ICLREU2 |
ICE Clear Europe intends to publish the Circular to provide guidance as to the interpretation of references to European Union ("EU") directives and regulations in the ICE Clear Europe Clearing Rules and Procedures in the event of Brexit. |
06/10/2019 |
Certified |
06/24/2019 |
|
2 |
EUREX |
Weekly Notification of Rule Amendments - Week of June 17, 2019 |
06/21/2019 |
Notified |
06/21/2019 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of June 10, 2019 |
06/20/2019 |
Notified |
06/20/2019 |
|
1 |
LCHLTD |
Changes to the rulebook to remove Hong Kong payments section and other administrative changes. |
06/06/2019 |
Certified |
06/20/2019 |
|
1 |
SGX-DC |
Self-certification for amendments to SGX-DC Clearing Rules, to remove the criterion of price band checks for off-market trades (OTC, NLT, EFP and EFS trades) to be registered for clearing with SGX-DC. |
06/05/2019 |
Certified |
06/19/2019 |
|
1 |
SGX-DC |
Weekly notification of rule amendments for the week of 10 June 2019. |
06/18/2019 |
Notified |
06/18/2019 |
|
2 |
ICECC |
ICE Clear Credit LLC ("ICC") proposes changes to the ICC Stress Testing Framework. |
06/03/2019 |
Certified |
06/17/2019 |
|
2 |
ICE NGX |
Update to May 24, 2019 filing, which was missing information on how we are meeting Core Principles. Please replace this filing with the May 24th filing. |
05/30/2019 |
Certified |
06/13/2019 |
|
1 |
ICLREU2 |
ICE Clear Europe is formalizing its ORM Policy which sets out the processes for managing operational risks, the responsibilities for executing those processes, the frequency of review of the policy and the governance and reporting lines for the policy. |
05/31/2019 |
Certified |
06/13/2019 |
|
2 |
LX |
Revised Enterprise Risk Management Plan |
05/31/2019 |
Withdrawn |
06/13/2019 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of June 3, 2019 |
06/12/2019 |
Notified |
06/12/2019 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 054-19 related to discontinuation of the Value Based Allocation Method within the Elementary Clearing Model and certain service fees and discounts in the Price List |
05/29/2019 |
Certified |
06/12/2019 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 3 June 2019. |
06/11/2019 |
Notified |
06/11/2019 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 051-19 related to supporting the 2017 ISDA/FIA Cleared Derivatives Execution Agreement and implementing a backloading functionality for OTC FX Transactions |
05/28/2019 |
Certified |
06/11/2019 |
|
2 |
ICLREU2 |
ICE Clear Europe is amending its Rules relating to Clearing House default management, recovery and wind-down to address the risk of uncovered losses from a Clearing Member default or series of defaults, among other risks. |
05/29/2019 |
Certified |
06/11/2019 |
|
5 |
ICLR US |
Self-Certification Pursuant to Commission Rule 40.6 - Physically Settled Digital Currency Contracts |
05/23/2019 |
Certified |
06/07/2019 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 27 May 2019. |
06/07/2019 |
Notified |
06/07/2019 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
06/07/2019 |
Notified |
06/07/2019 |
|
2 |
LCHLTD |
LCH Limited is amending its rules to allow ForexClear Clearing Members to convert their contracts to "Settled to Market" ("STM") at account level. The changes do not apply to Futures Commission Merchants or US-incorporated Clearing Members. |
05/22/2019 |
Certified |
06/06/2019 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of May 27, 2019 |
06/05/2019 |
Notified |
06/05/2019 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 049-19 related to the liquidity management framework for the OTC currency clearing service. (These are not applicable to U.S. participants, and OTC currency is currently outside the scope of the DCO.) |
05/20/2019 |
Certified |
06/04/2019 |
|
2 |
ICECC |
ICE Clear Credit LLC ("ICC") proposes changes to the ICC Risk Management Model Description. |
05/16/2019 |
Certified |
05/31/2019 |
|
2 |
ICE NGX |
The addition of eight physically-settled power futures transactions in the ERCOT market with their delivery points at North Load Zone, South Load Zone, Houston Load Zone and West Load Zone |
05/24/2019 |
Withdrawn |
05/31/2019 |
|
1 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
05/31/2019 |
Notified |
05/31/2019 |
|
2 |
MGEX |
Notification of changes to outright margin rates and volatility scan range. |
05/30/2019 |
Notified |
05/30/2019 |
|
1 |
SGX-DC |
Rule amendments to the SGX-DC Clearing Rules related to (i) the limitation of liability and indemnity of SGX-DC, and (ii) the Disciplinary Committee and Appeals Committee under the SGX-DC Clearing Rules. |
05/15/2019 |
Certified |
05/29/2019 |
|
1 |
SGX-DC |
Weekly notification of rule amendments for the week of 20 May 2019. |
05/29/2019 |
Notified |
05/29/2019 |
|
2 |
ICLREU2 |
ICE Clear Europe proposes a revised approach to computing single name CDS liquidity charges. Specifically, ICE Clear Europe proposes to introduce minimum instrument liquidity requirements independent of instrument maturities. |
05/13/2019 |
Certified |
05/28/2019 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 047-19 related to providing the fees applicable for Xetra order book and off-book transactions in cash equity products |
05/13/2019 |
Certified |
05/28/2019 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 045-19 related to providing more detail regarding the repayment of cash collateral provided in a non-clearing currency |
05/13/2019 |
Certified |
05/28/2019 |
|
2 |
LCHLTD |
LCH Limited is submitting for self-certification a change to its rules allowing ForexClear to offer clearing of FX Spot and Forwards in their own right, rather than only as hedges of FX Options contracts. |
05/13/2019 |
Certified |
05/24/2019 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of May 13, 2019 |
05/23/2019 |
Notified |
05/23/2019 |
|
1 |
ICLR US |
Weekly Notification of Rule Amendments |
05/22/2019 |
Notified |
05/22/2019 |
|
1 |
SGX-DC |
Weekly notification of rule amendments for the week of 13 May 2019. |
05/21/2019 |
Notified |
05/21/2019 |
|
2 |
NODALCL |
CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures |
05/07/2019 |
Certified |
05/21/2019 |
|
2 |
LCHLTD |
LCH Limited Self-Certification: Rulebook Miscellaneous Amendments |
05/07/2019 |
Certified |
05/21/2019 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: Excess Sub-Account |
05/07/2019 |
Certified |
05/21/2019 |
|
1 |
EUREX |
Weekly Notification of Rule Amendments - Week of May 13, 2019 |
05/17/2019 |
Notified |
05/17/2019 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 044-19 related to eliminating redundancy in certain provisions |
05/03/2019 |
Certified |
05/17/2019 |
|
2 |
SGX-DC |
Self-certification of amendments to SGX-DC Clearing Rules to effect default management measures, revise the application of the SGX-DC Clearing Fund and remove references to OTCF contracts due to cessation of clearing that contract class. |
05/06/2019 |
Certified |
05/17/2019 |
|
2 |
LCHLTD |
LCH Limited Self-Certification: SwapClear tenor extensions for Fed Funds and CDOR Indexes |
05/02/2019 |
Certified |
05/16/2019 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of May 6, 2019 |
05/15/2019 |
Notified |
05/15/2019 |
|
1 |
OCC |
Proposed rule change related to The Options Clearing Corporation's margin methodology for Volatility Index Futures. |
04/30/2019 |
Certified |
05/14/2019 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
05/10/2019 |
Notified |
05/10/2019 |
|
2 |
LCHLTD |
Weekly Notification of changes on LCH website regarding holiday calendars relevant to the ForexClear service |
05/08/2019 |
Notified |
05/08/2019 |
|
1 |
ICECC |
ICE Clear Credit LLC ("ICC") proposes changes to the ICC Model Validation Framework. |
04/23/2019 |
Certified |
05/07/2019 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of April 29, 2019 |
05/07/2019 |
Notified |
05/07/2019 |
|
1 |
OCC |
Proposed rule change related to the introduction of a new Liquidation Cost Model in The Options Clearing Corporation's margin methodology. |
05/01/2019 |
Withdrawn |
05/06/2019 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 29 April 2019. |
05/06/2019 |
Notified |
05/06/2019 |
|
2 |
SGX-DC |
Approval of amendments to SGX-DC Clearing Rules to effect default management measures, revise the application of the SGX-DC Clearing Fund and remove references to OTCF contracts due to cessation of clearing that contract class. |
04/29/2019 |
Withdrawn |
05/03/2019 |
|
1 |