ICE NGX |
Attached is a rule amendment submission pursuant to Commission Rule 40.6(a). NGX is amending its Contracting Party Agreement in order to maintain credit facilities at more than one bank. |
12/02/2015 |
Certified |
12/16/2015 |
|
1 |
OCC |
August 14, 2006, OCC-2006-14, Discounted Clearing Fees |
08/14/2006 |
Certified |
08/14/2006 |
|
1 |
CME |
Authority to Adopt Rule Changes |
01/20/2004 |
Certified |
01/21/2004 |
|
1 |
CME |
Basis Trade at Index Close (BTIC) Eligibility for Bloomberg Roll Select Commodity Index Futures, S&P GSCI Commodity Index Futures, S&P GSCI ER Index Futures, and S&P GSCI ER Index Swaps (Cleared OTC) Contracts. |
11/14/2018 |
Certified |
11/29/2018 |
|
1 |
CME |
Basis Trade at Index Close (BTIC) Eligibility for the Bloomberg Commodity Index Futures and Bloomberg Commodity Index Swaps (Cleared OTC) Contracts |
07/26/2018 |
Certified |
08/09/2018 |
|
2 |
LCHLTD |
BAU Portfolio Transfer processes in SwapClear |
08/15/2016 |
Certified |
08/29/2016 |
|
1 |
LX |
BCDR Plan Enhancements |
03/21/2022 |
Certified |
04/04/2022 |
|
2 |
NADEX |
Binary Hedgelets Payout Criteria |
11/29/2005 |
Certified |
11/29/2005 |
|
0 |
MGEX |
Bitnomial Rule Amendments |
09/29/2023 |
Certified |
10/16/2023 |
|
1 |
MGEX |
Bitnomial Rule Amendments |
08/25/2023 |
Certified |
09/11/2023 |
|
1 |
ECC |
Board of Directors |
12/04/2001 |
Certified |
12/04/2001 |
|
0 |
LCHSA |
Bulletin to CDSClear Clearing Members which describes certain changes to its Client Deposit Rate ("CDR"). |
02/13/2015 |
Certified |
03/02/2015 |
|
1 |
ICLR US |
By-Law 5.5 Deficiency in Guaranty Fund |
02/13/2007 |
Certified |
02/26/2007 |
|
1 |
OCC |
By-Law amendment to modify provisions that determine whether outstanding stock options will be adjusted to reflect special cash dividends. |
07/24/2008 |
Certified |
07/29/2008 |
|
1 |
OCC |
By-Laws amendment to clarify that OCC will not commence the clearing of OTC S&P 500 Index Options until the SEC approves subsequent rule filing concerning certain enhancements to OCC's risk modeling and risk management procedures; SR-OCC-2012-14A1. |
11/30/2012 |
Certified |
12/15/2012 |
|
1 |
ECC |
By-Laws and Rules |
06/22/2003 |
Certified |
06/23/2003 |
|
0 |
OCC |
By-Laws and Rules |
03/23/2004 |
Certified |
03/23/2004 |
|
0 |
OCC |
ByLaw and Rule changes to accommodate the clearing and settling of NYSE Liffe metals futures and options on metals futures |
03/25/2009 |
Certified |
04/16/2009 |
|
1 |
OCC |
ByLaw V, VIII, Margin Committee to Risk Committee |
07/19/2006 |
Certified |
07/19/2006 |
|
1 |
LCHLTD |
Capitalab, a division of BGC Brokers LP, has been added as an eligible provider of third party compression services to the participants of LCH Ltd's ("LCH") SwapClear service. |
12/26/2017 |
Notified |
12/26/2017 |
|
1 |
CME |
Cash settled, Cleared OTC CME WM/Reuters Foreign Exchange (FX) Spot, Forward and Swaps and Non-Deliverable Forward (NDF) Transactions; 11-463 |
12/02/2011 |
Certified |
12/17/2011 |
|
1 |
CCORP |
Categories of Governors |
12/09/2002 |
Certified |
12/09/2002 |
|
0 |
CCD |
Cboe Clear Digital (CCD) is submitting revisions to the CCD Treatment of Funds and Investments Policy. |
06/13/2024 |
Certified |
06/28/2024 |
|
2 |
CCD |
Cboe Clear Digital make minor, non-substantive updates to various policies and procedures. |
04/05/2024 |
Certified |
04/19/2024 |
|
2 |
CCD |
Cboe Clear Digital submits amendments to its Member Participation Requirements Policy and Procedures. |
04/09/2024 |
Certified |
04/23/2024 |
|
2 |
OCC |
CBOE Clearing Agreement |
07/18/2003 |
Certified |
07/18/2003 |
|
0 |
NADEX |
CBOE Merger |
02/21/2006 |
Certified |
02/21/2006 |
|
0 |
CBT |
CBOT and NYMEX rules being amended to harmonize all three CME Rule books; 12-217 |
06/19/2012 |
Certified |
07/04/2012 |
|
1 |
CBT |
CBOT Approved as DCO Approval Process Required Implementing Rules |
10/07/2003 |
Certified |
10/07/2003 |
|
0 |
CCORP |
CBOT references, Guaranty Fund, clearing members |
03/11/2004 |
Certified |
03/11/2004 |
|
1 |
CME |
CBOT Rules 10C03, 11D03, 14C03, and 16C03: Settlement procedures during the final month of clearing for CBOT Ethanol Forward Month Swaps, Corn Calendar Swaps, Soybean Calendar Swaps, and Wheat Calendar Swaps |
09/17/2010 |
Certified |
09/17/2010 |
|
1 |
CBT |
CBOT: EUREX-CCorp Link |
05/14/2004 |
Certified |
05/14/2004 |
|
0 |
CCD |
CCD amends certain CCD policies and procedures to align with the new role and responsibilities of the Cboe Clear Digital Risk Management Committee and makes certain other updates specifically to the CCD Risk Management Procedures. |
05/14/2024 |
Certified |
05/29/2024 |
|
2 |
CCORP |
CCFE as Exchange Market |
11/24/2004 |
Certified |
11/24/2004 |
|
1 |
CCORP |
CCFE Product rules |
11/24/2004 |
Certified |
11/24/2004 |
|
1 |
CCORP |
CCORP (BOTCC) Replaces GCC as DCO for ME, ChemConnect, ICE |
10/01/2003 |
Certified |
10/01/2003 |
|
1 |
CCORP |
CCORP Replaces GCC as DCO |
10/01/2003 |
Certified |
10/01/2003 |
|
0 |
CCORP |
CCX Options on Sulfur and Nitrogen Financial Instrument Futures |
03/28/2007 |
Certified |
03/28/2007 |
|
1 |
CCORP |
CCX Sulfur & Nitrogen Financial Futures |
03/21/2005 |
Certified |
03/21/2005 |
|
1 |
CME |
CDS Clearing Member Obligations and Qualifications; 12-124 |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
CME |
CDS Guaranty Fund Allocation Amendment; Amendments to Daily Submission Deadline, Holiday Accrual Processing and PAI payment Timeline; 12-062 |
02/28/2012 |
Certified |
03/14/2012 |
|
3 |
LCHSA |
CDSClear Collateral Deposit cut off times extension |
01/16/2015 |
Certified |
02/02/2015 |
|
2 |
LCHSA |
CDSClear currently applies an identical rate to cash EUR deposited on both house and client accounts. As from January 2015, CDSClear will apply a different rate to the cash EUR collateral deposited on behalf of clients. |
12/19/2014 |
Certified |
01/05/2015 |
|
1 |
LCHSA |
CDSClear fee schedule change |
07/30/2014 |
Certified |
08/13/2014 |
|
3 |
LCHSA |
CDSClear Risk refinements Phase 2 seeks to refine further CDSClear margins while ensuring that LCH.Clearnet risk standards continue to be met. This Submission relates to Lot 1 for which implementation date is expected early August 2015. |
07/21/2015 |
Certified |
08/03/2015 |
|
2 |
CCORP |
CDX Exchange |
07/28/2004 |
Certified |
07/28/2004 |
|
0 |
LCHLTD |
Certain references in the Default Rules, which form part of the Rulebook, have been corrected. |
12/12/2016 |
Notified |
12/12/2016 |
|
1 |
ICLREU2 |
Certification in relation to fees for EMIR customer accounts |
07/23/2015 |
Certified |
08/06/2015 |
|
1 |
MGEX |
Certification of amendments made to clarify certain default procedures. |
05/06/2015 |
Certified |
05/20/2015 |
|
1 |
CME |
Certification of Changes to CME Rules 281H.02.A. on Cash Settlement of Cleared OTC U.S. Dollar/Indonesian Rupiah (USD/IDR) Spot, Forwards and Swaps Contracts. |
03/13/2014 |
Certified |
03/28/2014 |
|
1 |