| LCHLTD |
Changes to certain parameters of the Forexclear service Initial Margin model. |
01/31/2014 |
Certified |
02/15/2014 |
|
1 |
| ICLREU2 |
Changes to Clearing Rules (Part 7 & 8) - EDSP/ERCOT Rule changes |
06/17/2022 |
Certified |
07/01/2022 |
|
2 |
| LCHLTD |
Changes to client fee schedule to reflect fees for multilateral compression facility for clients |
08/19/2016 |
Certified |
09/02/2016 |
|
1 |
| CME |
Changes to CME Rule 820 concerning performance bonds in connection with CME/CBT/NYMEX rulebook harmonization |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
| CME |
Changes to CME's offering for cleared interest rate swaps; 12-204 |
06/15/2012 |
Certified |
06/30/2012 |
|
2 |
| CME |
Changes to Collateral Haircut Model |
07/28/2017 |
Certified |
08/11/2017 |
|
2 |
| MIAX |
Changes to comply with CFTC Part 39 DCO rules effective May 7, 2012. |
04/19/2012 |
Certified |
05/04/2012 |
|
1 |
| ICLREU2 |
Changes to comply with CFTC Reg 39.13(g)(8)(ii) collection of margin by clearing members |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
| ICECC |
Changes to comply with CFTC Reg. 39.13(g)(8)(ii) |
04/23/2012 |
Certified |
05/08/2012 |
|
1 |
| LCHLTD |
Changes to Default Rules affecting Rates and ForexClear services, applying to all Clearing Members. |
12/23/2016 |
Certified |
01/09/2017 |
|
1 |
| LCHLTD |
Changes to default rules re: clearing of futures. |
12/09/2013 |
Certified |
12/24/2013 |
|
1 |
| ICLREU2 |
Changes to Delivery Procedures in conecction with European Emissions phase 4. |
10/30/2020 |
Certified |
11/16/2020 |
|
2 |
| CMECE |
Changes to detail composition of Disciplinary Panel; CMECE 11-397 |
10/27/2011 |
Certified |
11/11/2011 |
|
1 |
| ICLR US |
Changes to disciplinary procedures and open interest reporting rule. |
10/02/2014 |
Certified |
10/17/2014 |
|
2 |
| OCC |
Changes to ensure technical compliance with final CFTC Part 39 regulations |
12/19/2011 |
Certified |
01/05/2012 |
|
2 |
| ICLR US |
Changes to fees on cash and non-cash initial margin and guaranty fund contributions. |
12/23/2019 |
Certified |
01/08/2020 |
|
1 |
| LCHLTD |
Changes to General Regulations and Default Fund Rules to support clearing of the Nodal Exchange |
04/01/2009 |
Certified |
04/16/2009 |
|
1 |
| LCHLTD |
Changes to governing documents as a result of the acquisition by London Stock Exchange Group |
08/01/2013 |
Certified |
08/16/2013 |
|
1 |
| LCHLLC |
Changes to governing documents as a result of the acquisition by London Stock Exchange Group |
08/01/2013 |
Certified |
08/16/2013 |
|
1 |
| ICE NGX |
Changes to how ICE NGX determines a CPs Risk Limit and an initial category on initial margin or "short fall margin". |
05/19/2020 |
Certified |
06/03/2020 |
|
1 |
| NYMEX |
Changes to Incentive Program for OTC Energy Options Products; 12-089 |
03/19/2012 |
Certified |
04/03/2012 |
|
2 |
| CME |
Changes to Interest Rate Swap rule relating to calculation of assessment authority and changes to operational procedures and margin methodology |
07/13/2011 |
Certified |
07/13/2011 |
|
1 |
| CME |
Changes to IRS contracts; 13-315 |
08/09/2013 |
Certified |
08/24/2013 |
|
1 |
| CME |
Changes to IRS Manual of Operations; 12-414. |
11/23/2012 |
Certified |
12/08/2012 |
|
1 |
| CME |
Changes to IRS Manual; 13-313 |
08/12/2013 |
Certified |
08/27/2013 |
|
1 |
| LCHLTD |
Changes to LCH Limited's ("LCH") London Deposit Rate ("LDR"), Client Deposit Rate ("CDR"), FCM London Deposit Rate ("FCM LDR") and RepoClear Deposit Rate ("RDR"). |
01/15/2024 |
Notified |
01/15/2024 |
|
1 |
| LCHLTD |
Changes to LCH Limited's London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate and RepoClear Deposit Rate |
06/19/2023 |
Notified |
06/19/2023 |
|
1 |
| LCHLTD |
Changes to LCH Limited's London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate, and RepoClear Deposit Rate |
07/17/2023 |
Notified |
07/17/2023 |
|
1 |
| LCHLTD |
Changes to LCH Limiteds London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate, and RepoClear Deposit Rate. |
12/15/2023 |
Notified |
12/15/2023 |
|
1 |
| LCHLTD |
Changes to LCH Rulebook to provide for later cutoff times for Clearing Members to post GBP cash or non-cash collateral to the Clearing House. |
10/13/2016 |
Certified |
10/26/2016 |
|
1 |
| LX |
Changes to LedgerX's Operations Manual relating to cybersecurity, records retention, and bitcoin handling. |
12/06/2017 |
Certified |
12/20/2017 |
|
2 |
| LCHLLC |
Changes to membership classifications; creation of OTC Customer Segregated Account; procedures for clearing of new OTC contracts; amending settlement, performance bond, and default procedures |
08/30/2010 |
Certified |
08/30/2010 |
|
1 |
| NYMEX |
Changes to Non-Member Cross-Venue Incentive Program for NYMEX Energy Products, 12-019 |
01/13/2012 |
Certified |
01/31/2012 |
|
2 |
| NYMEX |
Changes to Non-Member Cross-Venue Incentive Program for NYMEX Energy Products; 11-526 |
12/20/2011 |
Withdrawn |
01/05/2012 |
|
3 |
| NYMEX |
Changes to NYMEX Rule 820 concerning performance bonds in connection with CME/CBT/NYMEX rulebook harmonization |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
| NYMEX |
Changes to NYMEX Rule 984 governing Give Up Trades (now entitled Clearing Member Acceptance of Executed Customer Trades) 11-443 |
11/28/2011 |
Certified |
12/13/2011 |
|
1 |
| LCHLTD |
Changes to onboarding process related to the provision of pricing and market data. Claryifing amendments also made. |
05/01/2013 |
Certified |
05/16/2013 |
|
1 |
| MIAX |
Changes to outright margin rates |
02/01/2018 |
Notified |
02/01/2018 |
|
1 |
| MIAX |
Changes to outright margin rates |
06/15/2017 |
Notified |
06/15/2017 |
|
1 |
| OCC |
Changes to Policy Statement re: Back-up Communication Channel to Internet Access; SR-OCC-2013-10 |
07/17/2013 |
Certified |
08/01/2013 |
|
1 |
| ICLREU2 |
Changes to reference Dodd-Frank; clarify FCM Clearing Member arrangements; C11/112 |
11/25/2011 |
Certified |
12/10/2011 |
|
1 |
| ICLR US |
Changes to Risk Management Framework |
12/22/2016 |
Certified |
01/09/2017 |
|
2 |
| ICLR US |
Changes to Risk Management Framework |
02/16/2016 |
Certified |
03/01/2016 |
|
2 |
| CME |
Changes to Rule 957 to specify types of information to be included on customer confirmations for both futures and swaps |
07/06/2011 |
Certified |
07/06/2011 |
|
1 |
| CCH |
Changes to rule governing payments upon an event of default; 2013-4. |
03/13/2013 |
Certified |
03/28/2013 |
|
1 |
| CME |
Changes to rulebook in accordance with CME's status as a "deemed registered" clearing agency under the Exchange Act; 13-001. |
01/03/2013 |
Certified |
01/18/2013 |
|
1 |
| LCHLTD |
Changes to Rulebook Procedures Section 4 - Margin & Collateral, to remove Gold as eligible member collateral and removal of list of accounts for delivery of member margin non-cash collateral for non-FCMs. |
01/06/2015 |
Certified |
01/21/2015 |
|
1 |
| LCHLTD |
Changes to Rules 15 and 19 to support clearing Nodal Exchange transactions |
04/01/2009 |
Certified |
04/16/2009 |
|
1 |
| OCC |
Changes to rules re: clearance of stock loan transactions in Market Loan and Stock Loan programs; proposed changes to clearing agreement between OCC and operator of the Loan Market. |
03/22/2012 |
Certified |
04/06/2012 |
|
1 |
| CME |
Changes to rules related to a recordkeeping provision in accordance with Reg. 1.16(d)(2); 13-073. |
03/06/2013 |
Certified |
03/21/2013 |
|
1 |
