| NYMEX |
Diverse Trading Non-Member International Commercial Firms Energy Incentive Program; 12-162 |
06/12/2012 |
Certified |
06/27/2012 |
|
2 |
| CBT |
E-CBOT Clearing |
10/31/2003 |
Certified |
10/31/2003 |
|
1 |
| NYMEX |
Eleven new option contracts on Natural Gas Basis locations which are EOOs will be submitted for clearing on CME ClearPort. |
07/29/2009 |
Certified |
08/11/2009 |
|
1 |
| OCC |
Eliminate fees for three brochures; SR-OCC-2012-09 |
06/28/2012 |
Certified |
07/14/2012 |
|
1 |
| NYMEX |
Eliminates OTC Reference |
01/22/2003 |
Certified |
01/22/2003 |
|
0 |
| OCC |
Elimination or reduction of fees to clearing members for theoretical profit and loss values |
09/18/2007 |
Certified |
09/19/2007 |
|
1 |
| ICLR US |
Emergency Action Re: MF Global |
11/01/2011 |
Certified |
11/17/2011 |
|
1 |
| NADEX |
Emergency Action: Closing Silver and Copper Daily and Weekly Contracts and Not Listing Silver and Copper Intraday Contracts on 5/28/13, Cancelling Certain Open Positions in the Silver and Copper Contracts, Amending Rulebook for Reuter's Scaling Change. |
05/28/2013 |
Certified |
06/11/2013 |
|
1 |
| CME |
Emergency actions taken as a result of Hurricane Sandy; 12-363. |
10/29/2012 |
Certified |
10/29/2012 |
|
1 |
| CME |
Emergency actions taken as a result of Hurricane Sandy; 12-370. |
10/31/2012 |
Certified |
10/31/2012 |
|
1 |
| LX |
Emergency filing - BitGo Please note - Implementation date is hard coded. This is an emergency filing that will go into effect today, March 16, 2020. |
03/16/2020 |
Certified |
03/30/2020 |
|
2 |
| LCHLLC |
Emergency rule certification to extend the SwapClear Tolerance to 7pm on each Business Day. |
11/05/2013 |
Certified |
11/21/2013 |
|
1 |
| LCHLTD |
Emergency rule certification to extend the SwapClear Tolerance to 7pm on each Business Day. |
11/05/2013 |
Certified |
11/21/2013 |
|
1 |
| LCHLLC |
Emergency rule certification to provide for a post-registration margin determination for trades below block size. |
11/07/2013 |
Certified |
11/23/2013 |
|
1 |
| LCHLTD |
Emergency rule certification to provide for a post-registration margin determination for trades below block size. |
11/07/2013 |
Certified |
11/23/2013 |
|
1 |
| LCHLTD |
Enable multiple Client "C" accounts to be created by Clearing Members to enable them to segregate their business ahead of the introduction of EMIR ISA and OSA accounts. |
02/04/2014 |
Certified |
02/20/2014 |
|
1 |
| LCHLTD |
EnClear Natural Gas |
09/12/2002 |
Certified |
09/12/2002 |
|
0 |
| LCHLTD |
Endex Clearing (Dutch Electricity) |
12/16/2002 |
Certified |
12/16/2002 |
|
0 |
| NYMEX |
Energy Products Cross-Venue Incentive Program |
12/20/2011 |
Withdrawn |
01/05/2012 |
|
3 |
| NYMEX |
Energy Products Cross-Venue Incentive Program, 12-015 |
01/13/2012 |
Certified |
01/31/2012 |
|
2 |
| CME |
Enhancements to CDS Risk Model |
10/23/2014 |
Certified |
12/22/2014 |
|
2 |
| ICECC |
Enhancements to margin methodology ("Decomp Model") |
11/25/2011 |
Certified |
12/10/2011 |
|
1 |
| CME |
Enhancements to the Margin Model for Interest Rate Swaps and Commingled Contracts. |
08/01/2019 |
Certified |
08/15/2019 |
|
2 |
| CME |
Equity Index Performance Bonds |
02/02/2004 |
Certified |
02/02/2004 |
|
0 |
| CCD |
Eris Clearing is submitting amendments to its limited liability company agreement to conform to governance changes following acquisition of the ErisX group of companies by Cboe Digital Holdings, LLC, which is anticipated to occur by June 30, 2022. |
01/17/2022 |
Certified |
01/31/2022 |
|
1 |
| OCC |
Establishment of a program with ICE Clear for the cross-margining of certain securities options contracts with futures and options cleared by ICE Clear |
12/12/2007 |
Certified |
12/28/2007 |
|
1 |
| NADEX |
Establishment of Demo Account Conversion Program to encourage demo account users to consider opening, funding and trading a live Nadex account. |
11/23/2012 |
Certified |
12/08/2012 |
|
1 |
| CME |
Establishment of settlement arrangements between CME and the New York Branch of the Bank of China Limited; 12-362. |
10/29/2012 |
Certified |
12/24/2012 |
|
1 |
| CBT |
Ethanol Swaps |
11/09/2006 |
Certified |
11/13/2006 |
|
1 |
| EUREX |
Eurex Clearing Circular 018-16 Amendments |
03/11/2016 |
Certified |
03/25/2016 |
|
2 |
| EUREX |
Eurex Clearing Circular 041/16 Amendments. The implementation dates are April 20, 2016, May 2, 2016, May 9, 2016, May 23, 2016. |
04/01/2016 |
Certified |
04/15/2016 |
|
2 |
| EUREX |
Eurex Clearing Circular 042-16 Amendments. Implementation dates are May 12, 2016, June 1, 2016, and July 1, 2016. |
04/01/2016 |
Certified |
04/15/2016 |
|
2 |
| EUREX |
Eurex Clearing Circular 055-16 Amendments. Implementation dates are May 6, 2016, May 11, 2016, and June 6, 2016. |
04/22/2016 |
Certified |
05/06/2016 |
|
2 |
| CCORP |
EUREX Currencies & OTC Treasuries |
01/11/2006 |
Certified |
12/25/2006 |
|
0 |
| CCORP |
Eurex Futures CME/CBOT and CME/ICE Merger Binary Event Futures |
04/18/2007 |
Certified |
04/18/2007 |
|
1 |
| CCORP |
Eurex Phase I Memorandum and Order |
10/21/2004 |
Certified |
10/29/2004 |
|
1 |
| NYMEX |
European and Asian OTC Cleared Petroleum Products Incentive Program; 11-400 |
12/20/2011 |
Withdrawn |
01/05/2012 |
|
3 |
| NYMEX |
European Incentive Program for OTC Energy Products |
10/31/2011 |
Certified |
11/16/2011 |
|
2 |
| NYMEX |
European Union Allowance and Certified Commission Production futures and spread contracts Market Making program; 12-210 |
06/18/2012 |
Certified |
07/03/2012 |
|
1 |
| MGEX |
Exchange Regulatory Fee |
01/31/2001 |
Certified |
01/31/2001 |
|
0 |
| OCC |
Exercise Notices |
07/02/2002 |
Certified |
07/02/2002 |
|
0 |
| CME |
Exercise of CME/CBOT/NYMEX emergency authority re: MF Global |
11/01/2011 |
Certified |
11/17/2011 |
|
1 |
| CME |
Expansion of acceptable performance bond deposits in Rule 930.C; expansion of clearing member reporting requirements relating to customer funds in Rule 971; 12-178 |
05/30/2012 |
Certified |
06/13/2012 |
|
1 |
| CME |
Expansion of anti-money laundering rule to include economic sanctions compliance; 12-094 |
03/26/2012 |
Certified |
04/10/2012 |
|
1 |
| CBT |
Expansion of anti-money laundering rule to include economic sanctions compliance; 12-094 |
03/26/2012 |
Certified |
04/10/2012 |
|
1 |
| NYMEX |
Expansion of anti-money laundering rule to include economic sanctions compliance; 12-094 |
03/26/2012 |
Certified |
04/10/2012 |
|
1 |
| CME |
Expansion of Clearing of Certain OTC Interest Rate Swap Products Denominated in Australian Dollars, Canadian Dollars, British Pound Sterling and Japanese Yen. |
03/24/2021 |
Certified |
04/07/2021 |
|
1 |
| CME |
Expansion of Clearing of Certain OTC Interest Rate Swap Products Denominated in U.S. Dollars Referencing Effective Federal Funds Rate and Secured Overnight Financing Rate to 51 Years |
07/23/2020 |
Withdrawn |
08/04/2020 |
|
1 |
| CME |
Expansion of Clearing of Certain OTC Interest Rate Swap Products Denominated in U.S. Dollars Referencing Effective Federal Funds Rate and Secured Overnight Financing Rate to 51 Years. |
08/19/2020 |
Certified |
09/02/2020 |
|
1 |
| CME |
Expansion of Clearing of OTC Interest Rate Swaps Denominated in Mexican Pesos to 31 Years. |
10/02/2018 |
Certified |
10/17/2018 |
|
1 |
