Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICE NGX Attached is a rule amendment submission pursuant to Commission Rule 40.6(a). NGX is amending its Contracting Party Agreement in order to maintain credit facilities at more than one bank. 12/02/2015 Certified 12/16/2015 1
OCC August 14, 2006, OCC-2006-14, Discounted Clearing Fees 08/14/2006 Certified 08/14/2006 1
CME Authority to Adopt Rule Changes 01/20/2004 Certified 01/21/2004 1
CME Basis Trade at Index Close (BTIC) Eligibility for Bloomberg Roll Select Commodity Index Futures, S&P GSCI Commodity Index Futures, S&P GSCI ER Index Futures, and S&P GSCI ER Index Swaps (Cleared OTC) Contracts. 11/14/2018 Certified 11/29/2018 1
CME Basis Trade at Index Close (BTIC) Eligibility for the Bloomberg Commodity Index Futures and Bloomberg Commodity Index Swaps (Cleared OTC) Contracts 07/26/2018 Certified 08/09/2018 2
LCHLTD BAU Portfolio Transfer processes in SwapClear 08/15/2016 Certified 08/29/2016 1
LX BCDR Plan Enhancements 03/21/2022 Certified 04/04/2022 2
NADEX Binary Hedgelets Payout Criteria 11/29/2005 Certified 11/29/2005 0
MGEX Bitnomial Rule Amendments 09/29/2023 Certified 10/16/2023 1
MGEX Bitnomial Rule Amendments 08/25/2023 Certified 09/11/2023 1
ECC Board of Directors 12/04/2001 Certified 12/04/2001 0
LCHSA Bulletin to CDSClear Clearing Members which describes certain changes to its Client Deposit Rate ("CDR"). 02/13/2015 Certified 03/02/2015 1
ICLR US By-Law 5.5 Deficiency in Guaranty Fund 02/13/2007 Certified 02/26/2007 1
OCC By-Law amendment to modify provisions that determine whether outstanding stock options will be adjusted to reflect special cash dividends. 07/24/2008 Certified 07/29/2008 1
OCC By-Laws amendment to clarify that OCC will not commence the clearing of OTC S&P 500 Index Options until the SEC approves subsequent rule filing concerning certain enhancements to OCC's risk modeling and risk management procedures; SR-OCC-2012-14A1. 11/30/2012 Certified 12/15/2012 1
ECC By-Laws and Rules 06/22/2003 Certified 06/23/2003 0
OCC By-Laws and Rules 03/23/2004 Certified 03/23/2004 0
OCC ByLaw and Rule changes to accommodate the clearing and settling of NYSE Liffe metals futures and options on metals futures 03/25/2009 Certified 04/16/2009 1
OCC ByLaw V, VIII, Margin Committee to Risk Committee 07/19/2006 Certified 07/19/2006 1
LCHLTD Capitalab, a division of BGC Brokers LP, has been added as an eligible provider of third party compression services to the participants of LCH Ltd's ("LCH") SwapClear service. 12/26/2017 Notified 12/26/2017 1
CME Cash settled, Cleared OTC CME WM/Reuters Foreign Exchange (FX) Spot, Forward and Swaps and Non-Deliverable Forward (NDF) Transactions; 11-463 12/02/2011 Certified 12/17/2011 1
CCORP Categories of Governors 12/09/2002 Certified 12/09/2002 0
CCD Cboe Clear Digital (CCD) is submitting revisions to the CCD Treatment of Funds and Investments Policy. 06/13/2024 Certified 06/28/2024 2
CCD Cboe Clear Digital make minor, non-substantive updates to various policies and procedures. 04/05/2024 Certified 04/19/2024 2
CCD Cboe Clear Digital submits amendments to its Member Participation Requirements Policy and Procedures. 04/09/2024 Certified 04/23/2024 2
OCC CBOE Clearing Agreement 07/18/2003 Certified 07/18/2003 0
NADEX CBOE Merger 02/21/2006 Certified 02/21/2006 0
CBT CBOT and NYMEX rules being amended to harmonize all three CME Rule books; 12-217 06/19/2012 Certified 07/04/2012 1
CBT CBOT Approved as DCO Approval Process Required Implementing Rules 10/07/2003 Certified 10/07/2003 0
CCORP CBOT references, Guaranty Fund, clearing members 03/11/2004 Certified 03/11/2004 1
CME CBOT Rules 10C03, 11D03, 14C03, and 16C03: Settlement procedures during the final month of clearing for CBOT Ethanol Forward Month Swaps, Corn Calendar Swaps, Soybean Calendar Swaps, and Wheat Calendar Swaps 09/17/2010 Certified 09/17/2010 1
CBT CBOT: EUREX-CCorp Link 05/14/2004 Certified 05/14/2004 0
CCD CCD amends certain CCD policies and procedures to align with the new role and responsibilities of the Cboe Clear Digital Risk Management Committee and makes certain other updates specifically to the CCD Risk Management Procedures. 05/14/2024 Certified 05/29/2024 2
CCORP CCFE as Exchange Market 11/24/2004 Certified 11/24/2004 1
CCORP CCFE Product rules 11/24/2004 Certified 11/24/2004 1
CCORP CCORP (BOTCC) Replaces GCC as DCO for ME, ChemConnect, ICE 10/01/2003 Certified 10/01/2003 1
CCORP CCORP Replaces GCC as DCO 10/01/2003 Certified 10/01/2003 0
CCORP CCX Options on Sulfur and Nitrogen Financial Instrument Futures 03/28/2007 Certified 03/28/2007 1
CCORP CCX Sulfur & Nitrogen Financial Futures 03/21/2005 Certified 03/21/2005 1
CME CDS Clearing Member Obligations and Qualifications; 12-124 04/20/2012 Certified 05/05/2012 1
CME CDS Guaranty Fund Allocation Amendment; Amendments to Daily Submission Deadline, Holiday Accrual Processing and PAI payment Timeline; 12-062 02/28/2012 Certified 03/14/2012 3
LCHSA CDSClear Collateral Deposit cut off times extension 01/16/2015 Certified 02/02/2015 2
LCHSA CDSClear currently applies an identical rate to cash EUR deposited on both house and client accounts. As from January 2015, CDSClear will apply a different rate to the cash EUR collateral deposited on behalf of clients. 12/19/2014 Certified 01/05/2015 1
LCHSA CDSClear fee schedule change 07/30/2014 Certified 08/13/2014 3
LCHSA CDSClear Risk refinements Phase 2 seeks to refine further CDSClear margins while ensuring that LCH.Clearnet risk standards continue to be met. This Submission relates to Lot 1 for which implementation date is expected early August 2015. 07/21/2015 Certified 08/03/2015 2
CCORP CDX Exchange 07/28/2004 Certified 07/28/2004 0
LCHLTD Certain references in the Default Rules, which form part of the Rulebook, have been corrected. 12/12/2016 Notified 12/12/2016 1
ICLREU2 Certification in relation to fees for EMIR customer accounts 07/23/2015 Certified 08/06/2015 1
MGEX Certification of amendments made to clarify certain default procedures. 05/06/2015 Certified 05/20/2015 1
CME Certification of Changes to CME Rules 281H.02.A. on Cash Settlement of Cleared OTC U.S. Dollar/Indonesian Rupiah (USD/IDR) Spot, Forwards and Swaps Contracts. 03/13/2014 Certified 03/28/2014 1