Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Amendments to the Credit Risk Management Assessment Methodology and Counterparty Exposure Methodology 01/24/2024 Certified 02/07/2024 2
EUREX Amendments to the DCO Compliance Manual 10/27/2022 Certified 11/10/2022 4
CME Amendments to the Disclaimer Rules of Five (5) Fertilizer Contracts 06/24/2019 Certified 07/09/2019 1
EUREX Amendments to the Eurex Clearing DCO Compliance Manual 12/14/2016 Certified 12/29/2016 3
EUREX Amendments to the Eurex Clearing DCO Compliance Manual and 3 other DCO-related policies and procedures 12/15/2017 Certified 01/02/2018 2
NODALCL Amendments to the Exchange and Clearing Transaction Fee Schedule 12/17/2021 Certified 01/04/2022 2
NODALCL Amendments to the Exchange and Clearing Transaction Fee Schedule 05/05/2021 Certified 05/19/2021 2
NODALCL Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Options 01/10/2020 Certified 01/27/2020 2
NODALCL Amendments to the Exchange and Clearing Transaction Fee Schedules for Nodal Exchange Environmental Futures and Options 01/10/2020 Certified 01/27/2020 3
NODALCL Amendments to the Fee Schedules for Environmental Futures and Options 02/05/2019 Certified 02/20/2019 3
SGX-DC Amendments to the Final Settlement Price. 08/03/2015 Certified 08/14/2015 1
ICLREU2 Amendments to the ICE Clear Europe Clearing Rules which constitute non-substantive revisions 09/18/2020 Notified 09/18/2020 2
ICLREU2 Amendments to the ICE Clear Europe Delivery Procedures relating to European emissions and UK power contracts. 10/20/2017 Notified 10/20/2017 2
ICLR US Amendments to the ICE Clear U.S. Default Auction Procedures 03/01/2021 Certified 03/15/2021 2
ICLR US Amendments to the ICE Clear U.S. Inc.'s Risk Management Framework -- Liquidity Requirements and Cash Investments 10/16/2024 Certified 10/30/2024 2
ICLR US Amendments to the ICE Clear U.S. Risk Management Framework 07/09/2024 Certified 07/23/2024 2
ICLR US Amendments to the ICE Clear U.S. Risk Management Framework 04/07/2020 Certified 04/21/2020 2
ICLR US Amendments to the ICE Clear U.S. Risk Management Framework 09/01/2021 Approved 11/19/2021 2
ICLR US Amendments to the ICE Clear U.S., Inc Risk Management Framework -- Stress Test Extension to All Products 10/15/2024 Certified 10/29/2024 2
ICLR US Amendments to the ICE Clear U.S., Inc. Clearing Member Default Management Procedures 12/21/2022 Certified 01/06/2023 2
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework 10/05/2023 Certified 10/20/2023 2
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework - ICE Risk Model 1 and ICE Risk Model 2 Concentration Charges - Submission Pursuant to Section 5c(c)(1) of the Commodity Exchange Act and Commission Regulation 40.6(a) 09/12/2023 Certified 09/26/2023 2
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework - Removing and Replacing Certain Scenarios Used in Stress Tests - Submission Pursuant to Section 5c(c)(1) of the Commodity Exchange Act and Commission Regulation 40.6(a) 07/25/2022 Certified 08/08/2022 2
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework - Shortfall Margin Model & Stress Loss Charge Parameters 02/05/2024 Certified 02/20/2024 2
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework -- Clarifications to the Description of Qualifying Liquidity Resources 10/04/2024 Certified 10/21/2024 2
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework -- ICE Risk Model 1 Concentration Charges 10/04/2024 Certified 10/21/2024 2
ICLR US Amendments to the ICE Clear U.S., Inc. Rules 03/29/2022 Certified 04/12/2022 1
ICLR US Amendments to the ICE Clear U.S., Inc. Rules related to the physical settlement of certain currency contracts. 05/11/2020 Certified 05/26/2020 1
ICE NGX Amendments to the ICE NGX Canada Inc. rules. 07/08/2021 Certified 07/22/2021 2
ICE NGX Amendments to the ICE NGX Default Management Procedures 03/18/2022 Certified 04/01/2022 2
ICLR US Amendments to the ICUS Risk Management Framework and Default Management Procedures. 12/22/2020 Withdrawn 01/07/2021 2
ICLR US Amendments to the ICUS Risk Management Framework Related to ICE Risk Model 2.0 05/26/2022 Certified 06/10/2022 2
ICLR US Amendments to the ICUS Risk Management Framework to enhance the Clearing Member Watch List system. 01/29/2019 Certified 02/12/2019 2
ICLR US Amendments to the ICUS Rules 07/15/2024 Certified 07/29/2024 1
ICLR US Amendments to the ICUS Rules. 07/20/2023 Certified 08/03/2023 1
LCHLTD Amendments to the LCH.Clearnet Limited Rulebook Procedures Section 3 (Financial Transactions) 03/20/2015 Certified 04/02/2015 1
CME Amendments to the Listing Cycle of the Urea (Prilled) FOB Yuzhny Swaps (Clearing Only) Contract 10/17/2014 Certified 10/31/2014 1
CME Amendments to the Listing Schedule of Certain CME and CBOT Commodity Index Futures and Swap Contracts and Amendments to the Related Exchange Fees 05/20/2024 Certified 06/04/2024 2
ICLR US Amendments to the Maximum Guaranty Fund Contribution 12/21/2015 Certified 01/06/2016 1
NYPC Amendments to the NYPC Amended LLC Agreement to reduce the number of directors on the NYPC Board of Directors from nine to seven directors and to eliminate all Board Committees. 12/04/2013 Certified 12/19/2013 1
CME Amendments to the Operational Risk Management Framework 02/26/2024 Certified 03/11/2024 2
SGX-DC Amendments to the Over-The-Counter Financial Derivatives ("OTCF") Clearing Member Handbook ("Handbook") to clarify that trades submitted to SGX-DC for clearing by the clearing member will be accepted or rejected within 60 seconds 06/20/2014 Certified 07/08/2014 1
ICE NGX Amendments to the Product Schedule of the NGX rulebook which is the Contracting Party's Agreement 01/13/2010 Certified 01/20/2010 1
SGX-DC Amendments to the relevant final settlement price provisions within the SGX-DC Clearing Rules arising from proposed changes by The Steel Index (TSI) to the TSI Iron Ore 62% Fe Benchmark Index. 03/21/2017 Certified 04/03/2017 1
CME Amendments to the Risk Management Framework ("RMF"), Liquidity Risk Management Framework ("LRMF"), Credit Policy, Collateral Policy, Investment Policy, and Model Validation Framework ("MVF") 06/14/2024 Certified 07/01/2024 2
CME Amendments to the Risk Management Framework ("RMF"), Liquidity Risk Management Framework ("LRMF"), Model Validation Framework ("MVF"), Credit Policy, Collateral Policy, and Investment Policy 06/29/2023 Certified 07/14/2023 2
SGX-DC Amendments to the SGX-DC Clearing Rules for the SGX Iron Ore 58% Swaps 11/27/2014 Certified 12/10/2014 1
SGX-DC Amendments to the SGX-DC Clearing Rules in respect of revisions to the financial and capital requirements of Remote Clearing Members and Bank Clearing Members of SGX-DC. 04/05/2019 Certified 04/18/2019 2
LCHLLC Amendments to ticker symbol formats 05/03/2010 Certified 05/17/2010 1
MIAX Amendments to transfer trade rules 06/18/2021 Certified 07/02/2021 1