Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLR US Amendments to the ICE Clear U.S. Risk Management Framework 04/07/2020 Certified 04/21/2020 2
ICLR US Amendments to the ICE Clear U.S. Risk Management Framework 09/01/2021 Approved 11/19/2021 2
ICLR US Amendments to the ICE Clear U.S., Inc. Clearing Member Default Management Procedures 12/21/2022 Certified 01/06/2023 2
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework 10/05/2023 Certified 10/20/2023 2
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework - ICE Risk Model 1 and ICE Risk Model 2 Concentration Charges - Submission Pursuant to Section 5c(c)(1) of the Commodity Exchange Act and Commission Regulation 40.6(a) 09/12/2023 Certified 09/26/2023 2
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework - Removing and Replacing Certain Scenarios Used in Stress Tests - Submission Pursuant to Section 5c(c)(1) of the Commodity Exchange Act and Commission Regulation 40.6(a) 07/25/2022 Certified 08/08/2022 2
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework - Shortfall Margin Model & Stress Loss Charge Parameters 02/05/2024 Certified 02/20/2024 2
ICLR US Amendments to the ICE Clear U.S., Inc. Rules 03/29/2022 Certified 04/12/2022 1
ICLR US Amendments to the ICE Clear U.S., Inc. Rules related to the physical settlement of certain currency contracts. 05/11/2020 Certified 05/26/2020 1
ICE NGX Amendments to the ICE NGX Canada Inc. rules. 07/08/2021 Certified 07/22/2021 2
ICE NGX Amendments to the ICE NGX Default Management Procedures 03/18/2022 Certified 04/01/2022 2
ICLR US Amendments to the ICUS Risk Management Framework and Default Management Procedures. 12/22/2020 Withdrawn 01/07/2021 2
ICLR US Amendments to the ICUS Risk Management Framework Related to ICE Risk Model 2.0 05/26/2022 Certified 06/10/2022 2
ICLR US Amendments to the ICUS Risk Management Framework to enhance the Clearing Member Watch List system. 01/29/2019 Certified 02/12/2019 2
ICLR US Amendments to the ICUS Rules. 07/20/2023 Certified 08/03/2023 1
LCHLTD Amendments to the LCH.Clearnet Limited Rulebook Procedures Section 3 (Financial Transactions) 03/20/2015 Certified 04/02/2015 1
CME Amendments to the Listing Cycle of the Urea (Prilled) FOB Yuzhny Swaps (Clearing Only) Contract 10/17/2014 Certified 10/31/2014 1
CME Amendments to the Listing Schedule of Certain CME and CBOT Commodity Index Futures and Swap Contracts and Amendments to the Related Exchange Fees 05/20/2024 Certified 06/04/2024 2
ICLR US Amendments to the Maximum Guaranty Fund Contribution 12/21/2015 Certified 01/06/2016 1
NYPC Amendments to the NYPC Amended LLC Agreement to reduce the number of directors on the NYPC Board of Directors from nine to seven directors and to eliminate all Board Committees. 12/04/2013 Certified 12/19/2013 1
CME Amendments to the Operational Risk Management Framework 02/26/2024 Certified 03/11/2024 2
SGX-DC Amendments to the Over-The-Counter Financial Derivatives ("OTCF") Clearing Member Handbook ("Handbook") to clarify that trades submitted to SGX-DC for clearing by the clearing member will be accepted or rejected within 60 seconds 06/20/2014 Certified 07/08/2014 1
ICE NGX Amendments to the Product Schedule of the NGX rulebook which is the Contracting Party's Agreement 01/13/2010 Certified 01/20/2010 1
SGX-DC Amendments to the relevant final settlement price provisions within the SGX-DC Clearing Rules arising from proposed changes by The Steel Index (TSI) to the TSI Iron Ore 62% Fe Benchmark Index. 03/21/2017 Certified 04/03/2017 1
CME Amendments to the Risk Management Framework ("RMF"), Liquidity Risk Management Framework ("LRMF"), Credit Policy, Collateral Policy, Investment Policy, and Model Validation Framework ("MVF") 06/14/2024 10 Day Review 06/14/2024 2
CME Amendments to the Risk Management Framework ("RMF"), Liquidity Risk Management Framework ("LRMF"), Model Validation Framework ("MVF"), Credit Policy, Collateral Policy, and Investment Policy 06/29/2023 Certified 07/14/2023 2
SGX-DC Amendments to the SGX-DC Clearing Rules for the SGX Iron Ore 58% Swaps 11/27/2014 Certified 12/10/2014 1
SGX-DC Amendments to the SGX-DC Clearing Rules in respect of revisions to the financial and capital requirements of Remote Clearing Members and Bank Clearing Members of SGX-DC. 04/05/2019 Certified 04/18/2019 2
LCHLLC Amendments to ticker symbol formats 05/03/2010 Certified 05/17/2010 1
MGEX Amendments to transfer trade rules 06/18/2021 Certified 07/02/2021 1
ICE NGX Amendments to update certain definitions and concepts in the Contracting Party Agreement to reflect current practices and understanding. 06/26/2024 10 Day Review 06/26/2024 1
CME Amendments to Various CME, CBOT, and NYMEX/COMEX Rules to Replace the Term "President of the Clearing House" with "Global Head of Clearing & Post-Trade Services" 07/20/2022 Certified 08/03/2022 1
CME Amendments to Various CME/CBOT/NYMEX/COMEX Rules in Connection with CME Group, Inc. Senior Management Changes 03/13/2017 Certified 03/27/2017 1
ICE NGX Amendments to: (I) definition of "Approved Financial Institution", (ii) ICE NGX's enhanced program for review of Contracting Parties' risk management policies (iii) definition of "Credit Support Provider". 11/06/2019 Certified 11/21/2019 1
NYMEX Amendments updating various Nymex rules to harmonize them with CME and CBOT rules 11/13/2008 Certified 11/24/2008 1
ICE NGX amendments with respect to enhancing ICE NGX's Liquidity Risk Framework. 01/31/2022 Certified 02/14/2022 2
ICLR US Amends Bylaw Section 5.4(c) to increase the cash portion of a Clearing Member's contribution to the Guaranty Fund to 50% of the member's required contribution, effective 12/31/13; also deletes an obsolete provision. 09/17/2013 Certified 10/18/2013 1
OCC Amends definition of "fund share" to include a publicly traded interest in a trust, investment company or similar entity principally engaged in holding or managing one or more currencies. 09/22/2006 Approved 11/06/2006 2
NYMEX Amends Rule 9.04A to clarify procedures for submitting for clearing via ClearPort NYMEX transactions (listed and cleared) and DME transactions (cleared only) and that latter trades governed by DME rules. 07/09/2008 Certified 07/10/2008 1
CCD Amends the CCD Risk Management Committee (RiskCo) charter, CCD Limited Liability Company Agreement, and the CCD Rulebook to align the RiskCo's governance role and responsibilities with CFTC Rule 39.24(b)(11) and (c)(3). 03/25/2024 Certified 04/08/2024 1
NADEX Amends the minimum initial required deposit to $250; amends language regarding transfer of funds from foreign bank to Nadex settlement bank; clarifies settlement for federal funds binary contracts 08/05/2016 Certified 08/19/2016 1
NYMEX Amends the Trade Submission Deadlines for Off-Exchange Trades Submitted for Clearing 11/17/2005 Certified 11/18/2005 1
CME Anti Money Laundering 12/17/2002 Certified 12/17/2002 0
CME Application of excess defaulting clearing member assets in crossover default scenarios; Harmonization of Defaulted Base Clearing Member Collateral definitions. 03/17/2014 Certified 04/01/2014 2
OCC Appointed Clearing Members 08/21/2003 Certified 08/21/2003 1
SGX-DC Approval of amendments to SGX-DC Clearing Rules to effect default management measures, revise the application of the SGX-DC Clearing Fund and remove references to OTCF contracts due to cessation of clearing that contract class. 04/29/2019 Withdrawn 05/03/2019 1
ICLREU2 Arrangements that would be implemented in relation to the occurrence of a restructuring event. 11/25/2011 Certified 12/10/2011 1
OCC Article I, Section 1, Rule 801, 805, and 1804 - proposed rule change to accomodate Weekly Options and Monthly Options 09/15/2010 Certified 09/15/2010 1
LCHSA As a result of an independent model review performed in 2014, LCH.Clearnet isproposing a number of refinements aimed at correcting certain features of its CDS Risk model. 12/19/2014 Certified 01/06/2015 2
OCC Assignment Procedures, Exercise Notices 08/14/2002 Certified 08/14/2002 0