| EUREX |
Proposed rule amendments in Eurex Clearing Circular 089-19 related to the introduction of new listed contracts, the delisting of one contract, an exemption for maintaining secs and cash accts for clearing listed contracts, and clarifying the default rules |
09/24/2019 |
Certified |
10/08/2019 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 30 September 2019. |
10/09/2019 |
Notified |
10/09/2019 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of September 30, 2019 |
10/09/2019 |
Notified |
10/09/2019 |
|
1 |
| ICLR US |
Amendment to ICUS Risk Management Framework's methodology for on-going monitoring of its Clearing Members and financial service providers. |
09/27/2019 |
Certified |
10/11/2019 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee,Trading Advisory Group and/or Risk Working Group. |
10/11/2019 |
Notified |
10/11/2019 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 090-19 related to amending the Price List to discontinue the monetary incentive in options for the Stress Presence Building Block (SBB) |
10/01/2019 |
Certified |
10/16/2019 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of October 7, 2019 |
10/16/2019 |
Notified |
10/16/2019 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: ?STR Swaps |
10/02/2019 |
Certified |
10/17/2019 |
|
1 |
| SGX-DC |
Weekly notification of rule amendments for the week of 7 October 2019. |
10/17/2019 |
Notified |
10/17/2019 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of October 14, 2019 |
10/23/2019 |
Notified |
10/23/2019 |
|
1 |
| SGX-DC |
Weekly notification of rule amendments for the week of 14 October 2019. |
10/24/2019 |
Notified |
10/24/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 091-19 related to the determination of interest rates with respect to Eligible Margin Assets in the form of cash |
10/11/2019 |
Certified |
10/28/2019 |
|
2 |
| LCHSA |
LCH SA is submitting for self-certification the proposed amendments to the CDSClear Risk Methodology and CDS Clearing Rules to allow clearing of the new Markit iTraxx Subordinated Financials Index CDS and the related single name CDS constituents |
10/11/2019 |
Certified |
10/28/2019 |
|
2 |
| OCC |
Proposed rule change concerning a proposed Capital Management Policy that would support The Options Clearing Corporation's function as a Systemically Important Financial Market Utility |
10/15/2019 |
Certified |
10/29/2019 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending its Rules and Procedures to make various drafting updates, clarifications and corrections. |
10/17/2019 |
Certified |
10/31/2019 |
|
4 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 093-19 related to amending the Price List related to Eurex EnLight, single stock futures, and a product group code merger |
10/17/2019 |
Certified |
10/31/2019 |
|
2 |
| LCHSA |
LCH SA is submitting for self-certification the amendments to its Liquidity Risk Modelling Framework to extend the scope of instruments eligible to margin collateral to EUR bonds issued by Supranational and Agency entities and the relevant fee changes. |
10/18/2019 |
Certified |
10/31/2019 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of October 21, 2019 |
10/31/2019 |
Notified |
10/31/2019 |
|
1 |
| ICLR US |
Weekly Notification of Rule Amendments |
11/01/2019 |
Notified |
11/01/2019 |
|
1 |
| CME |
Amendments to CME Chapter 8G ("Interest Rate Derivative Clearing") and Chapter iii. ("CME Definitions") Regarding End of Waterfall Rules for Interest Rate Swaps |
09/06/2019 |
Certified |
11/04/2019 |
|
2 |
| ICLREU2 |
ICE Clear Europe is proposing to amend its F&O Risk Procedures. |
10/22/2019 |
Certified |
11/04/2019 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 28 October 2019. |
11/05/2019 |
Notified |
11/05/2019 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of October 28, 2019 |
11/06/2019 |
Notified |
11/06/2019 |
|
1 |
| OCC |
Proposed rule change to establish the OCC Regulatory Committee and adopt the OCC Regulatory Committee Charter |
10/23/2019 |
Certified |
11/06/2019 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Rule Change related to PPS bank accounts maintained by Clearing Members |
10/23/2019 |
Certified |
11/06/2019 |
|
1 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
11/08/2019 |
Notified |
11/08/2019 |
|
2 |
| ICLR US |
Amendments to ICUS's Risk Management Framework |
10/25/2019 |
Certified |
11/08/2019 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 4 November 2019. |
11/12/2019 |
Notified |
11/12/2019 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of November 4, 2019 |
11/12/2019 |
Notified |
11/12/2019 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 097-19 related to discontinuation of the product offerings with the reference interest rate of the 12M GBP LIBOR, changes to the VM formula, the change from EONIA to ?STR, and trigger events |
10/28/2019 |
Certified |
11/12/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 095-19 related to ending the offering of the ICM and value-based allocation under the ECM, increasing setup flexibility for Basic DCs and Undisclosed DCs, and introducing dealer-to-client currency prods |
10/29/2019 |
Certified |
11/12/2019 |
|
2 |
| LCHLTD |
LCH Limited Self-Certification: SwapClear NZD Clearing, AUD and ZAR tenor extensions |
10/30/2019 |
Certified |
11/14/2019 |
|
1 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
11/15/2019 |
Notified |
11/15/2019 |
|
2 |
| LCHLTD |
LCH Limited Self-Certification: Amendments to LCH Limited's Compression Rules |
10/31/2019 |
Certified |
11/15/2019 |
|
1 |
| MIAX |
Amendment to certain reporting deadlines. |
10/31/2019 |
Certified |
11/15/2019 |
|
1 |
| ICLR US |
Amendments to ICUS's Default Management Procedures to make certain enhancements related to required communications, as well as porting of customer positions, and, in addition, clarifying amendments related to ICUS's default resource waterfall. |
11/01/2019 |
Certified |
11/18/2019 |
|
2 |
| MIAX |
Rule amendments to incorporate certain ESMA standards. |
11/01/2019 |
Certified |
11/18/2019 |
|
1 |
| ICLREU2 |
ICE Clear Europe is amending its Rules and General Contract Terms in order to provide clearing services for F&O contracts to ICE Futures Abu Dhabi ("IFAD"), an affiliated newly established futures exchange. |
11/15/2019 |
Withdrawn |
11/19/2019 |
|
3 |
| MIAX |
Submitting Risk Management Manual following revisions. |
11/04/2019 |
Certified |
11/19/2019 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 11 November 2019. |
11/20/2019 |
Notified |
11/20/2019 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of November 11, 2019 |
11/20/2019 |
Notified |
11/20/2019 |
|
1 |
| ICE NGX |
Amendments to: (I) definition of "Approved Financial Institution", (ii) ICE NGX's enhanced program for review of Contracting Parties' risk management policies (iii) definition of "Credit Support Provider". |
11/06/2019 |
Certified |
11/21/2019 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 103-19 related to clarifying the Default Management Auction Rules |
11/06/2019 |
Certified |
11/21/2019 |
|
2 |
| LCHLTD |
Weekly Notification of Rule Amendment for the week of 2 December 2019. From this date the London Deposit Rate charged to FCM members will change. |
11/21/2019 |
Notified |
11/21/2019 |
|
1 |
| NODALCL |
CFTC Regulation 40.6(a): Certification: Amendments to the Exchange and Clearing Transaction Fee Schedule for Environmental Futures |
11/11/2019 |
Certified |
11/25/2019 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of November 18, 2019 |
11/26/2019 |
Notified |
11/26/2019 |
|
1 |
| CCD |
Self-Certification Pursuant to CFTC Regulation 40.6 - Permit FCM Clearing Members to Clear on Behalf of Customers |
11/13/2019 |
Certified |
11/27/2019 |
|
2 |
| MIAX |
Margin rates for SPIKES futures |
11/27/2019 |
Notified |
11/27/2019 |
|
1 |
| ICLR US |
ICUS is proposing to amend existing ICUS Rules 302 and 807 in order to refine and clarify how the proceeds from any Clearing Member default insurance policy it may elect to carry would be used. |
11/14/2019 |
Certified |
11/29/2019 |
|
1 |
| ICLREU2 |
ICE Clear Europe is amending its Delivery Procedures to add delivery terms relating to the ICE Futures Europe Permian West Texas Light Crude Oil Futures Contracts and the ICE Endex Austrian VTP Natural Gas Daily Futures Contracts. |
11/15/2019 |
Certified |
11/29/2019 |
|
2 |
