LX |
Compliance Manual Version Control |
10/22/2021 |
Notified |
10/22/2021 |
|
3 |
NADEX |
Composition of Board |
03/13/2006 |
Certified |
03/22/2006 |
|
1 |
CBT |
Comprehensive Update of Chapter 2 Membership Requirements |
09/28/2006 |
Certified |
09/29/2006 |
|
1 |
OCC |
Confidentiality Policy |
06/02/2003 |
Certified |
06/02/2003 |
|
0 |
CBT |
Conflicts of Interest |
12/20/2001 |
Certified |
12/20/2001 |
|
0 |
CBT |
Conforming amendments to existing rules to allow for clearing of over-the-counter interest rate swaps |
10/14/2010 |
Certified |
10/14/2010 |
|
1 |
NYMEX |
Conforming amendments to existing rules to allow for clearing of over-the-counter interest rate swaps |
10/14/2010 |
Certified |
10/14/2010 |
|
1 |
CME |
Conforming change to IRS Termination Event. |
12/31/2013 |
Certified |
01/16/2014 |
|
1 |
LCHLTD |
Conforming change to the FCM Procedures |
07/29/2019 |
Notified |
07/29/2019 |
|
1 |
ICE NGX |
Consolidate the concepts and procedures, including ICE NGX's discretionary authority, in a Default or Event of Default that are currently applicable to specific types of products. |
03/05/2024 |
Certified |
03/19/2024 |
|
1 |
NYMEX |
Consolidation of NYMEX & COMEX Clearing |
05/14/2003 |
Certified |
05/14/2003 |
|
0 |
NYMEX |
Consolidation of NYMEX/COMEX Membership Rules |
10/31/2005 |
Certified |
10/31/2005 |
|
1 |
CME |
Contract specifications and market information relating to the listing of ten new wet tanker freight forward contracts on CME ClearPort for clearing only. |
06/01/2010 |
Certified |
06/10/2010 |
|
1 |
ICE NGX |
Contracting Party Information Updates |
09/21/2022 |
Certified |
10/05/2022 |
|
2 |
OCC |
Correcting a previous rule filing (SR-OCC-2012-10) to properly reflect the deletion of Rule 614 and the termination of OCC's pledge program; SR-OCC-2012-13. |
08/29/2012 |
Certified |
09/14/2012 |
|
1 |
LCHLTD |
Correcting the maximum notional for JPY, correcting a typographical error and removing of ZAR basis swaps as an eligible product |
05/22/2020 |
Notified |
05/22/2020 |
|
1 |
LCHLTD |
Correction of an error in the provisions governing the way in which variation margin is characterised. The current drafting erroneously treats variation margin as collateral, this rule change corrects the treatment to be that of a settlement payment. |
02/26/2015 |
Certified |
03/12/2015 |
|
1 |
LCHLTD |
Correction of cross-references relating to the LCH Limited Prescribed Language in the relevant part of the rulebook. |
03/01/2019 |
Notified |
03/01/2019 |
|
1 |
OCC |
Correction of Post Submission Errors |
10/26/2005 |
Certified |
10/26/2005 |
|
0 |
MGEX |
Correction of Rule cross-reference error |
01/10/2022 |
Notified |
01/10/2022 |
|
1 |
ICLREU2 |
Correction to Platts Crude oil reference price |
12/22/2011 |
Certified |
01/10/2012 |
|
1 |
LCHLTD |
Correction to SwapClear opening hours and support for additional financial centres |
08/19/2016 |
Certified |
09/02/2016 |
|
1 |
ICE NGX |
Corrections to Sections 4.7 and 8.4(g) of the Contracting Party Agreement. # 2014-02. |
04/10/2014 |
Certified |
04/25/2014 |
|
1 |
LCHLTD |
Corrections to the Clearing House procedures allowing delivery of precious metals as margin collateral. |
07/24/2012 |
Certified |
08/08/2012 |
|
1 |
ICE NGX |
CPA & RMF Amendments re Same-Day Guarantee Fund and Change in Escrow Agent |
11/30/2022 |
Certified |
12/14/2022 |
|
3 |
ICE NGX |
CPA Amendments - Omnibus |
06/21/2023 |
Certified |
07/06/2023 |
|
1 |
ICE NGX |
CPA Amendments - Omnibus et al |
04/05/2024 |
Certified |
04/19/2024 |
|
1 |
ICE NGX |
CPA Amendments - Schedule C, Definitions, Various Clean-Up |
07/08/2022 |
Certified |
07/22/2022 |
|
1 |
ICE NGX |
CPA Amendments regarding invoicing and defaults. |
12/16/2022 |
Certified |
01/03/2023 |
|
1 |
ICE NGX |
CPA Amendments regarding Settlement Processing |
06/20/2023 |
Certified |
07/05/2023 |
|
1 |
ICE NGX |
CPA amendments relating to Deposit Agreement. |
02/23/2024 |
Certified |
03/08/2024 |
|
1 |
ICE NGX |
CPA Amendments with respect to White River Hub |
02/23/2024 |
Certified |
03/08/2024 |
|
1 |
ICE NGX |
CPA, DMP and RMF amendments regarding new environmental products. |
02/15/2024 |
Certified |
03/01/2024 |
|
2 |
NADEX |
Create CCO title and amend rulebook to reflect office and duties of CCO. |
11/18/2011 |
Certified |
12/06/2011 |
|
1 |
CME |
Cross-Margining Program |
11/19/2003 |
Certified |
11/19/2003 |
|
0 |
CME |
Cross-Margining Program with the Government Securities Clearing Corporation |
07/30/2001 |
Certified |
07/30/2001 |
|
0 |
NYMEX |
Cross-Venue Futures Options Energy Incentive Program; 11-487 |
12/08/2011 |
Certified |
12/23/2011 |
|
2 |
ICE NGX |
Crude Oil Incentive Program |
05/16/2012 |
Certified |
06/01/2012 |
|
1 |
ICECC |
Customer Related Collateral Liquidity |
02/20/2012 |
Certified |
03/06/2012 |
|
1 |
CME |
Daily segregation reporting requirement for FCM Clearing Members pursuant to CME/CBOT/NYMEX Rule 970.D; 12-112 |
04/11/2012 |
Certified |
04/26/2012 |
|
1 |
CBT |
Daily segregation reporting requirement for FCM Clearing Members pursuant to CME/CBOT/NYMEX Rule 970.D; 12-112 |
04/11/2012 |
Certified |
04/26/2012 |
|
1 |
NYMEX |
Daily segregation reporting requirement for FCM Clearing Members pursuant to CME/CBOT/NYMEX Rule 970.D; 12-112 |
04/11/2012 |
Certified |
04/26/2012 |
|
1 |
NADEX |
DCO Application, Staff Memo, Order |
02/18/2004 |
Certified |
02/18/2004 |
|
0 |
LX |
DCO Rulebook Amendments |
08/04/2022 |
Certified |
08/18/2022 |
|
2 |
NYMEX |
De-listing by DME of the Brent-Oman and WTI-Oman Financial Spreads. |
02/28/2008 |
Certified |
03/05/2008 |
|
1 |
CME |
Decommission of the Manual of Operations for CME Cleared Interest Rate Swaps |
12/12/2017 |
Certified |
12/27/2017 |
|
1 |
ICE NGX |
Decrease in clearing transaction fee per barrel for crude oil at Canadian delivery points |
08/04/2011 |
Certified |
08/19/2011 |
|
1 |
ICLR US |
Default Fund Rule Amendment Approved |
08/20/2002 |
Approved |
08/20/2002 |
|
0 |
NYMEX |
Default Rules |
07/15/2002 |
Certified |
07/15/2002 |
|
0 |
OCC |
Default: Liens on Clearing Member Accounts |
12/16/2004 |
Certified |
12/16/2005 |
|
0 |