Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLREU2 In Rule 106(d), ICE Clear Europe has made a non-substantive change to remove the defined term "Data Subject" as the term is not otherwise used in the Rules. 06/04/2018 Notified 06/04/2018 1
ICLREU2 ICEU is modifying its CDS Stress Testing Policy, among other matters, to recategorize certain CDS stress testing scenarios, address specific wrong way risk, introduce new forward looking credit event scenarios. 05/18/2018 Certified 06/04/2018 2
ICLREU2 The purpose of the proposed changes is to amend the ICEU Rules to clarify the operation of certain provisions in light of requirements under the European Union General Data Protection Regulation (GDPR). 05/18/2018 Certified 06/04/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 06/01/2018 Notified 06/01/2018 2
LCHLTD LCH self-certifies changes to its rules to clarify that all variation margin payments associated with US-incorporated ForexClear Clearing Members ("US FXCCM Clearing Members") are treated as settlement payments. 05/16/2018 Certified 05/31/2018 1
CME Weekly Notification of Rule Amendments - Week of May 21, 2018 05/31/2018 Notified 05/31/2018 1
NODALCL Clearing Member may be suspended for insolvency or failure to comply with membership qualifications. 05/15/2018 Certified 05/30/2018 2
MIAX Amendment to MGEX Bylaw 252.00. regarding Executive Committee. 05/15/2018 Certified 05/30/2018 1
LCHLTD LCH Ltd is submitting for self-certification amendments to its rules, the effect of which is to increase the minimum default fund contribution of the Listed Rates service for Clearing Members of the combined Rates service from 0.5m to 7.5m. 05/14/2018 Certified 05/29/2018 1
EUREX Proposed stated policy in Eurex Clearing Circular 044-18 related to trading hours extension for certain listed derivatives on Eurex Deutschland 05/14/2018 Certified 05/29/2018 2
SGX-DC Weekly notification of rule amendments for the week of 21 May 2018. 05/27/2018 Notified 05/27/2018 2
LCHLTD LCH LTD change to its London Deposit Rate (LDR) applicable to cleared cash balances of clearing members of the SwapClear and ForexClear services. 05/25/2018 Notified 05/25/2018 1
MIAX Weekly Notification for the week of May 14, 2018. 05/25/2018 Notified 05/25/2018 1
CME Amendments to the CME and CBOT Fertilizer Futures and Swaps Daily Settlement Procedure Document 05/10/2018 Certified 05/24/2018 1
CME Weekly Notification of Rule Amendments - Week of May 14, 2018 05/24/2018 Notified 05/24/2018 1
SGX-DC Weekly notification of rule amendments for the week of 14 May 2018. 05/23/2018 Notified 05/23/2018 2
OCC Submission under 40.6(d)(2)(i) to notify CFTC of a change in OCC's principal office. 05/23/2018 Notified 05/23/2018 1
ICE NGX Clarification that the US Federal Deposit Insurance Corporation Improvement Act of 1991 applies to NGX DCO and amendment of the definition of Approved Financial Institution. 05/08/2018 Certified 05/22/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 042-18 related to the penalty fee regime for late deliveries on dividend record dates for transactions concluded at the Frankfurter Wertpapierbrse and securities lending transactions 05/08/2018 Certified 05/22/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 043-18 related to clarifying one license requirement and confirming the effective date for introduction of the FIC Board Advisory Committee 05/08/2018 Certified 05/22/2018 2
OCC Proposed rule change by The Options Clearing Corporation concerning its trade acceptance and novation rules. 05/04/2018 Certified 05/18/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 041-18 related to the listing of options on iShares Physical Gold ETC 05/02/2018 Certified 05/16/2018 2
SGX-DC Weekly notification of rule amendments for the week of 7 May 2018. 05/16/2018 Notified 05/16/2018 2
LX Amendments and changes to LedgerX's Rulebook and Operations Manual to facilitate 24-hour trading as previously discussed with DMO and DCR staff. 05/01/2018 Certified 05/15/2018 3
SGX-DC The Amendments are to facilitate SGX-DC's acceptance for clearing of the Panamax Route P2E FFA and Capesize Route C7 FFA. In particular, the Amendments specify the FSP methodology of the Contracts in the SGX-DC Clearing Rules. 05/02/2018 Certified 05/15/2018 1
CME Notification of Rule Amendments - Week of May 7, 2018 05/15/2018 Notified 05/15/2018 1
ICLREU2 40.6(a) Rule Certification in respect of amendments to delivery procedures 04/30/2018 Certified 05/14/2018 3
ICLR US ICE Clear US is amending the Rules to provide for certain limitations on default resource contributions from Listing Exchanges. 04/30/2018 Certified 05/14/2018 1
LCHLTD Self-certification of the LCH member communication advising of changes to the ForexClear Initial Margin Floor. 04/27/2018 Certified 05/11/2018 1
LCHLTD LCH is submitting for self certification a) clarification amendments to the Rulebook and b) the fees related to the FX Options service. 04/27/2018 Certified 05/11/2018 1
CME Weekly Notification of Rule Amendments - Week of April 30, 2018 05/09/2018 Notified 05/09/2018 1
SGX-DC Weekly notification of rule amendments for the week of 30 April 2018. 05/06/2018 Notified 05/06/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 05/04/2018 Notified 05/04/2018 2
SGX-DC Weekly notification of rule amendments for the week of 23 April 2018. 05/03/2018 Notified 05/03/2018 2
LCHLTD LCH proposes changes to its rules to allow a FCM Clearing Member to take certain actions to reduce the risk arising from the default of one or more FCM customers. 04/18/2018 Certified 05/02/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 035-18 related to allowing the choice of the Settled-to-Market model for OTC currency transactions 04/17/2018 Certified 05/01/2018 2
CME Weekly Notification of Rule Amendments - Week of April 23, 2018 05/01/2018 Notified 05/01/2018 1
EUREX Weekly Notification of Rule Amendments - Week of April 23, 2018 04/27/2018 Notified 04/27/2018 1
LX Amendments to operations manual as previously discussed with DCR staff. 04/13/2018 Certified 04/27/2018 2
LCHLTD LCH Limited Self Certification: Rule Changes on the addition of Non-Deliverable Swaps as eligible SwapClear products 04/13/2018 Certified 04/27/2018 2
CME Notification of Rule Amendments - Week of April 16, 2018 04/26/2018 Notified 04/26/2018 1
LCHLTD LCH Limited Self-Certification: Launch of SONIA Futures 04/10/2018 Certified 04/24/2018 1
SGX-DC The Amendments arise due to the removal of Nifty Futures as a contract of a relevant market which is accepted for clearing by SGX-DC under the Mutual Offset System ("MOS") with CME. 04/10/2018 Certified 04/24/2018 1
SGX-DC Weekly notification of rule amendments for the week of 16 April 2018. 04/23/2018 Notified 04/23/2018 2
LCHSA Pursuant to CFTC Regulation 40.6(d), LCH SA is submitting a Weekly Notification of a clearing notice amendment made effective during the week of April 23rd, 2018 in order to update the list of ATSS participants. 04/23/2018 Notified 04/23/2018 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 04/20/2018 Notified 04/20/2018 2
SGX-DC Weekly notification of rule amendments for the week of 9 April 2018. 04/19/2018 Notified 04/19/2018 2
CME Weekly Notification of Rule Amendments - Week of April 9, 2018 04/19/2018 Notified 04/19/2018 1
MIAX Notification of margin changes made effective last week. 04/19/2018 Notified 04/19/2018 1
LCHLTD LCH Limited Self Certification: Rule Changes amending the GBP-WMBA-OIS-COMPOUND reference rate to GBP-SONIA-COMPOUND. 04/05/2018 Certified 04/18/2018 1