| ICE NGX |
Amendments to update certain definitions and concepts in the Contracting Party Agreement to reflect current practices and understanding. |
06/26/2024 |
Certified |
07/11/2024 |
|
1 |
| CME |
Amendments to Various CME, CBOT, and NYMEX/COMEX Rules to Replace the Term "President of the Clearing House" with "Global Head of Clearing & Post-Trade Services" |
07/20/2022 |
Certified |
08/03/2022 |
|
1 |
| CME |
Amendments to Various CME/CBOT/NYMEX/COMEX Rules in Connection with CME Group, Inc. Senior Management Changes |
03/13/2017 |
Certified |
03/27/2017 |
|
1 |
| ICE NGX |
Amendments to: (I) definition of "Approved Financial Institution", (ii) ICE NGX's enhanced program for review of Contracting Parties' risk management policies (iii) definition of "Credit Support Provider". |
11/06/2019 |
Certified |
11/21/2019 |
|
1 |
| NYMEX |
Amendments updating various Nymex rules to harmonize them with CME and CBOT rules |
11/13/2008 |
Certified |
11/24/2008 |
|
1 |
| ICE NGX |
amendments with respect to enhancing ICE NGX's Liquidity Risk Framework. |
01/31/2022 |
Certified |
02/14/2022 |
|
2 |
| ICLR US |
Amends Bylaw Section 5.4(c) to increase the cash portion of a Clearing Member's contribution to the Guaranty Fund to 50% of the member's required contribution, effective 12/31/13; also deletes an obsolete provision. |
09/17/2013 |
Certified |
10/18/2013 |
|
1 |
| OCC |
Amends definition of "fund share" to include a publicly traded interest in a trust, investment company or similar entity principally engaged in holding or managing one or more currencies. |
09/22/2006 |
Approved |
11/06/2006 |
|
2 |
| NYMEX |
Amends Rule 9.04A to clarify procedures for submitting for clearing via ClearPort NYMEX transactions (listed and cleared) and DME transactions (cleared only) and that latter trades governed by DME rules. |
07/09/2008 |
Certified |
07/10/2008 |
|
1 |
| CCD |
Amends the CCD Risk Management Committee (RiskCo) charter, CCD Limited Liability Company Agreement, and the CCD Rulebook to align the RiskCo's governance role and responsibilities with CFTC Rule 39.24(b)(11) and (c)(3). |
03/25/2024 |
Certified |
04/08/2024 |
|
1 |
| NADEX |
Amends the minimum initial required deposit to $250; amends language regarding transfer of funds from foreign bank to Nadex settlement bank; clarifies settlement for federal funds binary contracts |
08/05/2016 |
Certified |
08/19/2016 |
|
1 |
| NYMEX |
Amends the Trade Submission Deadlines for Off-Exchange Trades Submitted for Clearing |
11/17/2005 |
Certified |
11/18/2005 |
|
1 |
| CME |
Anti Money Laundering |
12/17/2002 |
Certified |
12/17/2002 |
|
0 |
| CME |
Application of excess defaulting clearing member assets in crossover default scenarios; Harmonization of Defaulted Base Clearing Member Collateral definitions. |
03/17/2014 |
Certified |
04/01/2014 |
|
2 |
| CME |
Application of SPAN 2 Framework to Equity Product Group |
10/02/2024 |
Certified |
10/17/2024 |
|
2 |
| OCC |
Appointed Clearing Members |
08/21/2003 |
Certified |
08/21/2003 |
|
1 |
| SGX-DC |
Approval of amendments to SGX-DC Clearing Rules to effect default management measures, revise the application of the SGX-DC Clearing Fund and remove references to OTCF contracts due to cessation of clearing that contract class. |
04/29/2019 |
Withdrawn |
05/03/2019 |
|
1 |
| ICLREU2 |
Arrangements that would be implemented in relation to the occurrence of a restructuring event. |
11/25/2011 |
Certified |
12/10/2011 |
|
1 |
| OCC |
Article I, Section 1, Rule 801, 805, and 1804 - proposed rule change to accomodate Weekly Options and Monthly Options |
09/15/2010 |
Certified |
09/15/2010 |
|
1 |
| LCHSA |
As a result of an independent model review performed in 2014, LCH.Clearnet isproposing a number of refinements aimed at correcting certain features of its CDS Risk model. |
12/19/2014 |
Certified |
01/06/2015 |
|
2 |
| OCC |
Assignment Procedures, Exercise Notices |
08/14/2002 |
Certified |
08/14/2002 |
|
0 |
| ICE NGX |
Attached is a rule amendment submission pursuant to Commission Rule 40.6(a). NGX is amending its Contracting Party Agreement in order to maintain credit facilities at more than one bank. |
12/02/2015 |
Certified |
12/16/2015 |
|
1 |
| OCC |
August 14, 2006, OCC-2006-14, Discounted Clearing Fees |
08/14/2006 |
Certified |
08/14/2006 |
|
1 |
| CME |
Authority to Adopt Rule Changes |
01/20/2004 |
Certified |
01/21/2004 |
|
1 |
| CME |
Basis Trade at Index Close (BTIC) Eligibility for Bloomberg Roll Select Commodity Index Futures, S&P GSCI Commodity Index Futures, S&P GSCI ER Index Futures, and S&P GSCI ER Index Swaps (Cleared OTC) Contracts. |
11/14/2018 |
Certified |
11/29/2018 |
|
1 |
| CME |
Basis Trade at Index Close (BTIC) Eligibility for the Bloomberg Commodity Index Futures and Bloomberg Commodity Index Swaps (Cleared OTC) Contracts |
07/26/2018 |
Certified |
08/09/2018 |
|
2 |
| LCHLTD |
BAU Portfolio Transfer processes in SwapClear |
08/15/2016 |
Certified |
08/29/2016 |
|
1 |
| LX |
BCDR Plan Enhancements |
03/21/2022 |
Certified |
04/04/2022 |
|
2 |
| NADEX |
Binary Hedgelets Payout Criteria |
11/29/2005 |
Certified |
11/29/2005 |
|
0 |
| MIAX |
Bitnomial Rule Amendments |
09/29/2023 |
Certified |
10/16/2023 |
|
1 |
| MIAX |
Bitnomial Rule Amendments |
08/25/2023 |
Certified |
09/11/2023 |
|
1 |
| ECC |
Board of Directors |
12/04/2001 |
Certified |
12/04/2001 |
|
0 |
| LCHSA |
Bulletin to CDSClear Clearing Members which describes certain changes to its Client Deposit Rate ("CDR"). |
02/13/2015 |
Certified |
03/02/2015 |
|
1 |
| ICLR US |
By-Law 5.5 Deficiency in Guaranty Fund |
02/13/2007 |
Certified |
02/26/2007 |
|
1 |
| OCC |
By-Law amendment to modify provisions that determine whether outstanding stock options will be adjusted to reflect special cash dividends. |
07/24/2008 |
Certified |
07/29/2008 |
|
1 |
| OCC |
By-Laws amendment to clarify that OCC will not commence the clearing of OTC S&P 500 Index Options until the SEC approves subsequent rule filing concerning certain enhancements to OCC's risk modeling and risk management procedures; SR-OCC-2012-14A1. |
11/30/2012 |
Certified |
12/15/2012 |
|
1 |
| ECC |
By-Laws and Rules |
06/22/2003 |
Certified |
06/23/2003 |
|
0 |
| OCC |
By-Laws and Rules |
03/23/2004 |
Certified |
03/23/2004 |
|
0 |
| OCC |
ByLaw and Rule changes to accommodate the clearing and settling of NYSE Liffe metals futures and options on metals futures |
03/25/2009 |
Certified |
04/16/2009 |
|
1 |
| OCC |
ByLaw V, VIII, Margin Committee to Risk Committee |
07/19/2006 |
Certified |
07/19/2006 |
|
1 |
| LCHLTD |
Capitalab, a division of BGC Brokers LP, has been added as an eligible provider of third party compression services to the participants of LCH Ltd's ("LCH") SwapClear service. |
12/26/2017 |
Notified |
12/26/2017 |
|
1 |
| CME |
Cash settled, Cleared OTC CME WM/Reuters Foreign Exchange (FX) Spot, Forward and Swaps and Non-Deliverable Forward (NDF) Transactions; 11-463 |
12/02/2011 |
Certified |
12/17/2011 |
|
1 |
| CCORP |
Categories of Governors |
12/09/2002 |
Certified |
12/09/2002 |
|
0 |
| CCD |
Cboe Clear Digital (CCD) is submitting revisions to the CCD Treatment of Funds and Investments Policy. |
06/13/2024 |
Certified |
06/28/2024 |
|
2 |
| CCD |
Cboe Clear Digital is amending its rulebook to incorporate provisions from its clearing membership agreement. |
10/25/2024 |
Certified |
11/08/2024 |
|
1 |
| CCD |
Cboe Clear Digital make minor, non-substantive updates to various policies and procedures. |
04/05/2024 |
Certified |
04/19/2024 |
|
2 |
| CCD |
Cboe Clear Digital submits amendments to its Member Participation Requirements Policy and Procedures. |
04/09/2024 |
Certified |
04/23/2024 |
|
2 |
| OCC |
CBOE Clearing Agreement |
07/18/2003 |
Certified |
07/18/2003 |
|
0 |
| NADEX |
CBOE Merger |
02/21/2006 |
Certified |
02/21/2006 |
|
0 |
| CBT |
CBOT and NYMEX rules being amended to harmonize all three CME Rule books; 12-217 |
06/19/2012 |
Certified |
07/04/2012 |
|
1 |
