Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLR US ICUS has determined to move to a direct settlement model that allows clearing members to utilize Qualified Financial Institutions (QFIs) which may or may not be related to the Approved Financial Institutions (AFIs) utilized by ICUS. 03/22/2018 Withdrawn 04/04/2018 2
CME Weekly Notification of Rule Amendments - Week of March 26, 2018 04/04/2018 Notified 04/04/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 032-18 related to extending the Individual Clearing Model to Specified Clients of Clearing Members and providing clarification in the event of a new execution of the Pledge Agreement by a Clearing Member 03/23/2018 Certified 04/06/2018 11
EUREX Proposed rule amendments in Eurex Clearing Circular 033-18 related to administrative changes to the SONIA and SARON swaps, eliminating references to Eurex Zurich AG, and clarifying the default fund replenishment provisions 03/23/2018 Certified 04/06/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 04/06/2018 Notified 04/06/2018 2
LCHLTD LCH LTD changes to its Margin Collateral Haircut Schedule. 03/27/2018 Certified 04/09/2018 2
LCHLTD LCH Limited Self Certification: Rule Changes Related to the Clearing House Prescribed Language and the obligations of LCH to each Clearing Member. 03/27/2018 Certified 04/10/2018 1
CME Implementation of the Directed Dealer Fee Waiver Program for Asian Currencies 03/27/2018 Certified 04/10/2018 1
CME Weekly Notification of Rule Amendments - Week of April 2, 2018 04/11/2018 Notified 04/11/2018 1
SGX-DC Weekly notification of rule amendments for the week of 2 April 2018. 04/12/2018 Notified 04/12/2018 2
CME Delisting of the U.S. Dollar/Malaysian Ringgit (USD/MYR) Cleared OTC Non-Deliverable Forwards Contract 04/16/2018 Certified 04/16/2018 2
LCHLTD LCH Limited Self Certification: Rule Changes amending the GBP-WMBA-OIS-COMPOUND reference rate to GBP-SONIA-COMPOUND. 04/05/2018 Certified 04/18/2018 1
SGX-DC Weekly notification of rule amendments for the week of 9 April 2018. 04/19/2018 Notified 04/19/2018 2
CME Weekly Notification of Rule Amendments - Week of April 9, 2018 04/19/2018 Notified 04/19/2018 1
MIAX Notification of margin changes made effective last week. 04/19/2018 Notified 04/19/2018 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 04/20/2018 Notified 04/20/2018 2
SGX-DC Weekly notification of rule amendments for the week of 16 April 2018. 04/23/2018 Notified 04/23/2018 2
LCHSA Pursuant to CFTC Regulation 40.6(d), LCH SA is submitting a Weekly Notification of a clearing notice amendment made effective during the week of April 23rd, 2018 in order to update the list of ATSS participants. 04/23/2018 Notified 04/23/2018 1
LCHLTD LCH Limited Self-Certification: Launch of SONIA Futures 04/10/2018 Certified 04/24/2018 1
SGX-DC The Amendments arise due to the removal of Nifty Futures as a contract of a relevant market which is accepted for clearing by SGX-DC under the Mutual Offset System ("MOS") with CME. 04/10/2018 Certified 04/24/2018 1
CME Notification of Rule Amendments - Week of April 16, 2018 04/26/2018 Notified 04/26/2018 1
EUREX Weekly Notification of Rule Amendments - Week of April 23, 2018 04/27/2018 Notified 04/27/2018 1
LX Amendments to operations manual as previously discussed with DCR staff. 04/13/2018 Certified 04/27/2018 2
LCHLTD LCH Limited Self Certification: Rule Changes on the addition of Non-Deliverable Swaps as eligible SwapClear products 04/13/2018 Certified 04/27/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 035-18 related to allowing the choice of the Settled-to-Market model for OTC currency transactions 04/17/2018 Certified 05/01/2018 2
CME Weekly Notification of Rule Amendments - Week of April 23, 2018 05/01/2018 Notified 05/01/2018 1
LCHLTD LCH proposes changes to its rules to allow a FCM Clearing Member to take certain actions to reduce the risk arising from the default of one or more FCM customers. 04/18/2018 Certified 05/02/2018 1
SGX-DC Weekly notification of rule amendments for the week of 23 April 2018. 05/03/2018 Notified 05/03/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 05/04/2018 Notified 05/04/2018 2
SGX-DC Weekly notification of rule amendments for the week of 30 April 2018. 05/06/2018 Notified 05/06/2018 2
CME Weekly Notification of Rule Amendments - Week of April 30, 2018 05/09/2018 Notified 05/09/2018 1
LCHLTD Self-certification of the LCH member communication advising of changes to the ForexClear Initial Margin Floor. 04/27/2018 Certified 05/11/2018 1
LCHLTD LCH is submitting for self certification a) clarification amendments to the Rulebook and b) the fees related to the FX Options service. 04/27/2018 Certified 05/11/2018 1
ICLREU2 40.6(a) Rule Certification in respect of amendments to delivery procedures 04/30/2018 Certified 05/14/2018 3
ICLR US ICE Clear US is amending the Rules to provide for certain limitations on default resource contributions from Listing Exchanges. 04/30/2018 Certified 05/14/2018 1
LX Amendments and changes to LedgerX's Rulebook and Operations Manual to facilitate 24-hour trading as previously discussed with DMO and DCR staff. 05/01/2018 Certified 05/15/2018 3
SGX-DC The Amendments are to facilitate SGX-DC's acceptance for clearing of the Panamax Route P2E FFA and Capesize Route C7 FFA. In particular, the Amendments specify the FSP methodology of the Contracts in the SGX-DC Clearing Rules. 05/02/2018 Certified 05/15/2018 1
CME Notification of Rule Amendments - Week of May 7, 2018 05/15/2018 Notified 05/15/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 041-18 related to the listing of options on iShares Physical Gold ETC 05/02/2018 Certified 05/16/2018 2
SGX-DC Weekly notification of rule amendments for the week of 7 May 2018. 05/16/2018 Notified 05/16/2018 2
OCC Proposed rule change by The Options Clearing Corporation concerning its trade acceptance and novation rules. 05/04/2018 Certified 05/18/2018 1
ICE NGX Clarification that the US Federal Deposit Insurance Corporation Improvement Act of 1991 applies to NGX DCO and amendment of the definition of Approved Financial Institution. 05/08/2018 Certified 05/22/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 042-18 related to the penalty fee regime for late deliveries on dividend record dates for transactions concluded at the Frankfurter Wertpapierbrse and securities lending transactions 05/08/2018 Certified 05/22/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 043-18 related to clarifying one license requirement and confirming the effective date for introduction of the FIC Board Advisory Committee 05/08/2018 Certified 05/22/2018 2
SGX-DC Weekly notification of rule amendments for the week of 14 May 2018. 05/23/2018 Notified 05/23/2018 2
OCC Submission under 40.6(d)(2)(i) to notify CFTC of a change in OCC's principal office. 05/23/2018 Notified 05/23/2018 1
CME Amendments to the CME and CBOT Fertilizer Futures and Swaps Daily Settlement Procedure Document 05/10/2018 Certified 05/24/2018 1
CME Weekly Notification of Rule Amendments - Week of May 14, 2018 05/24/2018 Notified 05/24/2018 1
LCHLTD LCH LTD change to its London Deposit Rate (LDR) applicable to cleared cash balances of clearing members of the SwapClear and ForexClear services. 05/25/2018 Notified 05/25/2018 1
MIAX Weekly Notification for the week of May 14, 2018. 05/25/2018 Notified 05/25/2018 1