ICLREU2 |
Filing for F&O Stress Testing Policy and Methodology |
07/31/2020 |
Certified |
08/14/2020 |
|
2 |
CME |
Filing of six revised participant agreements related to the CME/OCC non-proprietary cross-margining agreeement. |
04/21/2009 |
Certified |
04/21/2009 |
|
1 |
CCD |
Filing to submit certain CCD policies in connection with the expansion of its product offerings to include clearing digital asset futures on a margined basis. |
10/31/2023 |
Certified |
11/15/2023 |
|
2 |
CCD |
Filing to submit the Cboe Global Markets ("CGM") Enterprise Risk Management ("ERM") Policy, which governs ERM for CCD. |
10/31/2023 |
Certified |
11/15/2023 |
|
2 |
CBT |
Financial Filing Requirements |
09/22/2003 |
Certified |
09/22/2003 |
|
1 |
LCHLTD |
Financial Resource Data |
10/19/2006 |
Certified |
10/20/2006 |
|
0 |
NADEX |
Financing et al. |
07/15/2004 |
Certified |
07/15/2004 |
|
1 |
NYMEX |
Flex Energy Incentive Program; 11-484 |
12/07/2011 |
Certified |
12/22/2011 |
|
2 |
NYMEX |
Floor-traded electricity options cleared on ClearPort |
12/05/2006 |
Certified |
12/05/2006 |
|
0 |
LCHLTD |
Following the launch of Inflation Swaps a number of improvements to the rules surrounding the provision of Market Data have been identified to reflect operational requirements of submitting prices and to provide further clarity to Clearing Members. |
07/30/2015 |
Certified |
08/13/2015 |
|
1 |
OCC |
Foreign Currency Futures |
07/18/2003 |
Certified |
07/18/2003 |
|
0 |
LCHLTD |
ForexClear Compression fees are being published and added to the existing fee waiver program. Also language to clarify that changing of the main tariff if not permissible. |
06/20/2016 |
Certified |
07/01/2016 |
|
1 |
LCHLTD |
ForexClear fee changes applicable to outright FX Forwards |
09/06/2019 |
Certified |
09/20/2019 |
|
1 |
LCHLTD |
ForexClear tariff waiver for Non-deliverable Options |
10/15/2020 |
Certified |
10/28/2020 |
|
1 |
ICECC |
Formalization of a Collateral Risk Management Framework as a standalone document containing relevant information on ICC's collateral assets risk management approach. |
11/17/2022 |
Certified |
12/02/2022 |
|
4 |
MGEX |
Formation of the Risk Management Committee |
03/06/2024 |
Certified |
03/20/2024 |
|
1 |
NYMEX |
Forms of Margin |
05/23/2001 |
Certified |
05/23/2001 |
|
0 |
NYMEX |
Forms of Margin |
05/23/2001 |
Certified |
05/23/2001 |
|
0 |
CME |
Founding Members OTC interest rate swaps incentive program |
12/20/2011 |
Certified |
01/06/2012 |
|
2 |
ECC |
Fraud Insurance |
07/18/2002 |
Certified |
07/18/2002 |
|
0 |
NADEX |
Fully Paid Contracts |
12/21/2004 |
Certified |
12/21/2004 |
|
1 |
OCC |
Fund Share |
06/02/2003 |
Certified |
06/02/2003 |
|
0 |
NADEX |
Further amendments to rules to permit the intermediation of trading and clearing |
08/21/2009 |
Certified |
11/02/2009 |
|
1 |
NADEX |
Further amendments to rules to permit the intermediation of trading and clearing |
10/21/2009 |
Certified |
11/02/2009 |
|
1 |
ONXCC |
Futures and Options Positions |
07/09/2002 |
Certified |
07/09/2002 |
|
0 |
OCC |
Futures and Options Positions |
07/29/2002 |
Certified |
07/29/2002 |
|
0 |
ICLR US |
Futures Spreads Cotton Sugar |
03/07/2005 |
Certified |
03/07/2005 |
|
0 |
OCC |
Futures Trade Matching |
12/19/2006 |
Certified |
01/08/2007 |
|
1 |
CME |
FXMarketSpace |
12/15/2006 |
Certified |
01/03/2007 |
|
1 |
OCC |
Gasoline Index Futures |
10/26/2005 |
Certified |
10/26/2005 |
|
0 |
CCORP |
General Guaranty Fund ChemConnect CXX Participant Member Guaranty |
11/01/2004 |
Certified |
11/02/2004 |
|
1 |
LCHLTD |
General Regulations |
01/31/2006 |
Certified |
12/31/2006 |
|
0 |
NYMEX |
GLOBEX Rules-Clearing |
06/09/2006 |
Certified |
06/09/2006 |
|
1 |
CCH |
Governance arrangements in accordance with CFTC Regulation 39.24(b) |
06/07/2024 |
Certified |
06/24/2024 |
|
1 |
MGEX |
Gross Speculative Position Limits |
01/16/2004 |
Certified |
01/16/2004 |
|
0 |
NYMEX |
Guaranty Fund |
07/26/2002 |
Certified |
07/26/2002 |
|
0 |
NYMEX |
Haircut reduction on MM mutual funds as margin from 5 to 2 percent |
07/13/2007 |
Certified |
08/03/2007 |
|
1 |
CME |
Harmonization and Clarification Amendments to CME Chapters 8F ("Over the Counter Derivative Clearing"), 8G ("Interest Rate Derivative Clearing") and 900 ("Interest Rate Products") |
04/13/2020 |
Certified |
04/27/2020 |
|
1 |
LCHLTD |
Harmonization of SCM and FCM client clearing operating models. |
10/04/2012 |
Certified |
10/20/2012 |
|
1 |
OCC |
HCHA Fees |
08/26/2002 |
Certified |
08/26/2002 |
|
0 |
NADEX |
Heating Oil and Propane Contracts |
02/27/2004 |
Certified |
02/27/2004 |
|
0 |
CME |
Hedge Funds Member Fees |
12/06/2004 |
Certified |
12/06/2004 |
|
1 |
NYMEX |
High Volume Cross-Venue Incentive Program for Energy and Metals Products 11-422 |
11/15/2011 |
Certified |
12/01/2011 |
|
2 |
NADEX |
Holiday hour announcement |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
NADEX |
Holiday schedule |
12/07/2012 |
Certified |
12/22/2012 |
|
1 |
MGEX |
Housekeeping deletion to Rule 760 (Margins). |
01/08/2013 |
Certified |
01/24/2013 |
|
1 |
OCC |
Housekeeping revisions relating to financial reporting by Canadian Clearing Members to reflect the Investment Industry Regulatory Organization of Canada's adoption of the International Financial Reporting Standards; SR-OCC-2012-15. |
09/05/2012 |
Certified |
09/20/2012 |
|
1 |
ICECC |
ICC hereby submits a self-certification of revisions to the ICC Risk Management Framework to incorporate certain risk model enhancements. |
10/30/2014 |
Certified |
11/14/2014 |
|
2 |
ICECC |
ICC hereby submits an additional notification of changes to risk parameters established by ICC. |
02/01/2019 |
Notified |
02/01/2019 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
12/08/2017 |
Notified |
12/08/2017 |
|
2 |