| CME |
Changes to rules related to OTC Derivative Clearing, Interest Rate Derivative Clearing and CDS Clearing conforming to CFTC Regulation 39.12(b)(7) (Time Frame for Clearing). NYMEX rule changes to avoid conflicts with CFTC Regulations 1.73 and 1.74. 12-280 |
09/14/2012 |
Certified |
09/29/2012 |
|
1 |
| LCHLLC |
Changes to rules related to straight-through processing, LSOC, insolvency and initial margin methodology, among other changes. |
05/10/2013 |
Certified |
05/25/2013 |
|
1 |
| LCHLTD |
Changes to rules related to the treatment of trades to be registered for clearing depending upon the execution venue and availability of the required margin. |
08/15/2016 |
Certified |
08/29/2016 |
|
1 |
| CME |
Changes to rules to comply with Part 22 (LSOC); 12-347. |
10/19/2012 |
Certified |
11/03/2012 |
|
1 |
| ICLREU2 |
Changes to SPAN margin methodology |
03/16/2012 |
Certified |
03/31/2012 |
|
1 |
| MIAX |
Changes to spread and margin rates and volatility scan range. |
07/13/2017 |
Notified |
07/13/2017 |
|
1 |
| OCC |
Changes to Stock Loan/Hedge Program and Market Loan Program; SR-OCC-2012-24. |
12/13/2012 |
Withdrawn |
01/09/2013 |
|
1 |
| OCC |
Changes to Stock Loan/Hedge Program and Market Loan Program; SR-OCC-2012-24. |
01/09/2013 |
Certified |
01/25/2013 |
|
1 |
| LCHLTD |
Changes to SwapClear default fund, default management process and membership criteria |
04/16/2012 |
Certified |
05/01/2012 |
|
2 |
| LCHLTD |
Changes to the benchmark currency fixing rate for IDR used by the ForexClear service and the addition of a new rule in respect of the updating of a Settlement Rate Option. |
03/06/2014 |
Certified |
03/21/2014 |
|
1 |
| KCC |
Changes to the By-Laws and conforming amendments; 12-01. |
11/15/2012 |
Certified |
12/01/2012 |
|
1 |
| LCHSA |
Changes to the CDS Clearing Supplement following the introduction of the FCM Clearing Membership. |
12/30/2013 |
Certified |
01/15/2014 |
|
1 |
| CME |
Changes to the CDS Risk Model |
07/18/2014 |
Certified |
09/18/2014 |
|
3 |
| LCHLTD |
Changes to the collateral management processes and the opening hours of the SwapClear service. |
03/25/2014 |
Certified |
04/09/2014 |
|
1 |
| LCHLTD |
Changes to the fees LCH LTD applies in respect of non-cash collateral posted as margin collateral to the Clearing House. |
03/21/2018 |
Certified |
04/04/2018 |
|
1 |
| LCHLTD |
Changes to the ForexClear service Reference Data Sections of the Rulebook and Procedures. |
04/02/2014 |
Certified |
04/17/2014 |
|
1 |
| ICLR US |
Changes to the ICUS By-Laws and Rules to restructure and clarify both documents. |
04/07/2017 |
Certified |
04/21/2017 |
|
2 |
| LCHLTD |
Changes to the LCH Limited's London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate and RepoClear Deposit Rate |
05/15/2023 |
Notified |
05/15/2023 |
|
1 |
| LCHLTD |
Changes to the LCH Limited's London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate and RepoClear Deposit Rate. |
04/18/2023 |
Notified |
04/18/2023 |
|
1 |
| LCHLTD |
Changes to the LCH LTD London Deposit Rate ("LDR") applied to cash balances held on SwapClear and ForexClear services clearing member accounts. |
07/24/2017 |
Notified |
07/24/2017 |
|
1 |
| LCHLTD |
Changes to the LCH Margin Collateral Haircut Schedule |
11/21/2016 |
Withdrawn |
11/29/2016 |
|
2 |
| LCHLTD |
Changes to the LCH Rulebook in relation to the ForexClear service to remove EMTA Template table extracts from the Rulebook and replace with website links. |
02/11/2016 |
Certified |
02/26/2016 |
|
1 |
| LCHLTD |
Changes to the LCH Rulebook to allow the ForexClear service to accept for clearing NDFs with a minimum maturity of two business days. |
03/31/2017 |
Certified |
04/14/2017 |
|
1 |
| LCHLTD |
Changes to the LCH Rulebook to include language with respect to the London Deposit Rate ("LDR") and Client Deposit Rate ("CDR")which is paid by LCH on credit cash balances on Clearing Member and Client accounts respectively. |
06/27/2016 |
Certified |
07/12/2016 |
|
1 |
| LCHLTD |
Changes to the LCH.Clearnet LTD Haircut Schedule for Acceptable Collateral. |
09/04/2014 |
Certified |
09/18/2014 |
|
2 |
| CME |
Changes to the liquidity/concentration factor of CME's margin methodology for CDS; 12-384R. |
11/30/2012 |
Certified |
09/16/2013 |
|
1 |
| LCHLTD |
Changes to the LTD Rulebook to provide for the offering of both omnibus and individually segregated accounts at the CSD as required by the EU CSD Regulation and the introduction of fee structure for such accounts. |
11/02/2018 |
Certified |
11/16/2018 |
|
1 |
| CME |
Changes to the margin model for interest rate swaps ("IRS") relating to Singapore Dollar ("SGD") IRS; CME No. 13-360 |
09/05/2013 |
Certified |
09/20/2013 |
|
1 |
| LCHLLC |
Changes to the Portfolio Transfer Process. |
06/05/2013 |
Certified |
06/20/2013 |
|
1 |
| LCHLTD |
Changes to the Rulebook Procedures Section 4 and FCM Procedures in relation to collateral arrangements, acceptance and settlement,as well as a small number of clarifying amendments. |
02/28/2014 |
Certified |
03/15/2014 |
|
1 |
| LCHLTD |
Changes to the rulebook to remove Hong Kong payments section and other administrative changes. |
06/06/2019 |
Certified |
06/20/2019 |
|
1 |
| LCHLTD |
Changes to the SwapClear initial margin methodology. |
01/22/2013 |
Certified |
02/06/2013 |
|
1 |
| LCHLTD |
Changes to the SwapClear service amending its product eligibility criteria to allowfor acceptance of swaps with stub periods at both the start and the end of a contract. |
10/31/2013 |
Certified |
11/16/2013 |
|
1 |
| LCHLLC |
Changes to the SwapClear service amending its product eligibility criteria to allowfor acceptance of swaps with stub periods at both the start and the end of a contract. |
10/31/2013 |
Certified |
11/16/2013 |
|
1 |
| CME |
Changes to value-date conventions for non-USD variation margin for interest rate swaps; 12-297. |
09/26/2012 |
Certified |
10/12/2012 |
|
1 |
| LCHSA |
Changes to: 1) global netting of House Termination Amounts; 2) disclosure of confidential information; 3) clarification of certain definitions; 4) allowable methods for transfer of collateral; 5) conforming changes re: reporting flow for SDRs. |
03/03/2014 |
Certified |
03/18/2014 |
|
1 |
| CCH |
Changing entity name from "Cantor Clearinghouse, L.P." to "CX Clearinghouse, L.P." |
02/16/2018 |
Certified |
03/05/2018 |
|
2 |
| MIAX |
Chapter 21 Amendments |
02/10/2023 |
Certified |
02/27/2023 |
|
1 |
| MIAX |
Chapter 21 Rulebook Amendments - Lien on Collateral Rule |
02/15/2023 |
Certified |
03/02/2023 |
|
1 |
| CME |
Chapter 8F rules governing the clearing and settlement of OTC derivatives deemed eligible for clearing including credit default swaps |
12/19/2008 |
Certified |
12/22/2008 |
|
1 |
| CME |
Chapter 9 Clearing |
11/27/2006 |
Certified |
12/04/2006 |
|
1 |
| CME |
Chapters 7 and 8 Clearing et al. |
03/22/2006 |
Certified |
03/22/2006 |
|
1 |
| CCORP |
ChemConnect Ethane and Propane Forwards |
08/28/2006 |
Certified |
08/29/2006 |
|
1 |
| LCHLLC |
Circular - Changes to fee structure for the LCH.Clearnet LLC SwapClear US service |
01/20/2016 |
Certified |
02/03/2016 |
|
1 |
| ICLREU2 |
Circular confirming the continuation of certain fee arrangements; Circular 12/120. |
10/18/2012 |
Certified |
11/02/2012 |
|
1 |
| ICLREU2 |
Circular on Interpretation of References to EU Legislation in the Clearing Rules at the end of the Brexit transition period. |
12/11/2020 |
Certified |
12/28/2020 |
|
2 |
| ICLREU2 |
Circular related to compliance with SDR requirements for off-facility CDS Clearing-Related Swaps. |
05/16/2013 |
Certified |
06/01/2013 |
|
1 |
| ICLREU2 |
Circular related to the planned conversion of certain open interest in OTC energy contracts to futures contracts listed on ICE Futures U.S. Inc. or ICE Futures Europe Limited, as applicable. |
09/17/2012 |
Certified |
10/02/2012 |
|
1 |
| LCHLTD |
Circular Self Certification - describing operating procedures for Good Friday and Easter Monday |
03/07/2016 |
Certified |
03/21/2016 |
|
1 |
| LCHLTD |
Circular to FCM SwapClear, ForexClear, and EnClear Clearing Members clarifying how FCM Clearing Member requests for the return of excess amounts will be treated where the request does not specify whether the FCM clearing member seeks the return of Unal |
11/12/2013 |
Certified |
11/27/2013 |
|
1 |
