Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
EUREX Proposed rule amendments (stated policy) in Eurex Clearing Circular 075-18 related to rebates and revenue sharing for certain listed derivatives contracts on Eurex Exchange 09/04/2018 Certified 09/18/2018 2
CME Implementation of New CME, CBOT, NYMEX, and COMEX Rules 830.C., 900.C., 902.B., 912.A., and 912.B.; Amendments to CME Rule 8G831; and Implementation of New CME Rule 8G912 to Create Direct Funding Participant Clearing Membership. 07/22/2016 Withdrawn 09/19/2018 10
CME Weekly Notification of Rule Amendments - Week of September 10, 2018 09/19/2018 Notified 09/19/2018 1
ICE NGX Amendment to section 3.4 of the Contracting Party Agreement 09/07/2018 Certified 09/21/2018 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 09/21/2018 Notified 09/21/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 078-18 related to clarifying amendments to the Statutes for the EMIR Risk Committee 09/10/2018 Certified 09/24/2018 2
LCHLTD LCH Limited Self-Certification: UK Criminal Finances Act amendment rule changes 09/12/2018 Certified 09/26/2018 1
LCHLTD LCH Limited Self-Certification: Inflation Swaps - Reporting Threshold Amounts 09/12/2018 Certified 09/26/2018 1
LCHLTD LCH Limited Self-Certification: Mexican Peso as a same day value currency 09/12/2018 Certified 09/26/2018 1
CME Weekly Notification of Rule Amendments - Week of September 17, 2018 09/26/2018 Notified 09/26/2018 1
SGX-DC Weekly notification of rule amendments for the week of 17 September 2018. 09/26/2018 Notified 09/26/2018 2
LCHLTD LCH Limited is submitting for self-certification changes to its rules regarding the metric used by the ForexClear service to allocate the default fund contributions across Clearing Members. 09/14/2018 Certified 09/27/2018 1
CME Adoption of New CME/CBOT/NYMEX/COMEX Rule 832. ("Foreign Currency Market Disruption") 09/14/2018 Certified 09/28/2018 1
EUREX Weekly Notification of Rule Amendments - Week of September 24, 2018 09/28/2018 Notified 09/28/2018 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 09/28/2018 Notified 09/28/2018 2
ICLREU2 Procedure and policy changes relating to intraday margining. 09/17/2018 Certified 10/01/2018 3
SGX-DC The Amendments relate to changes to the SGX-DC Clearing Fund structure and requirements on the SGX-DC clearing members. 09/18/2018 Certified 10/01/2018 1
ICLR US ICUS is amending its Risk Management Framework to enhance the calculation of shortfall margin. ICUS is refining the stress scenarios used to determine the shortfall margin, as well as how it sets the shortfall margin minimum. 09/18/2018 Certified 10/02/2018 2
CME Removal of the High Pay Threshold from the Concentration Margin Program 08/08/2018 Certified 10/02/2018 2
CME Amendments to CME Rules Chapter 8-G ("Interest Rate Derivative Clearing") to Implement Mandatory IRS Clearing Member Participation in Hedging Auctions 09/19/2018 Certified 10/03/2018 1
CME Amendments to CME Rule 8G04. ("IRS Clearing Member Obligations and Qualifications") to Implement Mandatory IRS Clearing Member Participation in Liquidity Polls 09/19/2018 Certified 10/03/2018 1
SGX-DC Weekly notification of rule amendments for the week of 24 September 2018. 10/03/2018 Notified 10/03/2018 2
CME Weekly Notification of Rule Amendments - Week of September 24, 2018 10/03/2018 Notified 10/03/2018 1
OCC Proposed rule change related to The Options Clearing Corporation's Board of Directors and Board CommitteeCharters. 09/20/2018 Certified 10/04/2018 1
LCHLTD LCH Limited Self-Certification: stress loss exposure notice period 09/20/2018 Certified 10/04/2018 1
LCHLTD LCH Limited Self-Certification: Hong Kong Dollar (HKD) peg with the US Dollar 09/20/2018 Certified 10/04/2018 1
SGX-DC Singapore Exchange Derivatives Clearing Limited, a derivatives clearing organisation registered with the CFTC, hereby submits a self-certification for amendments to its Clearing Rules pursuant to Commission regulation 40.6(a). 09/20/2018 Certified 10/04/2018 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 10/05/2018 Notified 10/05/2018 2
ICLREU2 ICE Clear Europe is adopting a new F&O Risk Policy and related F&O Risk Procedures. The new F&O Risk Policy is intended to consolidate and replace several existing ICE Clear Europe F&O policies. 09/21/2018 Certified 10/05/2018 2
SGX-DC Weekly notification of rule amendments for the week of 1 October 2018. 10/08/2018 Notified 10/08/2018 2
EUREX Proposed implementation of Eurex Clearing AG Guideline on Monitoring and Auditing the Risk Management Practices of FCM Clearing Members 09/24/2018 Certified 10/09/2018 2
CME Weekly Notification of Rule Amendments - Week of October 1, 2018 10/11/2018 Notified 10/11/2018 1
ICLR US ICUS is amending Rule 203(c) to provide discretion in determining when an approved but not fully activated application to become a Clearing Member is deemed to have been withdraw. 09/26/2018 Certified 10/11/2018 1
MIAX Notification of margin change 10/12/2018 Notified 10/12/2018 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 10/12/2018 Notified 10/12/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 081-18 related to providing that the English language version of the Clearing Conditions and any related documents will be the sole and legally binding version 09/28/2018 Certified 10/15/2018 2
SGX-DC Weekly notification of rule amendments for the week of 8 October 2018. 10/16/2018 Notified 10/16/2018 2
ICECC ICE Clear Credit ("ICC") proposes updates to the ICC Stress Testing Framework and the ICC Liquidity Risk Management Framework. 10/01/2018 Certified 10/16/2018 2
LCHLTD LCH Limited is amending its Margin Collateral Haircut Schedule to add new eligible collateral. 10/02/2018 Certified 10/17/2018 1
CME Expansion of Clearing of OTC Interest Rate Swaps Denominated in Mexican Pesos to 31 Years. 10/02/2018 Certified 10/17/2018 1
ICLREU2 ICE Clear Europe is proposing to make certain amendments to its Liquidity Plan to address changes in its treasury activities and to make certain enhancements to liquidity risk stress testing scenarios and other clarifications. 10/03/2018 Certified 10/17/2018 2
CME Weekly Notification of Rule Amendments - Week of October 8, 2018 10/18/2018 Notified 10/18/2018 1
CME Termination of the OTC FX Non-Deliverable Forwards Incentive Program 10/04/2018 Certified 10/19/2018 2
CME Modifications to CME Clearing's Schedule of Acceptable Performance Bond Collateral 10/04/2018 Certified 10/19/2018 1
ICLREU2 Amendments to ICEU Delivery Procedures 10/04/2018 Certified 10/19/2018 2
SGX-DC Weekly notification of rule amendments for the week of 15 October 2018. 10/22/2018 Notified 10/22/2018 2
ICECC ICE Clear Credit LLC proposes changes to the ICC Risk Management Model Description Document and the ICC RiskManagement Framework. 07/10/2018 Certified 10/22/2018 2
ICLREU2 ICE Clear Europe proposes to modify certain provisions of its CDS Procedures and its Rules to account for an expected change in the DC Secretary for the Credit Derivatives Determinations Committees. 10/15/2018 Certified 10/26/2018 3
CME Notification of Rule Amendments - Week of October 15, 2018 10/26/2018 Notified 10/26/2018 1
ICLR US ICUS is amending its Risk Management Framework in order to clarify its original margin calculation, harmonize its internal rating models and codifying many factors it considers when exercising its discretion to increase the original margin requirement. 10/15/2018 Certified 10/29/2018 2