Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
SGX-DC Weekly notification of rule amendments for the week of 17 December 2018. 12/28/2018 Notified 12/28/2018 2
MIAX Notification of changes to outright and spread margin rates. 12/27/2018 Notified 12/27/2018 1
LCHLTD LCH Limited is submitting for self-certification changes to its rules to stop the provision of the Initial Margin Management Service (IMMES). 12/10/2018 Certified 12/24/2018 1
LCHLTD LCH Ltd is submitting for self-certification changes to its rules to include a process for a clearing member (SCM only) to request a client account migration. 12/10/2018 Certified 12/24/2018 1
CME Weekly Notification of Rule Amendments - Week of December 17, 2018 12/24/2018 Notified 12/24/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 103-18 related to discount on its existing Gold Packs for clearing members that clear high volumes in OTC interest rate derivatives 12/05/2018 Certified 12/19/2018 2
CME Weekly Notification of Rule Amendments - Week of December 10, 2018 12/19/2018 Notified 12/19/2018 1
SGX-DC Weekly notification of rule amendments for the week of 10 December 2018. 12/19/2018 Notified 12/19/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 102-18 related to new categorization of Direct Clients, classification as Indirect Client Market Participant, Individual Segregation Model, tri-partite agreements no longer required for ECM, and other 12/03/2018 Certified 12/17/2018 5
EUREX Proposed rule amendments in Eurex Clearing Circular 101-18 related to the issuance of OTC direct debit margin calls and clearing members' cash account infrastructure for euro and Swiss franc 11/30/2018 Certified 12/14/2018 2
CME Weekly Notification of Rule Amendments - Week of December 3, 2018 12/14/2018 Notified 12/14/2018 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 12/14/2018 Notified 12/14/2018 2
LX Modification to the number of confirmations before Participant bitcoin is available for use as collateral. 11/29/2018 Certified 12/13/2018 2
ICLREU2 ICEU proposes to formalize its F&O Stress Testing Policy. 11/28/2018 Certified 12/12/2018 5
CME Extension of the OTC FX Options Fee Waiver Program 11/28/2018 Certified 12/12/2018 1
CME Modifications to the CME OTC FX Fee Waiver Program 11/28/2018 Certified 12/12/2018 1
SGX-DC Weekly notification of rule amendments for the week of 3 December 2018. 12/11/2018 Notified 12/11/2018 2
ICE NGX This amendment provides ICE NGX with enhanced powers to call for additional Eligible Collateral Support from Contracting Parties. 11/26/2018 Certified 12/10/2018 2
SGX-DC Weekly notification of rule amendments for the week of 26 November 2018. 12/07/2018 Notified 12/07/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 12/07/2018 Notified 12/07/2018 2
ICLREU2 ICE Clear Europe proposes to modify and update certain provisions of its risk policies related to CDS Contracts. 11/21/2018 Certified 12/06/2018 2
LCHLTD LCH is self certifying minor rule changes on the ForexClear Service Procedures regarding Calendar Adjustments and the Automatic Exercise of FX Options Contracts 11/21/2018 Certified 12/06/2018 1
CME Weekly Notification of Rule Amendments - Week of November 26, 2018 12/05/2018 Notified 12/05/2018 1
OCC Proposed rule change related to The Options Clearing Corporation's margin methodology for incorporating variations inimplied volatility. 11/19/2018 Certified 12/04/2018 2
ICLREU2 ICE Clear Europe is amending its F&O Risk Procedures to enhance certain procedures for monitoring and addressing potential uncollateralized exposure to Clearing Members during overnight hours. 11/16/2018 Certified 12/03/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 097-18 related to Eurex Deutschland and Eurex Clearing's plan to launch extended trading and clearing hours for selected equity index futures listed on Eurex Deutschland into the Asian time zone 11/15/2018 Certified 11/30/2018 2
ICLREU2 ICEU hereby submits notification of a non-substantive revision to ICE Clear Europe's Business Continuity Procedures. 11/30/2018 Notified 11/30/2018 2
CME Basis Trade at Index Close (BTIC) Eligibility for Bloomberg Roll Select Commodity Index Futures, S&P GSCI Commodity Index Futures, S&P GSCI ER Index Futures, and S&P GSCI ER Index Swaps (Cleared OTC) Contracts. 11/14/2018 Certified 11/29/2018 1
CME Weekly Notification of Rule Amendments - Week of November 19, 2018 11/29/2018 Notified 11/29/2018 1
OCC Proposed rule change to extend term limits for Member Directors serving on The Options Clearing Corporation's Boardof Directors. 11/14/2018 Certified 11/29/2018 1
ICE NGX Amendments to Margin Methodology Guide and Sections 1.2 and 8.4b(ii) of the Contracting Party Agreement 11/09/2018 Certified 11/27/2018 1
SGX-DC Weekly notification of rule amendments for the week of 19 November 2018. 11/25/2018 Notified 11/25/2018 2
LCHLTD LCH Limited proposes to make changes to its rules to provide the option to non-US ForexClear Clearing Members to treat variation margin payments as settlement payments ("STM Contracts"). 11/07/2018 Certified 11/23/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 095-18 relating to stated policy that, effective December 2018, Eurex Clearing will expand its repo clearing service to repo transactions in Specials and GC Baskets traded at the NEX Broker 11/07/2018 Certified 11/23/2018 2
CME Weekly Notification of Rule Amendments - Week of November 12, 2018 11/20/2018 Notified 11/20/2018 1
SGX-DC Weekly notification of rule amendments for the week of 5 November 2018. 11/16/2018 Notified 11/16/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 11/16/2018 Notified 11/16/2018 2
NODALCL Notice of the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures and Options. 11/01/2018 Certified 11/16/2018 3
NODALCL Amendments to Nodal Clear Rules to Accommodate Physical Settlement of Environmental Contracts 11/01/2018 Certified 11/16/2018 2
LCHLTD Changes to the LTD Rulebook to provide for the offering of both omnibus and individually segregated accounts at the CSD as required by the EU CSD Regulation and the introduction of fee structure for such accounts. 11/02/2018 Certified 11/16/2018 1
CME Weekly Notification of Rule Amendments - Week of November 5, 2018 11/15/2018 Notified 11/15/2018 1
LCHLTD LCH Limited Self-Certification: Extension of LCH Spider 10/31/2018 Certified 11/15/2018 1
LCHLTD LCH Limited Self-Certification: NZD maturity extension to 21 Years 10/31/2018 Certified 11/15/2018 1
SGX-DC The Amendment is to facilitate SGX-DC's acceptance for clearing of the SGX MB Iron Ore CFR China (65% Fe Fines) Swap Contract. In particular, the Amendment specifies the methodology for the calculation of the FSP of the Contract. 10/31/2018 Certified 11/15/2018 2
SGX-DC Self certification of amendments to SGX-DC Clearing Rules in relation to OTC Coal Swaps for implementation on 1 January 2019. 11/01/2018 Certified 11/15/2018 1
ICLREU2 ICE Clear Europe proposes to make amendments to its F&O Guaranty Fund Policy to, among other things,make changes to its calculation methodology and make drafting clarifications and improvements. 10/30/2018 Certified 11/13/2018 8
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 11/09/2018 Notified 11/09/2018 2
ICLR US ICE Clear US is amending its Rules to allow for the settlement in U.S. dollars of payment obligations denominated in a foreign currency when certain events cause disruptions in a foreign currency market. 10/26/2018 Certified 11/09/2018 1
MIAX Notification of margin changes for outright and spread rates. 11/08/2018 Notified 11/08/2018 1
LCHLTD LCH LTD is issuing a new Margin Collateral Haircut Schedule and removing the FX Haircut Floor. 10/24/2018 Certified 11/07/2018 2