Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
NYMEX Energy Products Cross-Venue Incentive Program, 12-015 01/13/2012 Certified 01/31/2012 2
CME Enhancements to CDS Risk Model 10/23/2014 Certified 12/22/2014 2
ICECC Enhancements to margin methodology ("Decomp Model") 11/25/2011 Certified 12/10/2011 1
CME Enhancements to the Margin Model for Interest Rate Swaps and Commingled Contracts. 08/01/2019 Certified 08/15/2019 2
CME Equity Index Performance Bonds 02/02/2004 Certified 02/02/2004 0
CCD Eris Clearing is submitting amendments to its limited liability company agreement to conform to governance changes following acquisition of the ErisX group of companies by Cboe Digital Holdings, LLC, which is anticipated to occur by June 30, 2022. 01/17/2022 Certified 01/31/2022 1
OCC Establishment of a program with ICE Clear for the cross-margining of certain securities options contracts with futures and options cleared by ICE Clear 12/12/2007 Certified 12/28/2007 1
NADEX Establishment of Demo Account Conversion Program to encourage demo account users to consider opening, funding and trading a live Nadex account. 11/23/2012 Certified 12/08/2012 1
CME Establishment of settlement arrangements between CME and the New York Branch of the Bank of China Limited; 12-362. 10/29/2012 Certified 12/24/2012 1
CBT Ethanol Swaps 11/09/2006 Certified 11/13/2006 1
EUREX Eurex Clearing Circular 018-16 Amendments 03/11/2016 Certified 03/25/2016 2
EUREX Eurex Clearing Circular 041/16 Amendments. The implementation dates are April 20, 2016, May 2, 2016, May 9, 2016, May 23, 2016. 04/01/2016 Certified 04/15/2016 2
EUREX Eurex Clearing Circular 042-16 Amendments. Implementation dates are May 12, 2016, June 1, 2016, and July 1, 2016. 04/01/2016 Certified 04/15/2016 2
EUREX Eurex Clearing Circular 055-16 Amendments. Implementation dates are May 6, 2016, May 11, 2016, and June 6, 2016. 04/22/2016 Certified 05/06/2016 2
CCORP EUREX Currencies & OTC Treasuries 01/11/2006 Certified 12/25/2006 0
CCORP Eurex Futures CME/CBOT and CME/ICE Merger Binary Event Futures 04/18/2007 Certified 04/18/2007 1
CCORP Eurex Phase I Memorandum and Order 10/21/2004 Certified 10/29/2004 1
NYMEX European and Asian OTC Cleared Petroleum Products Incentive Program; 11-400 12/20/2011 Withdrawn 01/05/2012 3
NYMEX European Incentive Program for OTC Energy Products 10/31/2011 Certified 11/16/2011 2
NYMEX European Union Allowance and Certified Commission Production futures and spread contracts Market Making program; 12-210 06/18/2012 Certified 07/03/2012 1
MIAX Exchange Regulatory Fee 01/31/2001 Certified 01/31/2001 0
OCC Exercise Notices 07/02/2002 Certified 07/02/2002 0
CME Exercise of CME/CBOT/NYMEX emergency authority re: MF Global 11/01/2011 Certified 11/17/2011 1
CME Expansion of acceptable performance bond deposits in Rule 930.C; expansion of clearing member reporting requirements relating to customer funds in Rule 971; 12-178 05/30/2012 Certified 06/13/2012 1
CME Expansion of anti-money laundering rule to include economic sanctions compliance; 12-094 03/26/2012 Certified 04/10/2012 1
CBT Expansion of anti-money laundering rule to include economic sanctions compliance; 12-094 03/26/2012 Certified 04/10/2012 1
NYMEX Expansion of anti-money laundering rule to include economic sanctions compliance; 12-094 03/26/2012 Certified 04/10/2012 1
CME Expansion of Clearing of Certain OTC Interest Rate Swap Products Denominated in Australian Dollars, Canadian Dollars, British Pound Sterling and Japanese Yen. 03/24/2021 Certified 04/07/2021 1
CME Expansion of Clearing of Certain OTC Interest Rate Swap Products Denominated in U.S. Dollars Referencing Effective Federal Funds Rate and Secured Overnight Financing Rate to 51 Years 07/23/2020 Withdrawn 08/04/2020 1
CME Expansion of Clearing of Certain OTC Interest Rate Swap Products Denominated in U.S. Dollars Referencing Effective Federal Funds Rate and Secured Overnight Financing Rate to 51 Years. 08/19/2020 Certified 09/02/2020 1
CME Expansion of Clearing of OTC Interest Rate Swaps Denominated in Mexican Pesos to 31 Years. 10/02/2018 Certified 10/17/2018 1
CME Expansion of CME Clearing's Acceptance of Mexican Foreign Sovereign Debt as Performance Bond. 02/08/2018 Certified 02/23/2018 1
CME Expansion of CME Clearing's Category 3 Collateral Limits; 13-155. 04/24/2013 Certified 05/09/2013 1
CME Expansion of Modified Split Methodology 03/09/2015 Certified 03/23/2015 1
CME Expansion of Performance Bond Collateral Program to Include Mexican Government Debt and Issuance of CME Clearing Advisory Notice 02/23/2016 Certified 03/08/2016 2
CMECE Expansion of Product Listing Cycle European Ethanol; 11-467 12/02/2011 Certified 12/17/2011 1
CME Expansion of the Gold Warrant Collateral Program to Permit Clearing Members to Deposit COMEX Gold Warrants as Performance Bond in the Customer Origins 03/03/2021 Certified 03/17/2021 1
CME Expansion of the Listing Schedule for Certain Commodity Index Futures, Options, and Swaps Contracts 10/22/2024 Certified 11/05/2024 1
CME Expansion of the Listing Schedule for the Urea (Granular) FOB US Gulf Coast Swaps (Clearing Only) Contract 07/29/2015 Certified 08/12/2015 1
NADEX Extend duration of Nadex Daily Currency Binary contracts, add additional close times, changes related to holiday hours, and removal of reference to delisted product. 03/15/2013 Certified 03/30/2013 1
NYMEX Extends Rule 6.21G through August 4, 2006, as CFTC Granted an Extension to its Order Allowing NYMEX Floor Members to Trade in OTC Markets under Specified Conditions 02/03/2006 Certified 02/10/2006 1
LCHLTD Extension of eligible maturity for New Zealand Dollar BKBM Interest Rate Swap from ten years to fifteen years. 08/15/2012 Certified 08/30/2012 1
NYMEX Extension of Maximum Maturity Date for Letters of Credit 12/18/2006 Certified 06/22/2007 0
NADEX Extension of Refer a Friend program. 12/07/2012 Certified 12/22/2012 1
CME Extension of the CME OTC FX Fee Waiver Program 12/07/2020 Certified 12/21/2020 1
CME Extension of the CME OTC FX Fee Waiver Program 06/08/2017 Certified 06/22/2017 1
CME Extension of the CME OTC FX Fee Waiver Program 11/19/2013 Certified 12/05/2013 1
CME Extension of the CME OTC FX Fee Waiver Program 06/14/2016 Certified 06/28/2016 1
CME Extension of the CME OTC FX Fee Waiver Program 12/08/2016 Certified 12/22/2016 1
CME Extension of the CME OTC FX Fee Waiver Program 12/03/2014 Certified 12/17/2014 1