Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Extension of the CME OTC FX Fee Waiver Program 12/13/2021 Certified 12/28/2021 1
CME Extension of the CME OTC FX Fee Waiver Program 12/04/2017 Certified 12/18/2017 1
CME Extension of the CME OTC FX Fee Waiver Program. CME # 14-216 06/05/2014 Certified 06/18/2014 1
CME Extension of the FEX Strip Option Expiration Fee Waiver Program 12/20/2022 Certified 01/05/2023 1
CME Extension of the FEX Strip Option Expiration Fee Waiver Program 01/02/2024 Certified 01/17/2024 1
CME Extension of the FEX Strip Option Expiration Fee Waiver Program 02/28/2022 Certified 03/14/2022 1
CME Extension of the OTC FX Options Fee Waiver Program 12/15/2023 Certified 01/02/2024 1
CME Extension of the OTC FX Options Fee Waiver Program 12/11/2019 Certified 12/26/2019 1
CME Extension of the OTC FX Options Fee Waiver Program 12/20/2022 Certified 01/05/2023 1
CME Extension of the OTC FX Options Fee Waiver Program 11/28/2018 Certified 12/12/2018 1
CME Extension of the OTC FX Options Fee Waiver Program 12/07/2020 Certified 12/21/2020 1
CME Extension of the OTC FX Options Fee Waiver Program 12/01/2021 Certified 12/15/2021 1
CME Extension of the U.S. Dollar ("USD") Interest Rate Swap ("IRS") House Liquidity Program 07/13/2020 Certified 07/27/2020 1
ICLREU2 Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii). 05/04/2012 Certified 05/04/2012 5
KCC Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii). 05/04/2012 Certified 05/04/2012 5
MIAX Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii). 05/04/2012 Certified 05/04/2012 5
NYPC Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii). 05/04/2012 Certified 05/04/2012 5
OCC Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii). 05/04/2012 Certified 05/04/2012 5
CME Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii) 05/03/2012 Certified 05/03/2012 5
ICLR US Extension of time for full compliance with CFTC Reg. 39.13(g)(8)(ii). 05/04/2012 Certified 05/04/2012 5
MIAX Extension of trading hours and deadline for submission of information to the clearing house 06/08/2012 Certified 06/22/2012 1
LCHLTD Extension of Variation Margin settlement to client contracts and allowing partial conversion of contracts from Collateralised-to-Market ("CTM") to Settled-to-Market ("STM") 08/15/2016 Certified 08/29/2016 1
CME Extension the CME OTC FX Fee Waiver Program 12/09/2019 Certified 12/23/2019 1
OCC FCM requirements 10/08/2002 Certified 10/08/2002 0
OCC FCMs: 90 Days to File ARs 07/14/2005 Certified 07/14/2005 1
MIAX Fee Changes to MGEX's Agricultural Product Fees Schedule 02/14/2024 Certified 02/29/2024 1
LCHLTD Fee Incentive Scheme for Iron Ore options and Coal Swaps 02/15/2012 Certified 03/02/2012 1
ICE NGX Fee schedule changes to CPA for trading and clearing products 12/29/2008 Certified 01/02/2009 1
NODALCL Fee schedule for trucking freight futures 03/14/2019 Certified 03/28/2019 2
NODALCL Fee Schedule Update 12/30/2022 Certified 01/17/2023 2
CME Fee waiver program for OTC Credit Default Swap Clearing fees 10/14/2011 Certified 10/29/2011 1
CME FICC Cross-Margining 11/21/2003 Certified 11/21/2003 0
ICLREU2 Filing for F&O Stress Testing Policy and Methodology 07/31/2020 Certified 08/14/2020 2
CME Filing of six revised participant agreements related to the CME/OCC non-proprietary cross-margining agreeement. 04/21/2009 Certified 04/21/2009 1
CCD Filing to submit certain CCD policies in connection with the expansion of its product offerings to include clearing digital asset futures on a margined basis. 10/31/2023 Certified 11/15/2023 2
CCD Filing to submit the Cboe Global Markets ("CGM") Enterprise Risk Management ("ERM") Policy, which governs ERM for CCD. 10/31/2023 Certified 11/15/2023 2
CBT Financial Filing Requirements 09/22/2003 Certified 09/22/2003 1
LCHLTD Financial Resource Data 10/19/2006 Certified 10/20/2006 0
NADEX Financing et al. 07/15/2004 Certified 07/15/2004 1
NYMEX Flex Energy Incentive Program; 11-484 12/07/2011 Certified 12/22/2011 2
NYMEX Floor-traded electricity options cleared on ClearPort 12/05/2006 Certified 12/05/2006 0
LCHLTD Following the launch of Inflation Swaps a number of improvements to the rules surrounding the provision of Market Data have been identified to reflect operational requirements of submitting prices and to provide further clarity to Clearing Members. 07/30/2015 Certified 08/13/2015 1
OCC Foreign Currency Futures 07/18/2003 Certified 07/18/2003 0
LCHLTD ForexClear Compression fees are being published and added to the existing fee waiver program. Also language to clarify that changing of the main tariff if not permissible. 06/20/2016 Certified 07/01/2016 1
LCHLTD ForexClear fee changes applicable to outright FX Forwards 09/06/2019 Certified 09/20/2019 1
LCHLTD ForexClear tariff waiver for Non-deliverable Options 10/15/2020 Certified 10/28/2020 1
ICECC Formalization of a Collateral Risk Management Framework as a standalone document containing relevant information on ICC's collateral assets risk management approach. 11/17/2022 Certified 12/02/2022 4
MIAX Formation of the Risk Management Committee 03/06/2024 Certified 03/20/2024 1
NYMEX Forms of Margin 05/23/2001 Certified 05/23/2001 0
NYMEX Forms of Margin 05/23/2001 Certified 05/23/2001 0