Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LX Compliance Manual Version Control 10/22/2021 Notified 10/22/2021 3
NADEX Composition of Board 03/13/2006 Certified 03/22/2006 1
CBT Comprehensive Update of Chapter 2 Membership Requirements 09/28/2006 Certified 09/29/2006 1
OCC Confidentiality Policy 06/02/2003 Certified 06/02/2003 0
CBT Conflicts of Interest 12/20/2001 Certified 12/20/2001 0
CBT Conforming amendments to existing rules to allow for clearing of over-the-counter interest rate swaps 10/14/2010 Certified 10/14/2010 1
NYMEX Conforming amendments to existing rules to allow for clearing of over-the-counter interest rate swaps 10/14/2010 Certified 10/14/2010 1
CME Conforming change to IRS Termination Event. 12/31/2013 Certified 01/16/2014 1
LCHLTD Conforming change to the FCM Procedures 07/29/2019 Notified 07/29/2019 1
ICE NGX Consolidate the concepts and procedures, including ICE NGX's discretionary authority, in a Default or Event of Default that are currently applicable to specific types of products. 03/05/2024 Certified 03/19/2024 1
NYMEX Consolidation of NYMEX & COMEX Clearing 05/14/2003 Certified 05/14/2003 0
NYMEX Consolidation of NYMEX/COMEX Membership Rules 10/31/2005 Certified 10/31/2005 1
CME Contract specifications and market information relating to the listing of ten new wet tanker freight forward contracts on CME ClearPort for clearing only. 06/01/2010 Certified 06/10/2010 1
ICE NGX Contracting Party Information Updates 09/21/2022 Certified 10/05/2022 2
OCC Correcting a previous rule filing (SR-OCC-2012-10) to properly reflect the deletion of Rule 614 and the termination of OCC's pledge program; SR-OCC-2012-13. 08/29/2012 Certified 09/14/2012 1
LCHLTD Correcting the maximum notional for JPY, correcting a typographical error and removing of ZAR basis swaps as an eligible product 05/22/2020 Notified 05/22/2020 1
LCHLTD Correction of an error in the provisions governing the way in which variation margin is characterised. The current drafting erroneously treats variation margin as collateral, this rule change corrects the treatment to be that of a settlement payment. 02/26/2015 Certified 03/12/2015 1
LCHLTD Correction of cross-references relating to the LCH Limited Prescribed Language in the relevant part of the rulebook. 03/01/2019 Notified 03/01/2019 1
OCC Correction of Post Submission Errors 10/26/2005 Certified 10/26/2005 0
MGEX Correction of Rule cross-reference error 01/10/2022 Notified 01/10/2022 1
ICLREU2 Correction to Platts Crude oil reference price 12/22/2011 Certified 01/10/2012 1
LCHLTD Correction to SwapClear opening hours and support for additional financial centres 08/19/2016 Certified 09/02/2016 1
ICE NGX Corrections to Sections 4.7 and 8.4(g) of the Contracting Party Agreement. # 2014-02. 04/10/2014 Certified 04/25/2014 1
LCHLTD Corrections to the Clearing House procedures allowing delivery of precious metals as margin collateral. 07/24/2012 Certified 08/08/2012 1
ICE NGX CPA & RMF Amendments re Same-Day Guarantee Fund and Change in Escrow Agent 11/30/2022 Certified 12/14/2022 3
ICE NGX CPA Amendments - Omnibus 06/21/2023 Certified 07/06/2023 1
ICE NGX CPA Amendments - Omnibus et al 04/05/2024 Certified 04/19/2024 1
ICE NGX CPA Amendments - Schedule C, Definitions, Various Clean-Up 07/08/2022 Certified 07/22/2022 1
ICE NGX CPA Amendments regarding invoicing and defaults. 12/16/2022 Certified 01/03/2023 1
ICE NGX CPA Amendments regarding Settlement Processing 06/20/2023 Certified 07/05/2023 1
ICE NGX CPA amendments relating to Deposit Agreement. 02/23/2024 Certified 03/08/2024 1
ICE NGX CPA Amendments with respect to White River Hub 02/23/2024 Certified 03/08/2024 1
ICE NGX CPA, DMP and RMF amendments regarding new environmental products. 02/15/2024 Certified 03/01/2024 2
NADEX Create CCO title and amend rulebook to reflect office and duties of CCO. 11/18/2011 Certified 12/06/2011 1
CME Cross-Margining Program 11/19/2003 Certified 11/19/2003 0
CME Cross-Margining Program with the Government Securities Clearing Corporation 07/30/2001 Certified 07/30/2001 0
NYMEX Cross-Venue Futures Options Energy Incentive Program; 11-487 12/08/2011 Certified 12/23/2011 2
ICE NGX Crude Oil Incentive Program 05/16/2012 Certified 06/01/2012 1
ICECC Customer Related Collateral Liquidity 02/20/2012 Certified 03/06/2012 1
CME Daily segregation reporting requirement for FCM Clearing Members pursuant to CME/CBOT/NYMEX Rule 970.D; 12-112 04/11/2012 Certified 04/26/2012 1
CBT Daily segregation reporting requirement for FCM Clearing Members pursuant to CME/CBOT/NYMEX Rule 970.D; 12-112 04/11/2012 Certified 04/26/2012 1
NYMEX Daily segregation reporting requirement for FCM Clearing Members pursuant to CME/CBOT/NYMEX Rule 970.D; 12-112 04/11/2012 Certified 04/26/2012 1
NADEX DCO Application, Staff Memo, Order 02/18/2004 Certified 02/18/2004 0
LX DCO Rulebook Amendments 08/04/2022 Certified 08/18/2022 2
NYMEX De-listing by DME of the Brent-Oman and WTI-Oman Financial Spreads. 02/28/2008 Certified 03/05/2008 1
CME Decommission of the Manual of Operations for CME Cleared Interest Rate Swaps 12/12/2017 Certified 12/27/2017 1
ICE NGX Decrease in clearing transaction fee per barrel for crude oil at Canadian delivery points 08/04/2011 Certified 08/19/2011 1
ICLR US Default Fund Rule Amendment Approved 08/20/2002 Approved 08/20/2002 0
NYMEX Default Rules 07/15/2002 Certified 07/15/2002 0
OCC Default: Liens on Clearing Member Accounts 12/16/2004 Certified 12/16/2005 0