Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICECC ICC proposes amending Subchapter 26D of its Rules to provide for the clearance of additional Standard Emerging Market Sovereign CDS contracts. 02/04/2015 Certified 02/19/2015 2
SGX-DC Amendments to clarify the final settlement prices of the Dated Brent Swap contract, which is intended to be launched in April 2015 02/06/2015 Certified 02/23/2015 1
LCHLTD LCH.Ltd proposes to offer a discount on backloaded trades to members which select Tariff B: The Introductory Tarriff, if they join the service after 1st March 2015. 02/10/2015 Certified 02/25/2015 1
LCHLTD LCH.Clearnet is submitting for self certification rule changes which will allow for FCMs and SCMs to present for clearing a Package Transaction. 02/11/2015 Certified 02/25/2015 1
CME Implementation of the OTC Credit Default Swap Dealer Founding Member Incentive Program 02/12/2015 Certified 02/27/2015 2
CME Implementation of the OTC Interest Rate Swap Dealer Founding Member Incentive Program 02/12/2015 Certified 02/27/2015 2
OCC This proposed rule change concerns the account from which certain clearing members may fund the Additional Margin requirement associated with overnight trading sessions. 02/27/2015 Notified 02/27/2015 1
CME Weekly Notification of Rule Amendments - Week of February 16, 2015 02/27/2015 Notified 02/27/2015 1
LCHSA Bulletin to CDSClear Clearing Members which describes certain changes to its Client Deposit Rate ("CDR"). 02/13/2015 Certified 03/02/2015 1
LCHLTD LCH.Clearnet Limited is submitting for self-certification a correction to its rules with respect to the transfer of cleared contracts by SwapClear Clearing Members and Futures Commission Merchants. 02/16/2015 Certified 03/02/2015 1
LCHLTD LCH.Clearnet is submitting for self-certification changes to its rules with respect to the provision of a client buffer sub-account in the SwapClear service for clients of SCMs. This functionality is not available to FCMs or to US customers. 02/17/2015 Certified 03/03/2015 1
CME Notification Regarding the Establishment of the Base OTC Default Management Committee and Associated New Rule and Rule Amendments 02/18/2015 Certified 03/04/2015 2
LCHLTD LCH.Clearnet propose to offer, at the request of its Clearing Members, ad-hoc compression cycles. These will allow a member to perform compression at a time to suit it, rather than in the regularly scheduled and advertised LCH.Clearnet compression runs. 02/19/2015 Certified 03/05/2015 1
CME Weekly Notification of Rule Amendments - Week of February 23, 2015 03/05/2015 Notified 03/05/2015 1
NADEX Nadex reduces the required notice period to Members prior to imposing dues or increasing fees from 30 days, to a period of at least as long as the Commission's required filing period for self-certifications according to Reg. 40.6(a). Also affects as DCM. 02/20/2015 Certified 03/06/2015 1
LCHLTD Correction of an error in the provisions governing the way in which variation margin is characterised. The current drafting erroneously treats variation margin as collateral, this rule change corrects the treatment to be that of a settlement payment. 02/26/2015 Certified 03/12/2015 1
LCHLTD Submission of rule change to modify the ForexClear section of the FCM Procedures to require a FCM member that is a registered investment company, to include provisions in its agreement with a FCM client for FCM client assets to be held at the CCP. 02/27/2015 Certified 03/12/2015 1
NADEX Amending definition of Financial Institution for acceptable deposits, broadening means of deposit in Agreement, clarifying procedure for non-US resident members to make withdrawals. 02/27/2015 Certified 03/13/2015 1
OCC The proposed rule change concerns certain new risk models designed to risk manage energy futures contracts and options on energy futures contracts. 03/02/2015 Certified 03/16/2015 1
OCC This proposed rule change would amend OCC's Schedule of Fees in accordance with its Fee Policy. 03/06/2015 Withdrawn 03/17/2015 1
ICLREU2 Amendments to CDS Procedures to incorporate terms for the CDX North America Index CDS Contracts to be cleared by ICE Clear Europe. 03/06/2015 Certified 03/19/2015 1
CME Amendments to Six (6) CBOT Fertilizer Cleared Swap Contracts 03/06/2015 Certified 03/20/2015 1
OCC The Options Clearing Corporation proposes to amend its By-Laws and rules in order to enhance the measurement used to establish minimum capital requirements for banks approved to issue letters of credit. 03/06/2015 Certified 03/20/2015 1
LCHLTD LCH.Clearnet is submitting for self certification changes to its rules with respect to the introduction of Zero Coupon Inflation-Indexed Swaps clearing in the SwapClear service. 03/09/2015 Certified 03/20/2015 1
CME Expansion of Modified Split Methodology 03/09/2015 Certified 03/23/2015 1
LCHSA LCH Clearnet SA is submitting for self-certification a change of Euro Default Fund remuneration rate as of 1st of April 2015. 03/10/2015 Certified 03/24/2015 1
CME Maintaining List on CME Group Website of Indices for Cleared CDX Index Untranched CDS Contracts 03/10/2015 Certified 03/24/2015 1
ICLREU2 Amendments to Finance Procedures Relating to FATCA Reporting and Information Requirements 03/16/2015 Certified 03/30/2015 1
ICLREU2 ICE Clear Europe is adopting amendments to its Delivery Procedures in connection with certain ICE Endex natural gas futures contracts. 03/16/2015 Certified 03/30/2015 1
CME Delisting of AUD Chicago Soft Red Winter Wheat Swap (Cleared Only) and AUD KC Hard Red Winter Wheat Swap (Cleared Only) Contracts on March 30, 2015 03/30/2015 Certified 03/30/2015 2
LCHLTD Amendments to the LCH.Clearnet Limited Rulebook Procedures Section 3 (Financial Transactions) 03/20/2015 Certified 04/02/2015 1
ICECC The purpose of the proposed rule change is to amend ICC rules to modify the terms and conditions for physicalsettlement of cleared CDS contracts, and to adopt certain new delivery procedures relating to physical settlement. 03/25/2015 Withdrawn 04/07/2015 5
LCHLTD LCH.Clearnet has identified a number of minor rule changes which it intends to make to its Rulebook, the rule changes have been identified during reviews of the Rulebook and are corrections and clarifications. 03/25/2015 Certified 04/08/2015 1
LCHSA The replacement of e-CCW technology thus enhancing security, capability and maintenance willbe effective from 21 April 2015. Therefore the fees grid has to be updated. 04/07/2015 Certified 04/20/2015 1
ICLR US ICUS is amending its Risk Management Framework to modify certain aspects of its margin setting parameters 04/08/2015 Certified 04/22/2015 2
SGX-DC Amendments have been promulgated in order to align the SGX-DC Clearing Rules to the IAS 32 that prescribes rules for the offsetting of financial assets and financial liabilities. 04/13/2015 Certified 04/24/2015 1
ICECC ICC proposes changes to ICC Clearing Rule 401 in order to provide additional clarity regarding settlement finality with respect to Mark-to-Market Margin. 04/16/2015 Certified 04/30/2015 2
LCHLLC Minimum Non-Tolerance Contribution has been reduced from $15mm to $10mm, minimum threshold for the Tolerance Contribution Amount has been reduced from $10mm to $5mm. 04/16/2015 Certified 04/30/2015 1
ICECC ICC proposes amending Subchapter 26I of its Rules to provide for the clearance of additional Standard Western European Sovereign CDS contracts. 04/20/2015 Certified 05/04/2015 3
LCHLTD Changes in the start and end dates of accrual periods to calculate interest - default fund interest will align to this new calendar based accrual 04/21/2015 Certified 05/05/2015 1
ICLREU2 Proposed changes to adopt a new Collateral and Haircut Policy applicable to Permitted Cover posted by Clearing Members to meet the Clearing House's Margin and Guaranty Fund requirements. 04/24/2015 Certified 05/08/2015 2
LCHLTD Client Clearing Fee waiver program for the ForexClear service is being extended and expanded. 04/29/2015 Certified 05/13/2015 1
LCHLLC Change to Client Deposit and Default Fund Rates 04/30/2015 Certified 05/14/2015 1
OCC Proposed rule change by OCC concerns the implementation of new risk models in order to support the clearance and settlement of Asian-style flexibily structured options and flexibly structured Cliquet options. 05/01/2015 Certified 05/15/2015 1
OCC This change revises OCC's By-Laws and Rules relating to deposits in lieu of margin. 05/01/2015 Certified 05/15/2015 1
MIAX Certification of amendments made to clarify certain default procedures. 05/06/2015 Certified 05/20/2015 1
LCHSA Amendments of the Clearing Notice linked to the "Means of Accessand Reporting mechanism" available for CDSClear clearing members. 05/07/2015 Certified 05/21/2015 1
LCHSA Amendments to CDS Clearing Rules relatedto extension of the CDS clearing service to Markit iTraxx Europe Senior Financials Index (Implementation date 2 June 201 and the information provided to clearing members subject to a cross trade on a firm day. 05/18/2015 Certified 06/01/2015 1
CME Delisting of Corn Calendar Swaps (Clearing Only), Soybean Calendar Swaps (Clearing Only), Wheat Calendar Swaps (Clearing Only) and KC HRW Wheat Calendar Swaps (Clearing Only) Contracts 06/01/2015 Certified 06/01/2015 2
ICECC ICC proposes organizational and clarifying edits to the Risk Management Framework and the Treasury Operations Policies and Procedures, and proposes adopting a new Risk Management Model Description Document. 05/29/2015 Withdrawn 06/09/2015 2