Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
EUREX Proposed rule amendments in Eurex Clearing Circular 093-17 related to the introduction of the Liquidity Provider Framework, and requirements and incentives for Liquidity Providers for quotation during Stressed Market Conditions 09/27/2017 Certified 10/12/2017 2
MIAX Notification of changes to outright and spread margin rates 10/12/2017 Notified 10/12/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 094-17 related to clarifying aspects of close-out-netting arrangements in light of the amendments to the German Insolvency Code 09/28/2017 Certified 10/13/2017 2
LCHLTD LCH Ltd self certification of changes to its rules to offer eligibility of Swiss Franc denominated overnight index swaps referencing the SARON index, which replaces the TOIS index. 09/29/2017 Certified 10/13/2017 1
LCHLTD LCH Ltd intends to extend the contracts eligible for portfolio margining with SwapClear products. 10/02/2017 Certified 10/16/2017 1
ICLR US ICUS proposes to adopt amendments to its Rules to enhance certainty, clarity and readability and better reflect current business practices and processes relating to a variety of matters. 10/03/2017 Certified 10/18/2017 2
ICLR US ICUS proposes to amend the Default Management Procedures to (i) update references to ICUS's By-Laws and Rules; (ii) make reference to ICUS's Default Auction Procedures; and (iii) revise templates for use during default management. 10/04/2017 Certified 10/19/2017 2
SGX-DC Self-certification for consequential rule amendments arising from the introduction of SGX ICIS Monoethylene Glycol and SGX ICIS Styrene Monomer Swap 10/04/2017 Certified 10/19/2017 1
SGX-DC Weekly notification of rule amendments for the week of 9 October 2017. 10/19/2017 Notified 10/19/2017 2
CME Weekly Notification of Rule Amendments - Week of October 9, 2017 10/19/2017 Notified 10/19/2017 1
ICECC ICC proposes amendments to its Clearing Rules relating to Venezuela CDS contracts. 10/05/2017 Certified 10/20/2017 2
ICLREU2 Amendments to the ICE Clear Europe Delivery Procedures relating to European emissions and UK power contracts. 10/20/2017 Notified 10/20/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 099-17 related to the requirements and incentives associated with the introduction of Regulatory Market-Making and the Eurex Liquidity Provider Framework 10/06/2017 Certified 10/23/2017 2
LCHLTD LCH Limited Margin Collateral Haircut Schedule Change 10/09/2017 Certified 10/23/2017 2
CME Amendments to Rule 817 ("Liquidity Facility") 10/09/2017 Certified 10/23/2017 1
CME Issuance of CME Group Market Regulation Advisory Notice RA1714-5 Concerning Rule 512. ("Reporting Infractions"). 10/10/2017 Certified 10/24/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 100-17 related to the implementation of a partnership program related to the clearing of interest rate swaps 10/10/2017 Certified 10/24/2017 2
SGX-DC Self certification of amendments to SGX-DC Clearing Rules in relation to OTC Financial Interest Rate Swaps for implementation on 1 January 2018. 10/11/2017 Certified 10/24/2017 1
SGX-DC Self-certification of Amendments to SGX-DC Clearing Rules in relation to SGX Platts Benzene FOB Korea Swap("BZ") and SGX Platts Paraxylene CFR Taiwan/China Swap ("PX") contracts for implementation on 1 November 2017. 10/11/2017 Certified 10/24/2017 1
SGX-DC Weekly notification of rule amendments for the week of 16 October 2017. 10/25/2017 Notified 10/25/2017 2
MIAX Change to outright margin rates 10/26/2017 Notified 10/26/2017 1
CME Weekly Notification of Rule Amendments - Week of October 16, 2017 10/26/2017 Notified 10/26/2017 1
LCHLTD LCH notification is in respect to non-substantive amendments to various parts of its Rulebook. These include correction of minor errors and to section references as well as addition of clarification wording. 10/27/2017 Notified 10/27/2017 1
SGX-DC Weekly notification of rule amendments for the week of 23 October 2017. 10/29/2017 Notified 10/29/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 101-17 related to allowing combining the regular clearing licenses with licenses for securities lending and/or repo, and allowing use of euros to meet a disruption in foreign currencies 10/16/2017 Certified 10/30/2017 2
LCHLTD LCH Limited Rulebook changes to provide for the ForexClear service to offer clearing of certain major currency pairs of non-deliverable forward (NDF) contracts. 10/17/2017 Certified 10/30/2017 1
CME Two (2) New CME Rulebook Chapters 600 and 601 and the Deletion of Existing Twelve (12) CME Rulebook Currency Pairs Chapters 257H, 260H, 270H, 271H, 273H, 274H, 277H, 279H, 280H, 281H, 282H and 283H 10/17/2017 Certified 10/31/2017 1
CME Implementation of the OTC FX Options Fee Waiver Program 10/17/2017 Certified 10/31/2017 1
CME Implementation of the OTC FX Non-Deliverable Forwards Incentive Program 10/17/2017 Certified 10/31/2017 2
LX Operations manual amendment 10/18/2017 Withdrawn 10/31/2017 3
LCHLTD LCH notification is in respect to the addition of LatAm SEF to the list of Approved Trade Source Systems connected to SwapClear. 11/02/2017 Notified 11/02/2017 1
MIAX Notification of margin change to outright and spread products 11/02/2017 Notified 11/02/2017 1
CME Weekly Notification of Rule Amendments - Week of October 23, 2017 11/03/2017 Notified 11/03/2017 1
SGX-DC Weekly notification of rule amendments for the week of 30 October 2017. 11/05/2017 Notified 11/05/2017 2
SGX-DC SGX-DC is submitting a self-certification for amendments to its Clearing Rules. The amendments are in respect of delivery obligations for 3 rubber contracts listed on SGX-DT, which constitute amendments to the SGX-DC Clearing Rules. 10/25/2017 Certified 11/07/2017 2
OCC Proposed rule change concerning OCC's Risk Management Framework 10/25/2017 Certified 11/08/2017 2
CME Weekly Notification of Rule Amendments - Week of October 30, 2017 11/09/2017 Notified 11/09/2017 1
LX Revision to Rule 5.6 to extend exchange hours to 24/7 10/26/2017 Certified 11/09/2017 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 11/10/2017 Notified 11/10/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 108-17 related to amending the last trading day and final settlement day for listed FX futures and options contracts 10/27/2017 Certified 11/13/2017 2
MIAX Amendments to MGEX Chapter 21 Rules to enhance transparency and compliance with CFTC regulations. 10/27/2017 Certified 11/13/2017 1
SGX-DC Weekly notification of rule amendments for the week of 6 November 2017. 11/15/2017 Notified 11/15/2017 2
LCHLTD LCH is submitting for self-certification changes to its rules regarding the payment of USD denominated Variation Margin by Futures Commission Merchants of its SwapClear service. 11/01/2017 Certified 11/16/2017 1
OCC Proposed rule change concerning OCC's Counterparty Credit Risk Management Policy. 11/02/2017 Certified 11/17/2017 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee,Trading Advisory Committee and/or Risk Working Group. 11/17/2017 Notified 11/17/2017 2
CME Weekly Notification of Rule Amendments - Week of November 6, 2017 11/17/2017 Notified 11/17/2017 1
SGX-DC Weekly notification of rule amendments for the week of 13 November 2017. 11/19/2017 Notified 11/19/2017 2
LCHLTD Amendment to the LCH Rulebook to clarify that a branch of a ForexClear member submits a trade on behalf of the ForexClear clearing member. 11/03/2017 Certified 11/20/2017 1
OCC Proposed rule change by The Options Clearing Corporation concerning liquidity for same day settlement. 11/03/2017 Certified 11/20/2017 1
LCHLTD LCH Amendment to the ForexClear fees applied to its major currency (G10) NDF product. 11/06/2017 Certified 11/21/2017 1