Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICECC ICC proposes to adopt the Sixth Amended and Restated Operating Agreement and make corresponding changes to the Governance Playbook. 08/02/2021 Certified 08/16/2021 2
ICECC ICC proposes to formalize a Liquidity Risk Management Framework that describes ICC's liquidity monitoring program, liquidity resources, and the methodology for testing the sufficiency of these liquidity resources. 10/06/2016 Certified 10/20/2016 2
ICECC ICC proposes to formalize a Liquidity Risk Management Framework that describes ICC's liquidity monitoring program, liquidity resources, and the methodology for testing the sufficiency of these liquidity resources. 12/22/2015 Withdrawn 08/03/2016 2
ICECC ICC proposes to formalize its Stress Testing Framework. 12/16/2016 Certified 01/03/2017 2
ICECC ICC proposes to formalize the Counterparty Monitoring Procedures and the Credit Rating System Model Description and Parameterization. 11/04/2021 Certified 11/19/2021 2
ICECC ICC proposes to formalize the ICC Governance Playbook. 05/16/2016 Certified 05/31/2016 2
ICECC ICC proposes to formalize the ICC Model Validation Framework. 03/28/2017 Certified 04/11/2017 2
ICECC ICC proposes to implement amendments to its Clearing Rules to permit it to take advantage of certain additional settlement finality protections under applicable UK and EU law. 07/29/2022 Certified 08/12/2022 2
ICECC ICC proposes to transition the interest rates used for computing price alignment amounts on Mark-to-Market Margin Balances. 04/23/2021 Certified 05/07/2021 1
ICECC ICC proposes to update and formalize the ICC Operational Risk Management Framework. 11/25/2014 Certified 12/10/2014 2
ICECC ICC proposes to update its Liquidity Risk Management Framework. 08/17/2017 Certified 08/31/2017 2
ICECC ICC proposes to update its Stress Testing Framework and Liquidity Risk Management Framework. 09/13/2017 Certified 09/27/2017 2
ICECC ICC proposes to update its Stress Testing Framework and Liquidity Risk Management Framework. 12/04/2017 Certified 12/18/2017 2
ICECC ICC proposes updates to its Clearing Participant Default Management Procedures. 01/13/2021 Certified 01/28/2021 2
ICECC ICC proposes updates to its fee schedule. 10/07/2020 Certified 10/22/2020 3
ICECC ICC proposes updates to its fee schedule. 11/16/2020 Certified 12/01/2020 2
ICECC ICC proposes updates to its fee schedules. 05/07/2021 Certified 05/21/2021 3
ICECC ICC proposes updates to its fee schedules. 02/07/2022 Certified 02/22/2022 3
ICECC ICC proposes updates to its fee schedules. 12/14/2022 Certified 12/29/2022 3
ICECC ICC proposes updates to its Governance Playbook. 02/02/2021 Certified 02/17/2021 2
ICECC ICC proposes updates to its Operational Risk Management Framework. 02/10/2021 Certified 02/25/2021 2
ICECC ICC proposes updates to the Governance Playbook. 04/18/2022 Certified 05/02/2022 2
ICECC ICC proposes updates to the Model Validation Framework. 06/10/2022 Certified 06/27/2022 2
ICECC ICE Clear Credit ("ICC") proposes updates to the ICC Stress Testing Framework and the ICC Liquidity Risk Management Framework. 10/01/2018 Certified 10/16/2018 2
ICECC ICE Clear Credit hereby submits notification of risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and Risk Working Group. 12/26/2023 Notified 12/26/2023 2
ICECC ICE Clear Credit LLC ("ICC") hereby submits a self-certification of revisions to the ICC End-of-Day Price Discovery Policies and Procedures to incorporate enhancements to ICC's price discovery process. 10/30/2014 Certified 11/14/2014 2
ICECC ICE Clear Credit LLC ("ICC") proposes changes to its cash investment yield schedule. 03/26/2019 Certified 04/09/2019 2
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Model Validation Framework. 04/23/2019 Certified 05/07/2019 2
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Risk Management Model Description. 05/16/2019 Certified 05/31/2019 2
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Risk Management Model Description. 08/10/2020 Certified 08/24/2020 2
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rulebook relating to non-default losses. 08/01/2019 Withdrawn 01/16/2020 2
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rulebook relating to non-default losses. 01/20/2020 Certified 03/09/2020 2
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework. 07/15/2019 Certified 09/13/2019 3
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework. 07/01/2019 Withdrawn 07/02/2019 3
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Stress Testing Framework. 06/03/2019 Certified 06/17/2019 2
ICECC ICE Clear Credit LLC ("ICC") proposes to formalize the ICC Back-Testing Framework. 02/11/2019 Certified 02/26/2019 2
ICECC ICE Clear Credit LLC ("ICC") proposes to formalize the ICC Clearing Participant Default Management Procedures and update the ICC Risk Management Framework. 07/16/2019 Certified 07/30/2019 2
ICECC ICE Clear Credit LLC ("ICC") proposes to formalize the ICC Exercise Procedures and amend the ICC Clearing Rules. 06/18/2020 Certified 07/02/2020 3
ICECC ICE Clear Credit LLC ("ICC") proposes to formalize the ICC New Initiatives Approval Policy and Procedural Framework. 01/28/2019 Certified 02/11/2019 2
ICECC ICE Clear Credit LLC ("ICC") proposes to formalize the ICC Risk Parameter Setting and Review Policy. 02/19/2019 Certified 03/05/2019 2
ICECC ICE Clear Credit LLC proposes changes to the ICC Risk Management Model Description Document and the ICC RiskManagement Framework. 07/10/2018 Certified 10/22/2018 2
ICECC ICE Clear Credit LLC proposes changes to the Risk Management Model Description, Stress Testing Framework, Liquidity Risk Management Framework, Back-Testing Framework and Risk Parameter Setting and Review Policy. 01/14/2020 Certified 06/15/2020 2
ICECC ICE Clear Credit LLC proposes revisions to its Risk Parameter Setting and Review Policy. 10/04/2023 Certified 10/19/2023 2
ICECC ICE Clear Credit LLC submits notice of its intent to migrate its data center. 09/27/2023 Certified 11/20/2023 2
ICECC ICE Clear Credit proposes amending Chapter 26 of its Rulebook. 04/05/2022 Certified 04/19/2022 2
ICECC ICE Clear Credit proposes changes to its Clearing Rules 09/16/2024 Certified 09/30/2024 2
ICECC ICE Clear Credit proposes changes to the Risk Parameter Setting and Review Policy. 04/05/2022 Certified 04/19/2022 2
ICECC ICE Clear Credit proposes revising the ICC Treasury Operations Policies and Procedures. 07/18/2016 Certified 08/01/2016 2
ICECC ICE Clear Credit proposes to formalize its CDS Instrument On-boarding Policies and Procedures. 04/22/2020 Certified 05/06/2020 2
ICECC ICE Clear Credit proposes updates to its Clearing Participant Default Management Procedures 04/27/2020 Certified 05/11/2020 2