Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLREU2 ICE Clear Europe is modifying its Liquidity and Investment Management Policy and its Liquidity Management Procedures to make certain enhancements, clarifications and updates. 08/09/2023 Certified 08/22/2023 2
ICLREU2 ICE Clear Europe is consolidating and formalizing into new Liquidity Stress Testing Procedures the documentation of certain existing practices and processes for determining if it has sufficient liquidity available under stress conditions. 08/09/2023 Certified 08/22/2023 2
CME Weekly Notification of Rule Amendments - Week of August 14, 2023 08/21/2023 Notified 08/21/2023 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 08/18/2023 Notified 08/18/2023 2
EUREX Proposed amendments in Eurex Clearing Circular 050/23 relating to the EMIR Risk Committees flexibility to conduct hybrid meetings and inclusion of the annual update of the Recovery Plan in the list of topics 08/03/2023 Certified 08/17/2023 2
ICLREU2 ICE Clear Europe is amending Part O of its Delivery Procedures for ICE Futures Europe Financials and Softs Cocoa Futures Contracts. 08/02/2023 Certified 08/15/2023 2
CME Weekly Notification of Rule Amendments - Week of August 7, 2023 08/14/2023 Notified 08/14/2023 1
NODALCL Transaction Fee Schedule Update 07/27/2023 Certified 08/10/2023 2
CME Weekly Notification of Rule Amendments - Week of July 31, 2023 08/07/2023 Notified 08/07/2023 1
OCC Rule Certification Concerning Updates to OCC's Capital Management Policy and Cash and Investment Management Policy 07/21/2023 Certified 08/04/2023 2
ICLR US Amendments to the ICUS Rules. 07/20/2023 Certified 08/03/2023 1
ICLREU2 ICEU is amending its Rules to address more consistently the treatment of certain losses that do not arise from the default of a Clearing Member, generally referred to as non-default losses, including certain investment losses and custodial losses. 07/19/2023 Certified 08/02/2023 2
CME Weekly Notification of Rule Amendments - Week of July 24, 2023 07/31/2023 Notified 07/31/2023 1
EUREX Proposed rule amendments in Eurex Clearing Circular 048-23 related to providing for a compensation claim for certain repo transactions and clarifying the buy-in process for repo transactions 07/17/2023 Certified 07/31/2023 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 07/28/2023 Notified 07/28/2023 2
LCHSA LCH SA is proposing to expand the eligible collateral (CADES...) to be posted by a clearing member to satisfy the margin requirements. 07/17/2023 Certified 07/28/2023 2
LCHLTD LCH Limited Self-Certification: SwapClear Service Opening - 24x5 07/17/2023 Certified 07/28/2023 1
LCHSA LCH SA is submitting for self-certification the proposed amendments to its fee grid as part of the extension of the Triparty Collateral mechanism to CDSClear. 07/13/2023 Certified 07/27/2023 1
EUREX Proposed rule amendments in Eurex Clearing Circular 046-23 related to the discontinuation of the infrastructure for portfolio compression service providers to offer compression services to Exchange Participants for listed derivatives 07/10/2023 Certified 07/24/2023 2
CME Weekly Notification of Rule Amendments - Week of July 17, 2023 07/24/2023 Notified 07/24/2023 1
LX Revisions to LLC Operating Agreement 07/07/2023 Certified 07/21/2023 1
ICECC The principal purpose of the proposed rule change is to make changes to the ICC Default Auction Procedures -- Initial Default Auctions. 07/06/2023 Certified 07/20/2023 2
ICLREU2 ICE Clear Europe is amending Part O of its Delivery Procedures for ICE Futures Europe Financials and Softs Cocoa Futures Contracts. 07/07/2023 Certified 07/20/2023 2
NADEX Nadex is amending Rule 12.25 by adjusting the contract range and Dollar multiplier for its ETH UpDown options contracts. Also, Nadex is amending Rule 3.1 to allow additional denominations for deposits and withdrawals. 07/05/2023 Certified 07/19/2023 1
ICLREU2 ICE Clear Europe is revising Appendix A to the Collateral and Haircut Procedures to modify the eligibility criteria for accepting gold as collateral. 07/03/2023 Certified 07/18/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 044-23 related to a new Authorized Managers set-up outside Eurex Clearing's LSOC offering 06/30/2023 Certified 07/17/2023 2
LCHLTD Changes to LCH Limited's London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate, and RepoClear Deposit Rate 07/17/2023 Notified 07/17/2023 1
CME Weekly Notification of Rule Amendments - Week of July 10, 2023 07/17/2023 Notified 07/17/2023 1
CME Amendments to the Risk Management Framework ("RMF"), Liquidity Risk Management Framework ("LRMF"), Model Validation Framework ("MVF"), Credit Policy, Collateral Policy, and Investment Policy 06/29/2023 Certified 07/14/2023 2
MIAX Notification of approved changes to Hard Red Spring Wheat (HRSW) spread margin rates and Volatility Scan Range rates 07/13/2023 Notified 07/13/2023 1
NODALCL Amendments to Nodal Clear Rules 3.16.4 and 3.20.1 06/27/2023 Certified 07/12/2023 2
MIAX Updates to MGEX Rules Chapter 21 06/26/2023 Certified 07/11/2023 1
MIAX Proposed Rule Amendments in relation to MGEX Board of Directors delegated authority. 06/23/2023 Certified 07/10/2023 1
CME Weekly Notification of Rule Amendments - Week of July 3, 2023 07/10/2023 Notified 07/10/2023 1
OCC Rule Certification by The Options Clearing Corporation Concerning Clearing Member Cybersecurity Obligations 06/22/2023 Certified 07/07/2023 2
EUREX Weekly Notification of Rule Amendments - Week of July 3, 2023 07/07/2023 Notified 07/07/2023 1
ICE NGX CPA Amendments - Omnibus 06/21/2023 Certified 07/06/2023 1
ICE NGX Submission to implement certain changes to ICE NGX RMF to streamline and clarify description of stress period and look-back window for the portfolio margin calculation 06/21/2023 Certified 07/06/2023 2
ICE NGX CPA Amendments regarding Settlement Processing 06/20/2023 Certified 07/05/2023 1
LCHLTD In order to ensure the LCH rules align with the scope of LCH's Japanese license requirements, LCH is amending its rulebook Procedures Section 1 and FCM Procedures, where required, to provide for the restrictions on Japanese Clearing Members. 06/16/2023 Certified 07/03/2023 1
CME Weekly Notification of Rule Amendments - Week of June 26, 2023 07/03/2023 Notified 07/03/2023 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 06/29/2023 Notified 06/29/2023 2
OCC Rule Certification to Amend and Enhance OCC's Model Risk Management Policy 06/13/2023 Certified 06/28/2023 2
ICLREU2 ICE Clear Europe is adopting new Futures and Options Default Management Procedures, which will supplement the Clearing House's existing F&O Default Management Policy. 06/12/2023 Certified 06/27/2023 2
CME Weekly Notification of Rule Amendments - Week of June 19, 2023 06/26/2023 Notified 06/26/2023 1
ICLREU2 ICE Clear Europe Limited proposes to amend Part HH of its Delivery Procedures to to make certain corrections and clarifications with respect to the ICE Endex French PEG Natural Gas Contracts. 06/09/2023 Certified 06/26/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 040-23 related to amending the Porting Period for NOSA Undisclosed Direct Clients Transaction Accounts Groups in the Elementary Clearing Model 06/09/2023 Certified 06/26/2023 2
CCD Amendment to Dispute Resolution Rules 06/09/2023 Certified 06/26/2023 1
ICECC The principal purpose of the proposed changes to the New Initiatives Approval Policy and Procedural Framework is to add additional details to the Approvals Matrix review and the Risk assessment review and approval process. 06/08/2023 Certified 06/23/2023 2
CME Weekly Notification of Amendments Related to Product Terms and Conditions (Week of June 12, 2023) 06/20/2023 Notified 06/20/2023 1