| EUREX |
Proposed rule amendments in Eurex Clearing Circular 074-20 related to preparation for the upcoming EU CSD Regulation |
09/09/2020 |
Certified |
09/23/2020 |
|
2 |
| EUREX |
Proposed stated policy in Eurex Clearing Circular 075-20 related to a fee holiday for trading certain Asian MSCI Futures in the order book |
09/11/2020 |
Certified |
09/25/2020 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
09/25/2020 |
Notified |
09/25/2020 |
|
2 |
| LCHLTD |
LCH Limited Self-Certification: Listed Rates fee holiday |
09/16/2020 |
Certified |
09/30/2020 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of September 21, 2020 |
10/01/2020 |
Notified |
10/01/2020 |
|
1 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
10/02/2020 |
Notified |
10/02/2020 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of September 28, 2020 |
10/06/2020 |
Notified |
10/06/2020 |
|
1 |
| MIAX |
Amendments to MGEX's Risk Management Manual |
09/23/2020 |
Certified |
10/07/2020 |
|
3 |
| LCHSA |
LCH SA is proposing to amend its rules to allow the clearing of single name credit default swap trades referencing a monolineinsurer and to implement the changes required by the update of LCH Group risk policies |
09/23/2020 |
Certified |
10/07/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 076-20 related to enhancing the novation criteria and clearing eligibility for certain swaps, the discounting switch for certain swaps, a new clearing currency, and a new portfolio transfer functionality |
09/23/2020 |
Certified |
10/07/2020 |
|
3 |
| CME |
Weekly Notification of Rule Amendments - Week of October 5, 2020 |
10/12/2020 |
Notified |
10/12/2020 |
|
1 |
| CME |
Modifications to USD-Denominated Interest Rate Swap Products to Support Transition to SOFR Price Alignment and Discounting |
08/25/2020 |
Approved |
10/13/2020 |
|
1 |
| CME |
Amendments to CME, CBOT, NYMEX/COMEX Rulebook Chapter 8, and CME Rulebook Chapters 8F and 8G. |
09/29/2020 |
Certified |
10/14/2020 |
|
1 |
| CME |
Amendments to CME, CBOT, NYMEX/COMEX Rulebook Chapters 8 and 9. |
09/29/2020 |
Certified |
10/14/2020 |
|
1 |
| LCHLTD |
LCH Limited Self Certification: Rule changes related to clearing of Non-Deliverable Options ("NDOs") and the calculation of the Sovereign Risk Margin ("SRM") add-on in the ForexClear service. |
09/30/2020 |
Certified |
10/14/2020 |
|
1 |
| NODALCL |
Amendment to Exchange and Clearing Transaction Fee Schedule to reflect the fees for natural gas and environmental Exchange for Physical ("EFP") transactions. |
09/30/2020 |
Certified |
10/14/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 077-20 related to the Specific Repo License prerequisites, clearing in Ontario, handling profits for Eurex Daily Futures Contracts on KOSPI Derivatives, and the transaction duration for listed contracts |
09/30/2020 |
Certified |
10/15/2020 |
|
2 |
| OCC |
Proposed rule change concerning The Options Clearing Corporation's Synthetic Futures Model. |
09/30/2020 |
Certified |
10/15/2020 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
10/16/2020 |
Notified |
10/16/2020 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of October 12, 2020 |
10/21/2020 |
Notified |
10/21/2020 |
|
1 |
| ICE NGX |
Changes around scheduling procedures for Yesterday ("YD") products at Alliance delivery points. |
10/06/2020 |
Certified |
10/21/2020 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 079-20 related to the introduction of futures and options on the EURO STOXX 50r ESG and DAXr 50 ESG Indices |
10/06/2020 |
Certified |
10/21/2020 |
|
2 |
| MIAX |
Amendment of MGEX Bylaws and Rules in anticipation of expected merger; changes to be effective after merger. |
10/07/2020 |
Certified |
10/22/2020 |
|
1 |
| ICECC |
ICC proposes updates to its fee schedule. |
10/07/2020 |
Certified |
10/22/2020 |
|
3 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
10/23/2020 |
Notified |
10/23/2020 |
|
2 |
| CME |
Second Amended and Restated Cross-Margining Agreement and Service Level Agreement between Options Clearing Corporation and Chicago Mercantile Exchange Inc. |
10/08/2020 |
Certified |
10/23/2020 |
|
2 |
| OCC |
Proposed rule change to adopt a new Second Amended and Restated Cross-Margining Agreement between OCC and the Chicago Mercantile Exchange. |
10/08/2020 |
Certified |
10/23/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 081-20 related to providing that transaction fees in certain single stock dividend futures will be reduced by 50 percent and post-trade fees for single stock futures will be adjusted |
10/08/2020 |
Certified |
10/23/2020 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of October 19, 2020 |
10/27/2020 |
Notified |
10/27/2020 |
|
1 |
| ICECC |
ICC proposes amendments to its Clearing Rules. |
10/14/2020 |
Certified |
10/28/2020 |
|
2 |
| LCHLTD |
ForexClear tariff waiver for Non-deliverable Options |
10/15/2020 |
Certified |
10/28/2020 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: SwapClear decompression |
10/16/2020 |
Certified |
10/29/2020 |
|
1 |
| EUREX |
Weekly Notification of Rule Amendments - Week of October 26, 2020 |
10/30/2020 |
Notified |
10/30/2020 |
|
1 |
| ICECC |
ICC hereby submits notification of non-substantive changes to the ICC Liquidity Risk Management Framework. |
10/30/2020 |
Notified |
10/30/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 086-20 related to adjusting the performance obligations for delivery of Short-Term Euro-BTP Futures Contracts |
10/19/2020 |
Certified |
11/02/2020 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of October 26, 2020 |
11/02/2020 |
Notified |
11/02/2020 |
|
1 |
| LX |
LedgerX Operations Manual Revision |
10/20/2020 |
Certified |
11/03/2020 |
|
2 |
| CME |
Amendments to CBOT Rule 900. ("Categories of Clearing Members") |
10/22/2020 |
Certified |
11/05/2020 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 088-20 related to the introduction of a USD Cash Margin Contribution Requirement as basis for a USD GC Pooling license and associated temporary reduction of the cash handling fee |
10/22/2020 |
Certified |
11/05/2020 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
11/06/2020 |
Notified |
11/06/2020 |
|
2 |
| NODALCL |
Amendments to Nodal Clear Rules to Accommodate Physical Settlement of Renewable Identification Numbers ("RINs") Contracts and Amendments to the Exchange and Clearing Transaction Fee Schedule |
10/27/2020 |
Certified |
11/10/2020 |
|
3 |
| CME |
Weekly Notification of Rule Amendments - Week of November 2, 2020 |
11/10/2020 |
Notified |
11/10/2020 |
|
1 |
| ICLREU2 |
Changes to Delivery Procedures in conecction with European Emissions phase 4. |
10/30/2020 |
Certified |
11/16/2020 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of November 9, 2020 |
11/16/2020 |
Notified |
11/16/2020 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 091-20 related to proposing a mechanism to return to a matched book in the context of the termination of a clearing member, after every standard Eurex Clearing Default Management Process tool has failed |
11/02/2020 |
Certified |
11/17/2020 |
|
3 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
11/20/2020 |
Notified |
11/20/2020 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of November 16, 2020 |
11/23/2020 |
Notified |
11/23/2020 |
|
1 |
| EUREX |
Proposed stated policy in Eurex Clearing Circular 093-20 related to extending its trading and clearing hours for additional, selected equity and volatility index futures and fixed income futures |
11/09/2020 |
Certified |
11/24/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 094-20 related to the introduction of an optional Internal Buffer Margin Account offering, clarification of Excess Collateral and Unallocated Redelivery Claims, and other minor amendments |
11/09/2020 |
Certified |
11/24/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 095-20 related to the introduction of new options on FX futures |
11/09/2020 |
Certified |
11/24/2020 |
|
2 |
