Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLR US ICUS proposes to adopt amendments to its Rules relating to default management, recovery and wind-down following a clearing member default. 09/08/2017 Certified 09/22/2017 3
ICLR US ICUS proposes to adopt amendments to its Rules to enhance certainty, clarity and readability and better reflect current business practices and processes relating to a variety of matters. 10/03/2017 Certified 10/18/2017 2
ICLR US ICUS proposes to amend the Default Management Procedures to (i) update references to ICUS's By-Laws and Rules; (ii) make reference to ICUS's Default Auction Procedures; and (iii) revise templates for use during default management. 10/04/2017 Certified 10/19/2017 2
ICLR US ICUS Rule Amendments 01/19/2021 Withdrawn 02/02/2021 3
ICE NGX Implement a requirement that settlement payments owning to ICE NGX be made prior to 12:00 noon MT/2:00 pm ET. 09/20/2022 Certified 10/04/2022 3
LCHLTD Implementation of a Liquidity and Concentration Risk Model for the Nodal Clearing Service. 02/18/2014 Certified 03/05/2014 1
CCD Implementation of clearing fees for margined futures products. 11/01/2023 Certified 11/16/2023 1
KCC Implementation of Give-up Average Price System Fine Policy 07/30/2012 Certified 08/14/2012 1
NADEX Implementation of market maker incentive program 01/13/2014 Certified 01/29/2014 1
CME Implementation of New CME, CBOT, NYMEX, and COMEX Rules 830.C., 900.C., 902.B., 912.A., and 912.B.; Amendments to CME Rule 8G831; and Implementation of New CME Rule 8G912 to Create Direct Funding Participant Clearing Membership. 07/22/2016 Withdrawn 09/19/2018 10
CME Implementation of New CME,CBOT,NYMEX and COMEX Rules 830.C., 900.C., 902.B., 912.A., and 912.B.;Amendments to CME,CBOT,NYMEX and COMEX Rule 820 and CME Rule 8G831;and Implementation of CME Rule 8G912 to Create Direct Funding Participant Clearing Membershi 03/29/2018 Withdrawn 03/30/2018 2
CME Implementation of New CME/CBOT/NYMEX/COMEX Rule 825 ("Segregation of Performance Bond") 03/04/2016 Certified 03/18/2016 1
OCC Implementation of new discounted fee schedule and continuation of the market maker scratch fee discount effective 1/1/08 12/07/2007 Certified 12/27/2007 1
CME Implementation of New Rule 570 ("Restriction on Sale of Exchange Products in the EU to EU Retail Investors Under PRIIPs" and Amendments to Rule 960 ("Omnibus and Carrying Broker Accounts"). 12/01/2017 Certified 12/15/2017 1
CME Implementation of the Cleared OTC FX Fee Schedule for Non-Deliverable Forwards (NDFs) and Cash-Settled Forwards (CSFs) 06/14/2022 Certified 06/29/2022 1
CME Implementation of the Cleared OTC London Gold & Silver Forwards Incentive Program. 04/12/2019 Certified 04/26/2019 2
CME Implementation of the Directed Dealer Fee Waiver Program for Asian Currencies 03/27/2018 Certified 04/10/2018 1
CME Implementation of the FEX Strip Option Expiration Fee Waiver Program 03/10/2021 Certified 03/24/2021 1
CME Implementation of the Latin America ("LatAm") Interest Rate Swap ("IRS") House Incentive Program 01/17/2018 Certified 01/31/2018 2
CME Implementation of the OTC (Over-The-Counter) CDS (Credit Default Swap) Fee Waiver Program 09/15/2017 Certified 09/29/2017 1
CME Implementation of the OTC Credit Default Swap Dealer Founding Member Incentive Program 02/12/2015 Certified 02/27/2015 2
CME Implementation of the OTC FX Non-Deliverable Forwards Incentive Program 10/17/2017 Certified 10/31/2017 2
CME Implementation of the OTC FX Options Fee Waiver Program 10/17/2017 Certified 10/31/2017 1
CME Implementation of the OTC Interest Rate Swap Dealer Founding Member Incentive Program 02/12/2015 Certified 02/27/2015 2
CME Implementation of the Over-the-Counter ("OTC") Foreign Exchange ("FX") Non-Deliverable Forwards ("NDF") Incentive Program 12/17/2018 Certified 01/28/2019 2
CME Implementation of the Post-Trade Fee Schedule for FEX Products 03/10/2021 Certified 03/24/2021 2
CME Implementation of the Stress Shortfall Margin Add-on Policy 06/14/2018 Certified 06/28/2018 2
CME Implementation of the U.S. Dollar Swaptions Incentive Program 12/14/2017 Certified 12/29/2017 1
CME Implementation of the USD IRS House Liquidity Program 06/20/2019 Certified 07/05/2019 1
ICLREU2 Implementing certain requirements under the revised client money and client asset requirements adopted by the U.K. Financial Conduct Authority in the U.K. Client Asset Sourcebook applicable to certain classes of customer accounts of Clearing Members. 11/13/2014 Certified 11/28/2014 1
NYPC In connection with migration of NYPC-cleared interest rate futures contracts to ICE Clear Europe and wind-down of operations, the NYPC Board of Directors has determined that NYPC Clearing Members must post their required Guaranty Fund deposits in cash. 04/11/2014 Certified 04/26/2014 1
ICLREU2 In connection with the merger of the market areas of the German gas transmission system operators with GASPOOL and NCG, ICE Clear Europe is amending its Delivery Procedures relating to German natural gas futures contracts traded on ICE Endex. 09/01/2021 Certified 09/16/2021 2
LCHLTD In exceptional circumstances, LCH.Clearnet will manually accept a SwapClear Transaction on behalf of a Clearing Member that is unable to do so itself, rule changes are being implemented to describe the acceptance process. 07/23/2015 Certified 08/06/2015 1
LCHSA In order to comply with EMIR requirements, LCH.Clearnet has developed a new credit risk add-on framework. 01/12/2015 Certified 01/27/2015 2
LCHLTD In order to ensure the LCH rules align with the scope of LCH's Japanese license requirements, LCH is amending its rulebook Procedures Section 1 and FCM Procedures, where required, to provide for the restrictions on Japanese Clearing Members. 06/16/2023 Certified 07/03/2023 1
ICLREU2 In Rule 106(d), ICE Clear Europe has made a non-substantive change to remove the defined term "Data Subject" as the term is not otherwise used in the Rules. 06/04/2018 Notified 06/04/2018 1
NYMEX Incentive Program for Natural Gas Products, 12-016 01/13/2012 Certified 01/31/2012 1
NYMEX Incentive Program for OTC Energy Options Products 12/01/2011 Certified 12/16/2011 2
CME Incentive Program for OTC interest rate swaps 12/20/2011 Certified 01/06/2012 2
NYMEX Incentive program for OTC Natural Gas products 12/20/2011 Withdrawn 01/05/2012 2
LCHLTD Inclusion of Traiana, Inc. as a matcher in addition to the existing matcher, MarkitSERV. 05/01/2013 Certified 05/16/2013 1
ICE NGX Increase in clearing fees for crude oil at US delivery points 09/07/2011 Certified 09/22/2011 1
CME Increase of CME corporate contribution to IRS financial safeguards from $100MM to $150MM; 13-045. 02/13/2013 Certified 03/01/2013 1
NADEX Increase the Real-Time Account Funding (RTAF) Program level from $250 to $500. 10/23/2012 Certified 11/07/2012 1
NYMEX Increases the Maximum Dollar Value of Letters of Credit to $500 Million, Retains the Percentage Basis at 10% and Increases the Collateralized Maximum to $600 Million 01/12/2006 Certified 01/17/2006 1
NADEX Independence Day Holiday Hours 06/13/2013 Certified 06/28/2013 1
ICLR US Individual Clearing Members 06/24/2004 Certified 06/24/2004 0
MIAX Initial margin rate change 10/29/2021 Notified 10/29/2021 1
CME Interest Rate Swap (IRS) Portfolio Margining; IRS Guaranty Fund changes; outsourcing to third parties; 12-061 02/28/2012 Certified 03/14/2012 4
CBT Interest Rate Swap (IRS) Portfolio Margining; IRS Guaranty Fund changes; third party outsourcing; 12-061 02/28/2012 Certified 03/14/2012 1