CME |
Clearing Member Approval |
11/30/2001 |
Certified |
11/30/2001 |
|
0 |
ICLR US |
Clearing Member Eligibility Requirements |
02/20/2001 |
Certified |
02/20/2001 |
|
0 |
ICLR US |
Clearing Member Loans |
04/06/2006 |
Certified |
04/06/2006 |
|
1 |
NODALCL |
Clearing Member may be suspended for insolvency or failure to comply with membership qualifications. |
05/15/2018 |
Certified |
05/30/2018 |
|
2 |
CME |
Clearing Member Net Capital |
09/05/2003 |
Certified |
09/05/2003 |
|
1 |
MGEX |
Clearing Member Parent Guarantee Requirement; Committees |
04/11/2024 |
Certified |
04/25/2024 |
|
1 |
KCC |
Clearing member risk management policies and procedures, failure to comply with participation requirements, offset of economically equivalent swaps, and swap clearing procedures. |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
ICE NGX |
Clearing member risk management policies and risk limits |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
NYMEX |
Clearing members prohibited from making cash disbursements to customers; additional ATM machines installed for cash access for customers |
07/25/2007 |
Certified |
08/03/2007 |
|
1 |
CME |
Clearing Membership |
11/30/2001 |
Certified |
11/30/2001 |
|
0 |
CME |
Clearing Membership Assignment Requirements |
04/23/2003 |
Certified |
04/23/2003 |
|
0 |
CME |
Clearing Membership Requirements |
03/15/2001 |
Certified |
03/15/2001 |
|
0 |
LCHSA |
Clearing Notices linked to management systems change and related amendments to CDS Clearing Rules |
11/19/2014 |
Certified |
12/04/2014 |
|
1 |
ICLREU2 |
Clearing of additonal OTC contracts |
11/17/2011 |
Certified |
12/03/2011 |
|
1 |
OCC |
Clearing of Real Estate Index Futures listed on CBOE Futures Exchange |
07/19/2011 |
Certified |
08/03/2011 |
|
1 |
OCC |
Clearing of USFE FX Contracts |
09/20/2005 |
Certified |
09/20/2005 |
|
0 |
CCORP |
Clearing of USFE FX Contracts |
09/20/2005 |
Certified |
09/20/2005 |
|
1 |
LCHLTD |
Client Clearing Fee waiver program for the ForexClear service is being extended and expanded. |
04/29/2015 |
Certified |
05/13/2015 |
|
1 |
OCC |
Close out netting |
05/15/2007 |
Certified |
06/01/2007 |
|
1 |
ICLR US |
Closing Out Positions of Expelled or Suspended Clearing Members |
02/24/2003 |
Certified |
02/24/2003 |
|
0 |
LCHLTD |
Closure of the NLX platform, removing restrictions on clearing STM contracts in Japan and conforming changes to the rulebook |
05/23/2017 |
Certified |
06/06/2017 |
|
1 |
ICLR US |
CLS System |
07/13/2006 |
Certified |
07/13/2006 |
|
0 |
CME |
CME 06-103 Clearing CBOT Ethanol Fowards and Swaps |
11/27/2006 |
Certified |
12/04/2006 |
|
1 |
CME |
CME Cleared Credit Default Swaps; establish separate guaranty fund, limited-recourse structure |
07/15/2011 |
Certified |
07/15/2011 |
|
1 |
CME |
CME Clearing Advisory Notice for Performance Bond Collateral Categorization Changes |
02/05/2016 |
Certified |
02/22/2016 |
|
1 |
CME |
CME Clearing Advisory Notices Aligning Performance Bond and Guaranty Fund Collateral Acceptance with CFTC Regulation 39.33 Requirements. CME #14-114 |
03/28/2014 |
Certified |
04/12/2014 |
|
1 |
NYMEX |
CME GLOBEX Prices Incorporated into settlement prices |
09/01/2006 |
Certified |
09/01/2006 |
|
1 |
CME |
CME OTC FX Fee Waiver Program, 12-027 |
01/17/2012 |
Certified |
02/01/2012 |
|
1 |
CME |
CME Rule 8F04 (OTC Clearing Member Obligations and Qualifications); Amendments to comply with 39.12(a)(2)(iii); 12-097 |
03/28/2012 |
Certified |
04/12/2012 |
|
1 |
CME |
CME Rulebook Chapter 8F amended in part to accomodate clearing services for Eris Exchange, LLC (exempt board of trade) |
07/22/2010 |
Certified |
07/22/2010 |
|
1 |
CME |
CME Weekly Notification |
03/14/2012 |
Certified |
03/14/2012 |
|
1 |
CME |
CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities |
04/01/2011 |
Certified |
04/01/2011 |
|
1 |
CBT |
CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities |
04/01/2011 |
Certified |
04/01/2011 |
|
1 |
NYMEX |
CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities |
04/01/2011 |
Certified |
04/01/2011 |
|
1 |
CBT |
CME, CBOT and NYMEX are adopting rules to implement substantive requirements for the pre-bankruptcy treatment of customer "cleared OTC derivatives" |
10/01/2010 |
Certified |
10/01/2010 |
|
1 |
NYMEX |
CME, CBOT and NYMEX are adopting rules to implement substantive requirements for the pre-bankruptcy treatment of customer "cleared OTC derivatives" |
10/01/2010 |
Certified |
10/01/2010 |
|
1 |
CME |
CME, CBOT and NYMEX are adopting rules to implement substantive requirements for the pre-bankruptcy treatment of customer "cleared OTC derivatives" |
10/01/2010 |
Certified |
10/01/2010 |
|
1 |
CME |
CME/CBOT/NYMEX rule amendments incorporating LSOC regulations; 12-240 |
07/17/2012 |
Certified |
08/01/2012 |
|
1 |
CME |
CME/CBOT/NYMEX rule amendments to clarify that CME Clearing's lien on collateral held by the clearing house includes both property of clearing members and customer performance bond; 12-241 |
07/17/2012 |
Certified |
08/01/2012 |
|
1 |
OCC |
CMTA Facility |
10/10/2003 |
Certified |
10/10/2003 |
|
1 |
NYMEX |
Coal Incentive Program, 12-020 |
01/13/2012 |
Certified |
01/31/2012 |
|
1 |
MGEX |
Codify roles of Chief Regulatory Officer, Chief Compliance Officer and Chief Risk Officer |
05/11/2012 |
Certified |
05/26/2012 |
|
1 |
ICLR US |
Collateral Fee Changes |
01/03/2017 |
Certified |
01/18/2017 |
|
1 |
CME |
Collateral Limit Exemption for Clearing Members and Qualifying Non-Financial Customers |
09/23/2014 |
Certified |
10/07/2014 |
|
2 |
CME |
Collateral Management Program |
05/11/2004 |
Certified |
05/11/2004 |
|
0 |
LCHLTD |
Collateral Rules |
11/08/2002 |
Certified |
11/08/2002 |
|
0 |
NYMEX |
COMEX Settlement Rules and ByLaws |
11/20/2006 |
Certified |
11/20/2006 |
|
1 |
NYMEX |
COMEX/NYMEX Metals cleared GLOBEX |
11/20/2006 |
Certified |
12/18/2006 |
|
1 |
ICLR US |
Committees; Guaranty Fund |
08/16/2001 |
Certified |
08/20/2001 |
|
0 |
LX |
Compliance Manual Amendments |
10/27/2021 |
Certified |
11/10/2021 |
|
3 |