Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
SGX-DC Weekly notification of rule amendments for the week of 12 December 2016. 12/19/2016 Notified 12/19/2016 2
ICLR US New Rule 605 re Deliveries of New Gold Daily Futures Contract 12/05/2016 Certified 12/19/2016 1
CME Addition of Portfolio Gains Haircuts,Tear-Ups, and Limited Recourse to the Financial Safeguards Package for Base 08/31/2016 Certified 12/20/2016 10
CME Weekly Notification of Rule Amendments - Week of December 12, 2016 12/21/2016 Notified 12/21/2016 1
ICLREU2 The purpose of the rule amendments is to revise the application of certain provisions of the ICEU Rules related to economic sanctions compliance by CDS Clearing Members and Customers of CDS Clearing Members incorporated in Germany. 12/07/2016 Certified 12/21/2016 2
CME Extension of the CME OTC FX Fee Waiver Program 12/08/2016 Certified 12/22/2016 1
ICECC ICC proposes amendments to its Clearing Rules (and the adoption of related procedures) involving clearing house default management, recovery and wind-down. 10/06/2016 Certified 12/23/2016 9
CMECE Weekly Notification of rule amendments issued during the week commencing December 12 2016. 12/23/2016 Notified 12/23/2016 1
ICECC ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of Standard Australian Corporate Single Name CDS contracts and Standard Australian Financial Corporate Single Name CDS contracts. 12/09/2016 Certified 12/23/2016 2
CME Amendments to CME Rule 1001 ("Regulatory Reporting Of Swap Data") 12/09/2016 Certified 12/23/2016 1
SGX-DC Weekly notification of rule amendments for the week of 19 December 2016. 12/28/2016 Notified 12/28/2016 2
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the amendments to the CDS Clearing Rules related to the LCH's application for registration with the US SEC as a clearing agency. 12/13/2016 Certified 12/28/2016 1
CME Amendments to CME/CBOT/NYMEX/COMEX Rules 814, 819, and 901.S and CME Rules 8H03, 8F003, 8H08 12/13/2016 Certified 12/28/2016 2
EUREX Amendments to the Eurex Clearing DCO Compliance Manual 12/14/2016 Certified 12/29/2016 3
EUREX Proposed rule amendments in Eurex Clearing Circular 144-16 relating to introducing a Direct Clearing Member license for OTC IRS and removing the Multiple Clearing Relationship product group restrictions 12/14/2016 Certified 12/29/2016 2
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the changes to the CDSClear fee grid as a consequence of the evolution of the CDSClear business and activities. The new fee grid will be effective as of January 1st, 2017. 12/15/2016 Certified 12/29/2016 1
LCHLTD Rule changes to include provisions for Custodial Segregated Accounts, a new type of client account being offered under LCH's EMIR Client account model. 12/15/2016 Certified 12/30/2016 1
CME Adoption of New CME and CBOT Rule 990. ("U.S. Withholding Tax") 12/15/2016 Certified 12/30/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 147-16 relating to allowing Eurex Clearing, in a repo transaction, to enter into overnight GC Pooling transactions and to compensating a negative repo rate 12/15/2016 Certified 12/30/2016 2
EUREX Proposed rule amendments in Eurex Clearing Circular 148-18 relating to amending the Price List, introducing a notification requirement, harmonizing certain ISA Direct provisions, dispute resolution, partial settlement, and discontinuing certain products 12/15/2016 Certified 12/30/2016 2
CMECE Weekly Notification of rule amendments issued during the week commencing December 19 2016. 12/30/2016 Notified 12/30/2016 1
CME Weekly Notification of Rule Amendments - Week of December 19, 2016 12/30/2016 Notified 12/30/2016 2
SGX-DC Weekly notification of rule amendments for the week of 26 December 2016. 01/02/2017 Notified 01/02/2017 2
ICECC ICC proposes to formalize its Stress Testing Framework. 12/16/2016 Certified 01/03/2017 2
CME Weekly Notification of Rule Amendments - Week of December 26, 2016 01/05/2017 Notified 01/05/2017 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the changes to the CDSClear services related to the extension of the CDSClear activities to the clearing of CDX.NA.HY indices 12/22/2016 Certified 01/06/2017 1
ICLR US Amendment to Collateral Policy 12/22/2016 Withdrawn 01/06/2017 2
ICLR US Changes to Risk Management Framework 12/22/2016 Certified 01/09/2017 2
LCHLTD Changes to Default Rules affecting Rates and ForexClear services, applying to all Clearing Members. 12/23/2016 Certified 01/09/2017 1
CME Weekly Notification of Rule Amendments - Week of January 2, 2016 01/10/2017 Notified 01/10/2017 1
SGX-DC Weekly notification of rule amendments for the week of 2 January 2017 01/13/2017 Notified 01/13/2017 2
LCHLTD Change to the LCH London Deposit Rate (LDR) applicable to cash balances held on SwapClear and ForexClear service Clearing Member accounts. 01/13/2017 Notified 01/13/2017 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 01/13/2017 Notified 01/13/2017 2
SGX-DC Weekly notification of rule amendments for the week of 9 January 2017. 01/16/2017 Notified 01/16/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 157-16 relating to the admission of EURO STOXX 50r Index Total Return Futures to the EFPI Service, which is the service for Exchange for Physical transactions. 01/03/2017 Certified 01/18/2017 2
ICLR US Collateral Fee Changes 01/03/2017 Certified 01/18/2017 1
CME Weekly Notification of Rule Amendments - Week of January 9, 2017 01/19/2017 Notified 01/19/2017 2
ICECC ICC proposes changes to the fee charged for U.S. Treasury securities collateral deposits. 01/05/2017 Certified 01/20/2017 2
EUREX Weekly Notification of Rule Amendments - Week of January 16, 2017 01/20/2017 Notified 01/20/2017 1
CMECE Weekly notification of rule amendments 01/20/2017 Notified 01/20/2017 1
SGX-DC The Amendments are made in respect of the removal of the margin requirements for over-the-counter spot trades under SGX-DC Clearing Rule 7.22.1A. 01/08/2017 Certified 01/23/2017 1
SGX-DC Weekly notification of rule amendments for the week of 16 January 2017. 01/23/2017 Notified 01/23/2017 2
CME Weekly Notification of Rule Amendments - Week of January 16, 2017 01/24/2017 Notified 01/24/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 004-17 relating to the introduction of futures on the db x-trackers Harvest CSI300 ETF 01/10/2017 Certified 01/25/2017 2
LCHLTD LCH is submitting for self-certification changes to its rules to remove certain market standard definitions. 01/13/2017 Certified 01/27/2017 1
ICECC ICC proposes amendments to the ICC Clearing Rules, the ICC Treasury Operations Policies and Procedures, and the ICC Liquidity Risk Management Framework to update ICC's liquidity thresholds for Euro denominated products. 01/17/2017 Certified 01/31/2017 6
SGX-DC Weekly notification of rule amendments for the week of 23 January 2017. 01/31/2017 Notified 01/31/2017 2
ICLR US Amendment to Collateral Policy 01/18/2017 Certified 02/01/2017 2
OCC This proposed rule change would modify the current process for systematically monitoring market conditions and performing adjustments to OCC's margin coverage when current market volatility increases beyond historically observed levels. 01/19/2017 Certified 02/02/2017 3
CME Request for Approval to Commingle Significantly and Reliably Correlated Base Guaranty Fund Products 12/20/2016 Approved 02/03/2017 1