conform to the industry-wide change resulting in the introduction of the SGD-SOR-VWAP index rate (and discontinuation of the SGD-SOR index rate). 09/20/2013 Certified 10/22/2013 1
LCHLLC The LCH.Clearnet LLC rulebook is amended to conform to the industry-wide change resulting in the introduction of the SGD-SOR-VWAP index rate (and discontinuation of the SGD-SOR index rate). 09/20/2013 Certified 10/22/2013 1
LCHLTD LCH.Clearnet Limited is modifying its previous self-certification by removing the customer closeout provisions from the Clearing House Procedures and reserving these sections for future revision. 09/26/2013 Certified 10/28/2013 1
LCHLTD LCH.Clearnet Limited is issuing a circular to provide a process for effecting bilateral terminations of SwapClear contracts by SwapClear Clearing members. 09/27/2013 Certified 10/29/2013 1
LCHLTD Self-certification pursuant to Reg. 40.6(a) relating to the revision of fees for the ForexClear service. 09/27/2013 Certified 10/29/2013 1
CME Rule change relating to the removal of the SGD-SOR-Reuters and addition of SGD-SOR-VWAP reference rate for Singapore Dollar (SGD) denominated interest rate swaps (IRS). 09/27/2013 Certified 10/29/2013 1
NADEX Nadex takes emergency action pursuant to Nadex Rule 2.4 to delay listing its Initial Jobless Claims Binary contracts as the result of the government shutdown, the effects of which have the potential to materially affect the performance of those contracts. 10/01/2013 Certified 10/31/2013 1
NADEX Nadex takes emergency action pursuant to Nadex Rule 2.4 to delay listing its Initial Jobless Claims Binary contracts as the result of the government shutdown, the effects of which have the potential to materially affect the performance of those contracts. 10/11/2013 Certified 10/31/2013 1
LCHLTD LCH.Clearnet Limited has self-certified changes to its General Default Fund, to be effective on November 6, 2013. 10/17/2013 Certified 11/01/2013 1
LCHLTD Self-certification of rulebook changes due to industry modifications to the EURIBOR, CIBOR, and NIBOR index rates. 10/17/2013 Certified 11/01/2013 1
LCHLLC Self-certification of rulebook changes due to industry modifications to the EURIBOR, CIBOR, and NIBOR index rates. 10/17/2013 Certified 11/01/2013 1
OCC The proposed rule change concerns charters for the OCC Board of Directors, Membership/Risk Committee, Audit Committee, and Performance Committee. 10/17/2013 Certified 11/01/2013 1
ICECC Self-certification of amended ICC Rules to provide for the clearance of additional Standard Emerging Sovereign Single Name constituents of the CDX Emerging Markets Index. 10/17/2013 Certified 11/01/2013 1
NADEX Nadex takes emergency action pursuant to Nadex Rule 2.4 to delay listing its Initial Jobless Claims and Federal Funds Binary contracts as the result of the government shutdown. 10/18/2013 Certified 11/01/2013 1
ICLR US ICE Clear US has self-certified changes regarding intra-day variation margin procedures, to be effective no earlier than November 7, 2013. 10/23/2013 Certified 11/07/2013 1
LCHLTD LCH.Clearnet Limited is adding TrueEx as an approved trade source system for the SwapClear service. 10/25/2013 Certified 11/08/2013 1
NADEX Nadex adds overnight 2-hour intraday contracts to its EUR/USD and USD/JPY Binary contracts listing and amends its copper and silver rollover schedule. 10/28/2013 Certified 11/12/2013 1
OCC Self-certification of rule changes related to the Governance Committee charter. 10/25/2013 Certified 11/12/2013 1
CME Certification of Changes to Correct An Error in CME Rule 274H.02.A. Regarding Cash Settlement of Cleared OTC U.S. Dollar/Chilean Peso (Cleared OTC USD/CLP) Spot, Forwards and Swaps Contracts. 10/30/2013 Certified 11/15/2013 1
OCC Amendment to the Clearing and Services Agreement between OCC and NYSE Liffe US LLC in connection with NYSE Liffe US' transition from physical to electronic vault receipts to represent metals underlying physically-settled precious metal futures contracts. 10/30/2013 Certified 11/15/2013 1
LCHLTD Changes to the SwapClear service amending its product eligibility criteria to allowfor acceptance of swaps with stub periods at both the start and the end of a contract. 10/31/2013 Certified 11/16/2013 1
LCHLLC Changes to the SwapClear service amending its product eligibility criteria to allowfor acceptance of swaps with stub periods at both the start and the end of a contract. 10/31/2013 Certified 11/16/2013 1
CME Amendments to the CME Manual of Operations for CME Cleared Interest Rate Swaps (CME Submission No. 13-520) 11/01/2013 Certified 11/19/2013 1
CME Section 90102.E of the CME Rulebook is being updated to reflect the addition of MXN-TIIE-BANXICO Rate Option for interest rate swaps denominated in Mexican Peso ("MXN"). 11/01/2013 Certified 11/19/2013 1
LCHLLC Emergency rule certification to extend the SwapClear Tolerance to 7pm on each Business Day. 11/05/2013 Certified 11/21/2013 1
LCHLTD Emergency rule certification to extend the SwapClear Tolerance to 7pm on each Business Day. 11/05/2013 Certified 11/21/2013 1
OCC Proposed rule changes to clarify OCC' s existing policy regarding use of clearing fund assets in anticipation of a clearing member default. 11/05/2013 Certified 11/21/2013 1
LCHLLC Emergency rule certification to provide for a post-registration margin determination for trades below block size. 11/07/2013 Certified 11/23/2013 1
LCHLTD Emergency rule certification to provide for a post-registration margin determination for trades below block size. 11/07/2013 Certified 11/23/2013 1
LCHLLC Rule change clarifying how FCM Clearing Member requests for the return of excess amounts will be treated where the request does not specify whether the FCM clearing member seeks the return of Unallocated Excess or FCM Buffer. 11/08/2013 Certified 11/26/2013 1
OCC Technical changes to OCC's By-laws and Rules in connection with the modification of the individual registration categories of the Investment Industry Regulatory Organization of Canada. 11/08/2013 Certified 11/26/2013 1
LCHLTD Self-certification to re-introduce multilateral compression services in LCH.Clearnet's SwapClear service. 11/12/2013 Certified 11/27/2013 1
LCHLTD Circular to FCM SwapClear, ForexClear, and EnClear Clearing Members clarifying how FCM Clearing Member requests for the return of excess amounts will be treated where the request does not specify whether the FCM clearing member seeks the return of Unal 11/12/2013 Certified 11/27/2013 1
NADEX Amendment to listing hours for 2013 Thanksgiving holiday 11/12/2013 Certified 11/27/2013 1
CME Modification of fee schedule for DJ-UBS Commodity Index Swaps 11/14/2013 Certified 11/30/2013 1
CME Modification of fee schedule for OTC interest rate swaps 11/14/2013 Certified 11/30/2013 1
CME Extension of the CME OTC FX Fee Waiver Program 11/19/2013 Certified 12/05/2013 1
LCHLLC Re-introduction of a backload discount plan for client clearing activity to SwapClear's client fee structure. 11/20/2013 Certified 12/06/2013 1
LCHLTD Re-introduction of a backload discount plan for client clearing activity to SwapClear's client fee structure. 11/20/2013 Certified 12/06/2013 1
LCHLTD Self-certification pursuant to 40.6(a) to implement changes to the trade registration process for backloaded trades in LCH.Clearnet's SwapClear service. 11/21/2013 Certified 12/07/2013 1
LCHLLC Self-certification pursuant to 40.6(a) to implement changes to the trade registration process for backloaded trades in LCH.Clearnet's SwapClear service. 11/21/2013 Certified 12/07/2013 1
LCHLTD LCH.Clearnet Limited is amending its Rulebook to provide for a new workflow in respect of the registration of transactions that are executed on swap execution facilities or designated contract markets that have been approved by LCH.Clearnet. 11/21/2013 Certified 12/07/2013 1
LCHLLC LCH.Clearnet LLC is amending its Rulebook to provide for a new workflow in respect of the registration of transactions that are executed on swap execution facilities or designated contract markets that have been approved by LCH.Clearnet. 11/21/2013 Certified 12/07/2013 1
NYPC Amendments to the NYPC Amended LLC Agreement to reduce the number of directors on the NYPC Board of Directors from nine to seven directors and to eliminate all Board Committees. 12/04/2013 Certified 12/19/2013 1
CME REVISED-Extension of the CME OTC FX Fee Waiver Program. 12/04/2013 Certified 12/19/2013 1