| CBT |
CBOT Approved as DCO Approval Process Required Implementing Rules |
10/07/2003 |
Certified |
10/07/2003 |
|
0 |
| CCORP |
CBOT references, Guaranty Fund, clearing members |
03/11/2004 |
Certified |
03/11/2004 |
|
1 |
| CME |
CBOT Rules 10C03, 11D03, 14C03, and 16C03: Settlement procedures during the final month of clearing for CBOT Ethanol Forward Month Swaps, Corn Calendar Swaps, Soybean Calendar Swaps, and Wheat Calendar Swaps |
09/17/2010 |
Certified |
09/17/2010 |
|
1 |
| CBT |
CBOT: EUREX-CCorp Link |
05/14/2004 |
Certified |
05/14/2004 |
|
0 |
| CCD |
CCD amends certain CCD policies and procedures to align with the new role and responsibilities of the Cboe Clear Digital Risk Management Committee and makes certain other updates specifically to the CCD Risk Management Procedures. |
05/14/2024 |
Certified |
05/29/2024 |
|
2 |
| CCD |
CCD is submitting an amendment to the Clearinghouse Risk Management Committee (RiskCo) Charter. |
11/13/2024 |
10 Day Review |
11/13/2024 |
|
1 |
| CCD |
CCD is updating its Margin Model and Stress Scenarios document. |
07/23/2024 |
Certified |
08/06/2024 |
|
2 |
| CCD |
CCD submits amendments to its Rulebook, Operating Agreement, Default Management Plan, and Risk Management Committee Charter to reflect its new legal name taking effect December 1, 2024. |
11/01/2024 |
Certified |
11/18/2024 |
|
1 |
| CCORP |
CCFE as Exchange Market |
11/24/2004 |
Certified |
11/24/2004 |
|
1 |
| CCORP |
CCFE Product rules |
11/24/2004 |
Certified |
11/24/2004 |
|
1 |
| CCORP |
CCORP (BOTCC) Replaces GCC as DCO for ME, ChemConnect, ICE |
10/01/2003 |
Certified |
10/01/2003 |
|
1 |
| CCORP |
CCORP Replaces GCC as DCO |
10/01/2003 |
Certified |
10/01/2003 |
|
0 |
| CCORP |
CCX Options on Sulfur and Nitrogen Financial Instrument Futures |
03/28/2007 |
Certified |
03/28/2007 |
|
1 |
| CCORP |
CCX Sulfur & Nitrogen Financial Futures |
03/21/2005 |
Certified |
03/21/2005 |
|
1 |
| CME |
CDS Clearing Member Obligations and Qualifications; 12-124 |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
| CME |
CDS Guaranty Fund Allocation Amendment; Amendments to Daily Submission Deadline, Holiday Accrual Processing and PAI payment Timeline; 12-062 |
02/28/2012 |
Certified |
03/14/2012 |
|
3 |
| LCHSA |
CDSClear Collateral Deposit cut off times extension |
01/16/2015 |
Certified |
02/02/2015 |
|
2 |
| LCHSA |
CDSClear currently applies an identical rate to cash EUR deposited on both house and client accounts. As from January 2015, CDSClear will apply a different rate to the cash EUR collateral deposited on behalf of clients. |
12/19/2014 |
Certified |
01/05/2015 |
|
1 |
| LCHSA |
CDSClear fee schedule change |
07/30/2014 |
Certified |
08/13/2014 |
|
3 |
| LCHSA |
CDSClear Risk refinements Phase 2 seeks to refine further CDSClear margins while ensuring that LCH.Clearnet risk standards continue to be met. This Submission relates to Lot 1 for which implementation date is expected early August 2015. |
07/21/2015 |
Certified |
08/03/2015 |
|
2 |
| CCORP |
CDX Exchange |
07/28/2004 |
Certified |
07/28/2004 |
|
0 |
| LCHLTD |
Certain references in the Default Rules, which form part of the Rulebook, have been corrected. |
12/12/2016 |
Notified |
12/12/2016 |
|
1 |
| ICLREU2 |
Certification in relation to fees for EMIR customer accounts |
07/23/2015 |
Certified |
08/06/2015 |
|
1 |
| MIAX |
Certification of amendments made to clarify certain default procedures. |
05/06/2015 |
Certified |
05/20/2015 |
|
1 |
| CME |
Certification of Changes to CME Rules 281H.02.A. on Cash Settlement of Cleared OTC U.S. Dollar/Indonesian Rupiah (USD/IDR) Spot, Forwards and Swaps Contracts. |
03/13/2014 |
Certified |
03/28/2014 |
|
1 |
| CME |
Certification of Changes to CME rules on cash settlement of the following Cleared OTC Spot, Forwards and Swaps Contracts: USD/PEN, USD/COP, USD/CLP, USD/BRL and USD/PPH. |
05/30/2014 |
Certified |
06/14/2014 |
|
1 |
| CME |
Certification of Changes to Correct An Error in CME Rule 274H.02.A. Regarding Cash Settlement of Cleared OTC U.S. Dollar/Chilean Peso (Cleared OTC USD/CLP) Spot, Forwards and Swaps Contracts. |
10/30/2013 |
Certified |
11/15/2013 |
|
1 |
| ICE NGX |
Certification of Investment Guidelines |
12/10/2021 |
Certified |
12/27/2021 |
|
2 |
| OCC |
Certification of Proposed Change to Revise The Options Clearing Corporation's Schedule of Fees |
09/28/2021 |
Certified |
10/13/2021 |
|
1 |
| OCC |
Certification of Technical Changes to the By-Laws and Rules of the Options Clearing Corporation |
08/06/2021 |
Certified |
08/20/2021 |
|
2 |
| OCC |
Certification of Updates to the Service Level Agreement Between OCC and CME under the Second Amended and Restated Cross-Margining Agreement |
11/03/2021 |
Certified |
11/18/2021 |
|
2 |
| OCC |
Certification to correct The Options Clearing Corporation's schedule of fees |
11/03/2021 |
Certified |
11/18/2021 |
|
2 |
| NODALCL |
CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Arbitration Rules and Risk Management Framework |
08/10/2021 |
Certified |
08/24/2021 |
|
3 |
| NODALCL |
CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Risk Policies |
08/09/2022 |
Certified |
08/23/2022 |
|
2 |
| NODALCL |
CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Rule 3.23.4, and Adoption of New Nodal Clear Rules 3.24.3, 8.1, 8.2, and 8.3 |
09/02/2016 |
Certified |
09/19/2016 |
|
2 |
| NODALCL |
CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Rules 3.35(g), 3.37.5, 3.37.7, and 3.38.4 |
11/12/2015 |
Certified |
11/27/2015 |
|
2 |
| NODALCL |
CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures |
05/07/2019 |
Certified |
05/21/2019 |
|
2 |
| NODALCL |
CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and ClearingTransaction Fee Schedule |
08/23/2021 |
Certified |
09/07/2021 |
|
2 |
| NODALCL |
CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and ClearingTransaction Fee Schedules for Nodal Exchange Environmental Futures and Options |
05/15/2020 |
Certified |
06/01/2020 |
|
3 |
| NODALCL |
CFTC Regulation 40.6(a) Certification: Various Amendments to Nodal Clear Rules |
03/15/2021 |
Certified |
03/29/2021 |
|
2 |
| NODALCL |
CFTC Regulation 40.6(a) Certification: Various Amendments to Nodal Clear Rules |
09/10/2021 |
Certified |
09/24/2021 |
|
2 |
| NODALCL |
CFTC Regulation 40.6(a) Certification: Various Amendments to Nodal Clear Rules to Address Amendments to Part 39 of the Commission's Regulations |
01/11/2021 |
Certified |
01/26/2021 |
|
3 |
| NODALCL |
CFTC Regulation 40.6(a): Certification: Amendments to the Exchange and Clearing Transaction Fee Schedule for Environmental Futures |
11/11/2019 |
Certified |
11/25/2019 |
|
2 |
| LX |
CFTC Rule 39.3 and 40.5(a) submission regarding transfer of open interest |
08/21/2024 |
Approval Pending (45) |
08/21/2024 |
|
1 |
| LCHLTD |
Chanages to the LCH.Clearnet Ltd Rulebook to clarify language in Procedures Section 6 (Business Continuity), and to remove the EnClear FCM model from the FCM Regulations and FCM Procedures, as this has been discontinued following futurisation of EnClear. |
09/15/2015 |
Certified |
09/29/2015 |
|
1 |
| CME |
Change from SPAN to HVaR methodology for calculating "cash mark-to-market" margin for CME Cleared OTC FX Spot, Forward and Swap Transactions; 12-102 |
03/30/2012 |
Certified |
04/14/2012 |
|
1 |
| MIAX |
Change in defined term relating to Bitnomial Settlement Facility |
03/04/2021 |
Certified |
03/18/2021 |
|
1 |
| CME |
Change in mark to market performance bond for Cleared OTC USD/CLP spot, forward and swap transactions |
10/14/2011 |
Certified |
10/29/2011 |
|
1 |
| NYMEX |
Change in method used to value U.S. Treasuries in fulfillment of performance bond requirements and allowing clearing members to deposit certain types of treasuries and foregin currencies and debt as performance bond. |
01/14/2008 |
Certified |
02/04/2008 |
|
1 |
| NADEX |
Change in Payout Criteria for several contracts |
06/01/2007 |
Certified |
06/01/2007 |
|
1 |
