| OCC |
Rule Certification Concerning Updates to OCC's Capital Management Policy and Cash and Investment Management Policy |
07/21/2023 |
Certified |
08/04/2023 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of July 31, 2023 |
08/07/2023 |
Notified |
08/07/2023 |
|
1 |
| NODALCL |
Transaction Fee Schedule Update |
07/27/2023 |
Certified |
08/10/2023 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of August 7, 2023 |
08/14/2023 |
Notified |
08/14/2023 |
|
1 |
| ICLREU2 |
ICE Clear Europe is amending Part O of its Delivery Procedures for ICE Futures Europe Financials and Softs Cocoa Futures Contracts. |
08/02/2023 |
Certified |
08/15/2023 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 050/23 relating to the EMIR Risk Committees flexibility to conduct hybrid meetings and inclusion of the annual update of the Recovery Plan in the list of topics |
08/03/2023 |
Certified |
08/17/2023 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
08/18/2023 |
Notified |
08/18/2023 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of August 14, 2023 |
08/21/2023 |
Notified |
08/21/2023 |
|
1 |
| ICLREU2 |
ICE Clear Europe is modifying its Liquidity and Investment Management Policy and its Liquidity Management Procedures to make certain enhancements, clarifications and updates. |
08/09/2023 |
Certified |
08/22/2023 |
|
2 |
| ICLREU2 |
ICE Clear Europe is consolidating and formalizing into new Liquidity Stress Testing Procedures the documentation of certain existing practices and processes for determining if it has sufficient liquidity available under stress conditions. |
08/09/2023 |
Certified |
08/22/2023 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending its Outsourcing Policy (to be renamed the Outsourcing and Third Party Risk Management Policy) to extend coverage of the policy to include risk management of third party arrangements that may not constitute outsourcing. |
08/09/2023 |
Certified |
08/23/2023 |
|
2 |
| LCHLTD |
LCH is submitting for self-certification the proposed rule changes to which LCH can change the London Deposit Rate and Client Deposit Rate for clearing members and clients collateral cash balances. |
08/11/2023 |
Certified |
08/24/2023 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of August 21, 2023 |
08/28/2023 |
Notified |
08/28/2023 |
|
1 |
| MIAX |
Weekly Notification - Bitnomial margin rates |
08/29/2023 |
Notified |
08/29/2023 |
|
1 |
| CCD |
Amendments to Rules to accommodate for Cboe Clear Digital's provision of clearing services for digital asset futures on a margined basis for FCMs, as well as other certain clarifying updates to the Rules. |
08/18/2023 |
Certified |
09/01/2023 |
|
1 |
| CME |
Request for Approval of Amended and Restated Cross-Margining Agreement and Service Level Agreement between Chicago Mercantile Exchange Inc. and Fixed Income Clearing Corporation |
07/17/2023 |
Approved |
09/01/2023 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
09/01/2023 |
Notified |
09/01/2023 |
|
2 |
| EUREX |
Weekly Notification of Rule Amendments - Week of August 28, 2023 |
09/01/2023 |
Notified |
09/01/2023 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of August 28, 2023 |
09/06/2023 |
Notified |
09/06/2023 |
|
1 |
| EUREX |
Weekly Notification of Rule Amendments - Week of September 4, 2023 |
09/08/2023 |
Notified |
09/08/2023 |
|
1 |
| ICECC |
The principal purpose of the proposed rule change is to make changes to the ICC Stress-Testing Framework. |
08/24/2023 |
Certified |
09/08/2023 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of September 4, 2023 |
09/11/2023 |
Notified |
09/11/2023 |
|
1 |
| ICE NGX |
Amendments to Physical Delivery. |
08/25/2023 |
Certified |
09/11/2023 |
|
1 |
| MIAX |
Bitnomial Rule Amendments |
08/25/2023 |
Certified |
09/11/2023 |
|
1 |
| MIAX |
Risk Manual Amendments |
08/25/2023 |
Certified |
09/11/2023 |
|
2 |
| LCHSA |
LCH SA is proposing to amend its CDS Clearing Rules and Liquidity Risk Modelling Framework. |
08/29/2023 |
Certified |
09/13/2023 |
|
9 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
09/15/2023 |
Notified |
09/15/2023 |
|
2 |
| ICECC |
The principal purpose of the proposed changes to the ICC Treasury Policy & Procedures is to add clarifications and updates with respect to collateral asset haircuts and additional details on ICC's foreign exchange conversion methods. |
08/31/2023 |
Certified |
09/15/2023 |
|
2 |
| LCHLTD |
LCH is submitting for self-certification changes to its Rulebook required to implement a new ForexClear proposal to enhance the ForexClear trade registration workflow for eligible products traded on trading venues. |
08/31/2023 |
Certified |
09/15/2023 |
|
1 |
| LCHLTD |
LCH is submitting for self-certification changes to its Rulebook required to implement a new ForexClear initiative called "Smart Clearing", that will introduce a workflow to enable selective bulk clearing of FX Forwards transactions. |
08/31/2023 |
Certified |
09/15/2023 |
|
1 |
| LCHLTD |
LCH Limited is submitting for self-certification a new schedule of securities acceptable for margin cover purposes. |
09/06/2023 |
Certified |
09/19/2023 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of September 11, 2023 |
09/19/2023 |
Notified |
09/19/2023 |
|
1 |
| NADEX |
amending certain rules in order to clarify certain definitional terms, provide further detail on Member Obligations, provide technical amendments to certain contract specifications, and the correction of typographical errors |
09/08/2023 |
Certified |
09/22/2023 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of September 18, 2023 |
09/25/2023 |
Notified |
09/25/2023 |
|
1 |
| ICLR US |
Amendments to the ICE Clear U.S., Inc. Risk Management Framework - ICE Risk Model 1 and ICE Risk Model 2 Concentration Charges - Submission Pursuant to Section 5c(c)(1) of the Commodity Exchange Act and Commission Regulation 40.6(a) |
09/12/2023 |
Certified |
09/26/2023 |
|
2 |
| ICLREU2 |
ICE Clear Europe Limited amends its Operational Risk and Resilience Policy to enhance scenario analysis and testing relating to operational risk and resilience, introduce an element for emerging risks, and update the review process for the document. |
09/13/2023 |
Certified |
09/27/2023 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending its Futures and Options Risk Procedures to make various updates and clarifications, including to add a section describing the existing F&O Guaranty Fund, make reference to the recently revised Model Risk Policy. |
09/13/2023 |
Certified |
09/27/2023 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending its Model Risk Governance Framework (to be renamed the Model Risk Policy) to expand its current scope to include certain risk frameworks and to distinguish between BAU and non-BAU parameter changes, among other changes. |
09/13/2023 |
Certified |
09/27/2023 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 058/23 relating to, for FWB, Eurex Exchange, and Repo transactions, Failure to Deliver Rights and invoicing of certain fees |
09/15/2023 |
Certified |
09/29/2023 |
|
3 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 059/23 relating to the introduction of multiple Clearing Agent relationships for the General ISA Direct Provisions and Automatic Clearing Agent Default Trigger Event for the ISA Direct Indemnified Provisions |
09/15/2023 |
Certified |
09/29/2023 |
|
2 |
| ICECC |
ICC hereby submits notification of risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and Risk Working Group. |
09/29/2023 |
Notified |
09/29/2023 |
|
2 |
| EUREX |
Weekly Notification of Rule Amendments - Week of September 25, 2023 |
09/29/2023 |
Notified |
09/29/2023 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Duo compression removal |
09/20/2023 |
Certified |
10/03/2023 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of September 25, 2023 |
10/03/2023 |
Notified |
10/03/2023 |
|
1 |
| CCD |
Self-certification of CCD's Futures Market Risk Models, which includes CCD's Margin Model (i.e., margin methodology) and CCD's Stress Model, for margined futures contracts on bitcoin and ether. |
09/21/2023 |
Certified |
10/05/2023 |
|
3 |
| CME |
Weekly Notification of Rule Amendments - Week of October 2, 2023 |
10/09/2023 |
Notified |
10/09/2023 |
|
1 |
| ICE NGX |
To reflect recent changes in the indices made available by third-parties in respect of the Transco-65 delivery point |
09/26/2023 |
Certified |
10/11/2023 |
|
1 |
| ICE NGX |
The Amendments are designed to strengthen ICE NGX's authority to react in emergency situations and to protect the exchange and clearinghouse in response to actions or inactions by a government authority. |
09/27/2023 |
Certified |
10/12/2023 |
|
1 |
| ICLREU2 |
ICE Clear Europe is amending its Clearing Membership Policy and its Clearing Membership Procedures to update certain monitoring and document review procedures and certain drafting clarifications. |
09/28/2023 |
Certified |
10/12/2023 |
|
2 |
| LCHLTD |
LCH Limited self-certification: Clearing of Israeli Shekel overnight interest rate swaps that reference the ILS-SHIR-OIS Compound floating rate option |
09/28/2023 |
Certified |
10/13/2023 |
|
1 |
