Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLR US Proposed amendments to ICUS's Risk Management Framework in order to address newly applicable amendments to Part 39 of the CFTC's regulations. 01/08/2021 Certified 01/25/2021 2
ICLR US Proposed amendments to ICUS's Rules in order to address newly applicable amendments to Part 39 of the CFTC's regulations. 01/08/2021 Certified 01/25/2021 1
OCC Proposed rule change to amend the Interpretations and Policies to OCC Rules 602 and 1103. 01/08/2021 Certified 01/25/2021 4
ICE NGX Self Certification of amendment to rule: ICE NGX Canada Inc. Risk Management Framework 01/11/2021 Withdrawn 01/25/2021 2
CME Modifications to Interest Rate Swap Products to Implement IBOR Fallbacks 12/08/2020 Approved 01/25/2021 1
ICECC ICC proposes amendments to its Clearing Rules. 01/07/2021 Certified 01/22/2021 2
LCHLTD LCH Limited Self-Certification: Open Access 01/08/2021 Certified 01/22/2021 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 01/22/2021 Notified 01/22/2021 2
OCC Proposed rule change to update The Options Clearing Corporation's Operational Loss Fee pursuant to its Capital Management Policy 01/06/2021 Certified 01/21/2021 3
CME Weekly Notification of RuleAmendments - Week of January 11, 2021 01/20/2021 Notified 01/20/2021 1
EUREX Proposed rule amendments in Eurex Clearing Circular 118-20 related to amending the fees for certain MSCI futures 01/04/2021 Certified 01/19/2021 2
LCHSA LCH SA submits this Weekly Notification of CDS Clearing rule amendments made during the week ending January 8, 2021 in order to update the list of ATSS with 2 new SEFs. 01/19/2021 Notified 01/19/2021 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 01/15/2021 Notified 01/15/2021 2
CME Weekly Notification of Rule Amendments - Week of January 4, 2021 01/13/2021 Notified 01/13/2021 1
LCHLTD LCH Limited Self-Certification: Capping the number of ballots in service continuity 12/30/2020 Certified 01/13/2021 1
EUREX Proposed rule amendments in Eurex Clearing Circular 112-20 related to incorporating the core provisions of the new ISDA IBOR Fallbacks Supplement into its rulebooks to keep its fallback logic in line with the developments in the bilateral market 12/28/2020 Certified 01/12/2021 3
EUREX Proposed rule amendments in Eurex Clearing Circular 114-20 related to amending the Price List for new futures contracts and clarifying that a Default Management Committee can be established for one specific or two or more Liquidation Groups 12/25/2020 Certified 01/11/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 117-20 related to adjusting the rebates for liquidity provisioning in equity options and simplifying the volume rebate structure in equity index options and equity options 12/25/2020 Certified 01/11/2021 2
ICLR US Amendments to the ICUS Risk Management Framework and Default Management Procedures. 12/22/2020 Withdrawn 01/07/2021 2
MIAX Amendments to provide further clarification regarding certain Rules related to clearing Bitnomial Exchange contracts. 12/18/2020 Certified 01/05/2021 1
CME Weekly Notification of Rule Amendments - Week of December 28, 2020 01/04/2021 Notified 01/04/2021 1
LCHSA LCH SA is submitting for self-certification the proposed amendments to the CDSClear fee grid for 2021. 12/16/2020 Certified 12/31/2020 1
LCHLTD LCH Limited Self-Certification: Rulebook amendments related to the UK withdrawal from the EU 12/16/2020 Certified 12/31/2020 1
LCHLTD LCH Limited Self-Certification: ForexClear fees update 12/16/2020 Certified 12/31/2020 1
OCC Proposed rule change concerning the implementation of new Sufficiency Scenarios in The Options Clearing Corporation's stress testing inventory. 12/16/2020 Certified 12/31/2020 2
NODALCL Amendments to Nodal Clear Rules and Publication of Cash Management Fee Advisory 12/16/2020 Certified 12/31/2020 4
CME Weekly Notification of Rule Amendments - Week of December 21, 2020 12/30/2020 Notified 12/30/2020 1
LCHLTD LCH Limited's rule changes related to the distribution of losses to Clearing Members in a default event. 12/14/2020 Certified 12/29/2020 1
ICLREU2 Circular on Interpretation of References to EU Legislation in the Clearing Rules at the end of the Brexit transition period. 12/11/2020 Certified 12/28/2020 2
OCC This proposed rule change by The Options Clearing Corporation ("OCC") would adopt a Third-Party Risk Management Framework ("TPRMF") and retire the Counterparty Credit Risk Management Policy ("CCRMP"). 12/11/2020 Certified 12/28/2020 3
CME Delisting of Certain Previously-Listed Contract Months and Subsequent Delisting of the USD Malaysian Crude Palm Oil Calendar Swap (Cleared Only) Contract 12/11/2020 Certified 12/28/2020 2
ICLREU2 ICE Clear Europe is amending its Rules to address certain requirements under the European Union General Data Protection Regulation in relation to Brexit. 12/14/2020 Certified 12/28/2020 2
CME Modifications to CME Risk Management Framework 12/10/2020 Certified 12/24/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 107-20 related to clarification of the exemption to maintain securities/cash settlement accounts for clearing ETD transactions and extending the replacement period for the ISA Direct model 12/08/2020 Certified 12/22/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 109-20 related to prolongation of OTC IRD Booking Fee discount for Standard Pricing Model B, and amendments to the Price List relating to the Admission and Licence Fee Model and to Service Fees 12/08/2020 Certified 12/22/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 106-20 related to the extension of the enhanced volume rebate methodology for exchange traded derivatives transactions on Eurex Deutschland. 12/08/2020 Certified 12/22/2020 2
CME Extension of the CME OTC FX Fee Waiver Program 12/07/2020 Certified 12/21/2020 1
CME Extension of the OTC FX Options Fee Waiver Program 12/07/2020 Certified 12/21/2020 1
CME Weekly Notification of Rule Amendments - Week of December 14, 2020 12/21/2020 Notified 12/21/2020 1
EUREX Proposed amendments to the DCO Compliance Manual 12/05/2020 Certified 12/18/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 12/18/2020 Notified 12/18/2020 2
LCHLTD Weekly Notification of Rule Amendment for the Week of 22 December 2020. 12/18/2020 Notified 12/18/2020 1
LCHLTD LCH Limited Self-Certification: SwapClear Pre-cessation triggers 12/01/2020 Certified 12/15/2020 1
LX LedgerX Updated Operations Manual 11/30/2020 Certified 12/14/2020 2
LCHLTD LCH Limited self-certification of a new margin collateral haircut schedule. 11/30/2020 Certified 12/14/2020 2
CME Weekly Notification of Rule Amendments - Week of December 7, 2020 12/14/2020 Notified 12/14/2020 1
LCHSA LCH SA is submitting for self-certification the amendments to its Liquidity Risk Modelling Framework in order to address more accurately the liquidity requirements in the event of the assignment and exercise of Equity American options. 11/30/2020 Certified 12/11/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 12/11/2020 Notified 12/11/2020 2
ICE NGX Non-substantive and non-material amendments to the ICE NGX Contracting Party Agreement. The amendments are "clean-up" in nature. 12/11/2020 Notified 12/11/2020 1
ICLREU2 ICE Clear Europe is adopting the amendments to the Procedures to clarify the requirements for investment of customer funds provided by FCM/BD Clearing Members. 11/27/2020 Certified 12/10/2020 2