CME |
Filing of six revised participant agreements related to the CME/OCC non-proprietary cross-margining agreeement. |
04/21/2009 |
Certified |
04/21/2009 |
|
1 |
ICLR US |
Amendment to ByLaw Section 5.6 limiting increase of Permitted Position Risk and to Rule 403(b) allowing offset of positions in contracts having same specfications other than size and which have been designated as fungible. |
11/12/2008 |
Certified |
04/20/2009 |
|
1 |
CME |
Amended and Restated Non-Proprietary Cross-Margining Agreement with addition of security futures on two ETFs based on broad-based securities indices as new eligible contracts. |
04/17/2009 |
Certified |
04/20/2009 |
|
1 |
OCC |
Rule change certifying security futures contracts on two ETFs based on broad-based securities indices as eligible contracts for purposes of non=proprietary cross-margining. |
04/17/2009 |
Certified |
04/20/2009 |
|
1 |
ICLR US |
Rule amendments altering the composition of the Board of Directors and creating a Risk Committee |
04/16/2009 |
Certified |
04/17/2009 |
|
1 |
OCC |
Rule changes revising eligibility requirements for deposit of ETFs and stocks as margin. |
04/14/2009 |
Certified |
04/16/2009 |
|
1 |
CCORP |
Definition of Exchange Market is amended to add four new renewable energy certificates futures contracts. |
04/15/2009 |
Certified |
04/16/2009 |
|
1 |
CME |
Notice that CME will clear OTC agricultural swap contracts listed by CBOT for clearing-only. |
04/02/2009 |
Certified |
04/16/2009 |
|
1 |
OCC |
Rule change to charge clearing fees for trades executed on OneChicago one side of which are cleared by CME equal to fees charged for trades both sides of which are cleared by OCC clearing members. |
03/25/2009 |
Certified |
04/16/2009 |
|
1 |
OCC |
ByLaw and Rule changes to accommodate the clearing and settling of NYSE Liffe metals futures and options on metals futures |
03/25/2009 |
Certified |
04/16/2009 |
|
1 |
LCHLTD |
Changes to General Regulations and Default Fund Rules to support clearing of the Nodal Exchange |
04/01/2009 |
Certified |
04/16/2009 |
|
1 |
LCHLTD |
Changes to Rules 15 and 19 to support clearing Nodal Exchange transactions |
04/01/2009 |
Certified |
04/16/2009 |
|
1 |
CME |
Revision to Rule 818 stating the rights of clearing members in the event of certain defaults by or bankruptcy of CME and CME clearinghouse |
02/06/2009 |
Approved |
03/23/2009 |
|
1 |
OCC |
OCC By-Law amendments to allow the clearing and settling of flexibly structured options traded on CBOE consistently wtih CBOE's rules. |
03/19/2009 |
Certified |
03/20/2009 |
|
1 |
OCC |
Rule change to modify fee schedule to adopt fee for Stock/Loan Hedge and Market Loan Program transactions |
03/06/2009 |
Certified |
03/12/2009 |
|
1 |
CCORP |
Definition of Exchange Market in Chapter 1 is amended to add the California Climate Action Registry- Climate Reserve Tons options on futures contract traded on CCFE. |
03/11/2009 |
Certified |
03/12/2009 |
|
1 |
CME |
Rule amendments to Chapter 415x to accept for clearing Cleared-Only S&P GSCI ER Index Swap contracts |
03/04/2009 |
Certified |
03/06/2009 |
|
1 |
CCORP |
Definition of Exchange Market is amended to conform to change in name of product cleared from "California Climate Action Reserve - Climate Reserve Tons" to " Califormia Climate Action Registry - Climate Reseve Tons" traded on CFFE. |
02/27/2009 |
Certified |
03/02/2009 |
|
1 |
LCHLTD |
Amendments to Definitions and Regulation 62 to allow for the co-clearing of specific contracts on behalf of members with other clearing houses where one clearinghouse acts for the buyer and the other acts for the seller. |
01/28/2009 |
Certified |
02/26/2009 |
|
1 |
CCORP |
Definition of Exchange Market is amended to add the California Climate Action Reserve - Climate Reserve Tons traded on Chicago Climate Futures Exchange, LLC. |
02/18/2009 |
Certified |
02/26/2009 |
|
1 |
CBT |
New CBOT Rule 818 "Close-Out Netting." |
02/12/2009 |
Certified |
02/26/2009 |
|
1 |
ICLR US |
Amendments to rules to replace the terms "NYBOT" and "Exchange" with the term "ICE Futures U.S." |
02/10/2009 |
Certified |
02/12/2009 |
|
1 |
LCHLTD |
Submission of Section 2A clearing procedures that will accomodate clearing of CDSs on Index CDSs processed via Bclear made available to LIFFE members |
02/12/2009 |
Certified |
02/12/2009 |
|
1 |
CME |
New rule setting forth procedures for trade submissions on ClearPort clearing. |
01/30/2009 |
Certified |
02/03/2009 |
|
1 |
CME |
Amendment to Rule 8F04 regarding recordkeeping requirements for clearing credit default swap contracts |
01/30/2009 |
Certified |
02/03/2009 |
|
1 |
CME |
Amendments to clearinghouse substitution rule for OTC Derivatives |
02/03/2009 |
Certified |
02/03/2009 |
|
1 |
LCHLLC |
Amendment to Rule 421 to correct a typographical error |
01/22/2009 |
Certified |
01/26/2009 |
|
1 |
ICLR US |
New rules and rule changes implementing the Commission's Section 4(c) order regarding the clearing of agricultural swaps. |
01/23/2009 |
Certified |
01/26/2009 |
|
1 |
OCC |
Amendment to interp providing guidance relating to new method for adjusting security options for cash dividends and distributions |
01/06/2009 |
Certified |
01/15/2009 |
|
1 |
OCC |
Rule change clarifying that an individual may occupy more than one Exchange directorship and if so, would count as separate director for each for all bylaw purposes |
01/12/2009 |
Certified |
01/15/2009 |
|
1 |
ICE NGX |
Amendment to Product List of CPA to add new products |
12/29/2008 |
Certified |
01/02/2009 |
|
1 |
ICE NGX |
Fee schedule changes to CPA for trading and clearing products |
12/29/2008 |
Certified |
01/02/2009 |
|
1 |
NYMEX |
Renumbering of Rule 9.00B Close-Out Netting to Rule 8.18 |
12/30/2008 |
Certified |
01/02/2009 |
|
1 |
OCC |
Technical clarification to Rule 1506 which prohibits the deposit in lieu of margin in respect of certain options to add references to range options. |
12/31/2008 |
Certified |
01/02/2009 |
|
1 |
OCC |
Rule changes creating a framework for OCC to provide clearing services for stock loan and borrow transactions effected through electronic trading systems. |
12/22/2008 |
Certified |
12/30/2008 |
|
1 |
CME |
Chapter 8F rules governing the clearing and settlement of OTC derivatives deemed eligible for clearing including credit default swaps |
12/19/2008 |
Certified |
12/22/2008 |
|
1 |
ICLR US |
Amendments relating to clearing member financial emergencies and conflicts of interest |
12/11/2008 |
Certified |
12/17/2008 |
|
1 |
NYMEX |
New Rule 993 fka Rule 9.25 |
12/11/2008 |
Certified |
12/11/2008 |
|
1 |
OCC |
Rule amendment to obtain legal certainty with respect to options and security futures on iShares Silver Trust Shares. |
07/24/2008 |
Approved |
12/03/2008 |
|
1 |
OCC |
Rule amendment to obtain legal cetainty with respect to options and security futures on iShares COMEX Gold Trust Shares |
07/23/2008 |
Approved |
12/03/2008 |
|
1 |
NYMEX |
Modification to Rule 974 concerning suspension of non-clearing member firms subject to a bankruptcy proceeding |
11/24/2008 |
Certified |
12/01/2008 |
|
1 |
OCC |
Amendment to the Third Amended and Restated Options Exercise Settlement Agreement between OCC and NSCC |
11/17/2008 |
Certified |
11/24/2008 |
|
1 |
CME |
New Rule 818 provides for close-out netting of obligations in the event of clearing house insolvency. This rule was implemented for the purpose, inter alia, of reducing certain capital charge relief for bank clearing members for proprietary positions |
11/14/2008 |
Certified |
11/24/2008 |
|
1 |
CBT |
New Rule 818 provides for close-out netting of obligations in the event of clearing house insolvency. This rule was implemented for the purpose, inter alia, of reducing certain capital charge relief for bank clearing members for proprietary positions |
11/14/2008 |
Certified |
11/24/2008 |
|
1 |
CBT |
Rule amendment to permit clearing members to place customer cleared swaps in a CFTC Regulation 30.7 account. |
11/10/2008 |
Certified |
11/24/2008 |
|
1 |
CME |
Rule amendment to permit clearing members to place customer cleared swaps in a CFTC Regulation 30.7 account. |
11/10/2008 |
Certified |
11/24/2008 |
|
1 |
NYMEX |
Amendments updating various Nymex rules to harmonize them with CME and CBOT rules |
11/13/2008 |
Certified |
11/24/2008 |
|
1 |
CME |
Amendments to OTC Derivative Clearing Chapter to (1) permit clearing members to place swaps cleared for customers in house, non-segregated origin and (2) update OTC clearing member insolvency provisions. |
11/10/2008 |
Certified |
11/24/2008 |
|
1 |
CCORP |
Definition of Exchange Market is amended to add Dow Jones Sustainability World Index Futures as product traded on Chicago Climate Futures Exchange |
11/12/2008 |
Certified |
11/24/2008 |
|
1 |
NYMEX |
New Rule 9.00B provides for close-out netting of positions in the event of a clearing house default. |
11/19/2008 |
Approved |
11/19/2008 |
This Rule was Self-Certified on 11/19/2008 and Deemed Approved on 11/19/2008. |
1 |