| EUREX |
Proposed amendments in Eurex Clearing Circular 093-21 relating to inclusion of requirements for proof of own fund requirements for entities subject to IFD and IFR, migration of collateral management for Repo and alignment of FCM Default Rules |
11/01/2021 |
Certified |
11/16/2021 |
|
3 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 095-21 relating to amending the Price List to allow for FX Derivatives with quote currency Australian Dollar, and minor changes to the Eurex Clearing GTC technical connection agreement |
11/01/2021 |
Certified |
11/16/2021 |
|
2 |
| OCC |
Certification of Updates to the Service Level Agreement Between OCC and CME under the Second Amended and Restated Cross-Margining Agreement |
11/03/2021 |
Certified |
11/18/2021 |
|
2 |
| OCC |
Certification to correct The Options Clearing Corporation's schedule of fees |
11/03/2021 |
Certified |
11/18/2021 |
|
2 |
| CME |
Revisions to the Service Level Agreement between Options Clearing Corporation and Chicago Mercantile Exchange Inc. |
11/03/2021 |
Certified |
11/18/2021 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 098-21 relating to the clearing introduction for the risk-free reference rate based OTC XCCY Transactions in the currency pair GBP/USD |
11/04/2021 |
Certified |
11/18/2021 |
|
2 |
| LCHLTD |
LCH plans to begin accepting Caisse D'amort Dette Soc (Cades) securities as collateral to meet initial margin requirements. |
11/05/2021 |
Certified |
11/19/2021 |
|
2 |
| ICLR US |
Amendments to the ICE Clear U.S. Risk Management Framework |
09/01/2021 |
Approved |
11/19/2021 |
|
2 |
| ICECC |
ICC proposes to formalize the Counterparty Monitoring Procedures and the Credit Rating System Model Description and Parameterization. |
11/04/2021 |
Certified |
11/19/2021 |
|
2 |
| ICLREU2 |
ICE Clear Europe Limited proposes to amend its Liquidity Management Procedures and Investment Management Procedures to make certain clarifications and updates |
11/04/2021 |
Certified |
11/19/2021 |
|
2 |
| ICECC |
ICC proposes changes to the ICC End-of-Day Price Discovery Policies and Procedures. |
11/05/2021 |
Certified |
11/22/2021 |
|
2 |
| CME |
Modifications to CME Clearing's Risk Management Framework |
11/05/2021 |
Certified |
11/22/2021 |
|
2 |
| CME |
Modifications to CME Clearing's Credit Risk Assessment Methodology Policy |
11/05/2021 |
Certified |
11/22/2021 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of November 15, 2021 |
11/22/2021 |
Notified |
11/22/2021 |
|
1 |
| LCHLTD |
LCH is submitting for self-certification revisions to align the provisions that address the change of interest rate for determining the Price Alignment Amount in the LCH FCM Procedures with those under LCH Procedure 2C. |
11/08/2021 |
Certified |
11/23/2021 |
|
3 |
| CME |
Modifications to CME Clearing's Collateral Policy |
11/08/2021 |
Certified |
11/23/2021 |
|
2 |
| CME |
Modifications to CME Clearing's Schedule of Acceptable Performance Bond |
11/08/2021 |
Certified |
11/23/2021 |
|
1 |
| CME |
Administrative Modifications to CME Clearing's Liquidity Risk Management Framework |
11/09/2021 |
Certified |
11/24/2021 |
|
2 |
| CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
11/09/2021 |
Certified |
11/24/2021 |
|
1 |
| LCHLTD |
LCH is submitting for self-certification revisions to its rules related to clearing Bloomberg Short-Term Bank Yield swaps. |
11/11/2021 |
Certified |
11/26/2021 |
|
4 |
| ICE NGX |
RMF Changes re Banking & Treasury Improvement Project |
11/12/2021 |
Certified |
11/29/2021 |
|
2 |
| CME |
Amendments to the Bloomberg Commodity Index Swaps (Cleared OTC) and the Bloomberg Commodity Index Futures Contracts and Amendments to Related CBOT Transaction Fees. |
11/12/2021 |
Certified |
11/29/2021 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of November 22, 2021 |
11/29/2021 |
Notified |
11/29/2021 |
|
1 |
| MIAX |
Revisions to Risk Manual |
11/15/2021 |
Certified |
11/30/2021 |
|
2 |
| CME |
Modification of Cleared OTC GBP, JPY and CHF Interest Rate Swap Products Referencing LIBOR and Limitation of Acceptance for Clearing |
11/17/2021 |
Certified |
12/02/2021 |
|
1 |
| EUREX |
Weekly Notification of Rule Amendments - Week of November 29, 2021 |
12/02/2021 |
Notified |
12/02/2021 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Benchmark Reform - Additional Rates Conversion Rule Changes |
11/18/2021 |
Certified |
12/03/2021 |
|
1 |
| CME |
Modifications to CME Clearing's Investment Policy |
11/22/2021 |
Withdrawn |
12/03/2021 |
|
2 |
| CME |
Delisting of Four (4) Commodity Index Forward Swap Contracts |
12/06/2021 |
Certified |
12/06/2021 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 103-21 relating to harmonizing the Default Management Committee convention rules, the Default Management Process for the Bond Liquidation Group, and the Default Management Process for FX Rolling Spot Futures |
11/24/2021 |
Certified |
12/08/2021 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of November 29, 2021 |
12/10/2021 |
Notified |
12/10/2021 |
|
1 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
12/10/2021 |
Notified |
12/10/2021 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of December 6, 2021 |
12/13/2021 |
Notified |
12/13/2021 |
|
1 |
| LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 22 December 2021. |
12/15/2021 |
Notified |
12/15/2021 |
|
1 |
| CME |
Extension of the OTC FX Options Fee Waiver Program |
12/01/2021 |
Certified |
12/15/2021 |
|
1 |
| LCHLTD |
LCH is submitting for self-certification revisions to its rules related to the attribution of: (i) market profits or losses in a client default management account ("DMA"), and (ii) auction losses during the management of a clearing member default. |
12/01/2021 |
Certified |
12/15/2021 |
|
4 |
| ICLREU2 |
ICEU Limited proposes to modify its Delivery Procedures to add a new Part N1 to address ICE Futures US Emissions Futures Contracts which would be settled by delivery through the account of the Clearing House with the relevant registry. |
12/01/2021 |
Certified |
12/15/2021 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 105-21 relating to the discontinuation of clearing services for certain futures, fee reduction for MSCI Index Futures, and harmonizing contractual penalties under Fixed Income Futures Contracts |
12/02/2021 |
Certified |
12/15/2021 |
|
2 |
| ICECC |
ICC proposes amendments to the ICC Clearing Rules and the ICC Exercise Procedures. |
12/02/2021 |
Certified |
12/16/2021 |
|
3 |
| LX |
Updated Operations Manual |
12/03/2021 |
Certified |
12/17/2021 |
|
3 |
| CME |
Weekly Notification of Rule Amendments - Week of December 13, 2021 |
12/20/2021 |
Notified |
12/20/2021 |
|
1 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 108-21 relating to the extension of the enhanced volume rebate methodology related to Eurex Exchange transactions |
12/07/2021 |
Certified |
12/20/2021 |
|
2 |
| ICE NGX |
RMF amendments re Enhanced Liquidity & PMM |
12/10/2021 |
Withdrawn |
12/21/2021 |
|
2 |
| LCHLTD |
LCH is submitting for self-certification revisions to its rules to provide for additional fees related to Bloomberg Short-Term Bank Yield swaps ("BSBY Swaps"). |
12/08/2021 |
Certified |
12/22/2021 |
|
1 |
| EUREX |
Weekly Notification of Rule Amendments - Week of December 20, 2021 |
12/23/2021 |
Notified |
12/23/2021 |
|
1 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
12/24/2021 |
Notified |
12/24/2021 |
|
2 |
| ICE NGX |
Certification of Investment Guidelines |
12/10/2021 |
Certified |
12/27/2021 |
|
2 |
| CME |
Extension of the CME OTC FX Fee Waiver Program |
12/13/2021 |
Certified |
12/28/2021 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of December 20, 2021 |
12/29/2021 |
Notified |
12/29/2021 |
|
1 |
| ICE NGX |
Definitions re financially settled Ontario power products and confirming performance of physically settled natural gas futures at assigned delivery locations. |
12/14/2021 |
Certified |
12/29/2021 |
|
1 |
