Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLR US Amendment to ICUS's Risk Management Framework related to the criteria applicable to, and monitoring of, ICUS's financial service providers. 03/29/2019 Certified 04/12/2019 2
ICE NGX Amendment to implement certain changes to Transactions Fees for ENMAX RRO transactions and Clearing Fees for Physical Gas at US Points - Same Day Transactions. 07/16/2020 Certified 07/30/2020 1
ICLR US Amendment to internal Default Management Procedures 09/29/2016 Certified 10/14/2016 3
OCC Amendment to interp providing guidance relating to new method for adjusting security options for cash dividends and distributions 01/06/2009 Certified 01/15/2009 1
OCC Amendment to Interpretation and Policy .01 under Section 11A, Article VI and Interpretation and Policy .01 under Section 3, Article XII 08/31/2010 Certified 08/31/2010 1
LCHLTD Amendment to introduce new Collateral Management System 02/09/2012 Certified 02/25/2012 1
CME Amendment to List of Acceptable Collateral 06/07/2018 Certified 06/21/2018 1
CME Amendment to List of Acceptable Collateral. 11/17/2017 Certified 03/20/2018 2
ICLREU2 Amendment to List of Permitted Cover and Haircut Rates on collateral for original margin; Removal of Letters of Credit as permitted cover for CDS clearing members 02/08/2011 Certified 02/07/2011 1
NADEX Amendment to listing hours for 2013 Thanksgiving holiday 11/12/2013 Certified 11/27/2013 1
NYPC Amendment to LLC Agreement (i) to require the contribution of additional capital to meet estimate of twelve months of operating cash (ii) to amend Board rights and obligations 02/17/2011 Certified 02/17/2011 1
ICLR US Amendment to Maintenance Period of Stress Loss Charge 12/18/2015 Certified 01/05/2016 1
MIAX Amendment to MGEX Bylaw 252.00. regarding Executive Committee. 05/15/2018 Certified 05/30/2018 1
MIAX Amendment to MGEX Rule 2071.00. to provide further clarification. 05/26/2017 Certified 06/12/2017 1
NODALCL Amendment to Nodal Clear Cash Management Fee Advisory 07/01/2022 Certified 07/18/2022 2
OCC Amendment to OCC's Schedule of Fees to set the per contract clearing fee for certain routing trades at $0.01; SR-OCC-2012-18. 09/28/2012 Certified 10/16/2012 1
LX Amendment to Participant Agreement 08/04/2022 Certified 08/18/2022 2
ICLR US Amendment to procedures for facilitating physical delivery of foreign currencies. ICUS #14-26 03/24/2014 Certified 04/08/2014 1
ICLR US Amendment to procedures regarding valuation of maturing US Treasury securities. 04/15/2014 Certified 04/30/2014 1
ICE NGX Amendment to Product List of CPA to add new products 12/29/2008 Certified 01/02/2009 1
ICE NGX Amendment to Product List of CPA to add nine new products for trading and/or clearing on the NGX tradign system and/or NGX clearing system. 06/02/2009 Certified 06/04/2009 1
CME Amendment to prohibit clearing members from asserting sovereign immunity. 06/01/2011 Certified 06/01/2011 1
CBT Amendment to prohibit clearing members from asserting sovereign immunity. 06/01/2011 Certified 06/01/2011 1
NYMEX Amendment to prohibit clearing members from asserting sovereign immunity. 06/01/2011 Certified 06/01/2011 1
CME Amendment to reduce required amount of CME Group Class A Shares required for clearing member privileges. 10/26/2010 Certified 10/26/2010 1
LCHLLC Amendment to Risk Management Procedures Manual to modify the method for calculating original performance bond requirements 04/22/2010 Certified 05/03/2010 1
LCHLLC Amendment to Rule 1101 to correct typographical error re: minimum notional principal for US interest rate swap 06/14/2011 Certified 06/14/2011 1
LX Amendment to Rule 13.3.2 conforming to prior amendment to Rule 7.2. 12/21/2023 Certified 01/08/2024 3
ICLREU2 Amendment to Rule 207(f) to clarify the scope of ICE Clear Europe clearing members subject to the restrictions on the clearing of LIFFE A&M Contracts that are futures or options on underlying U.S. securities. 06/26/2013 Certified 07/12/2013 1
KCC Amendment to Rule 2100.02 regarding ESP participation requirements and submission of FCM Participation Agreement. 04/19/2010 Certified 04/20/2010 1
MIAX Amendment to Rule 2102.00 to clarify and codify routine daily operation to collect intra-day variations from clearing members. 11/09/2007 Certified 11/16/2007 1
MIAX Amendment to Rule 23.8.1 (Bitnomial bitcoin options) 03/15/2024 Certified 03/29/2024 1
OCC Amendment to Rule 309 to provide for expedited process for reviewing a managed clearing member's request to operate without a facilities management agreement 04/21/2008 Certified 04/21/2008 1
LCHLLC Amendment to Rule 405 providing for the offset of certain contracts with same settlement date, fixed rate payment, and account . 06/23/2010 Certified 06/28/2010 1
ICLR US Amendment to Rule 405 to comply with new CFTC Regulation 39.15(d); 12-05 01/27/2012 Certified 02/11/2012 1
LCHLLC Amendment to Rule 415 to expand circumstances in which clearing member may transfer contract from one account to another, and to Rule 514 to modify form of acceptable performance bond deposit clearing member may accept from customers 07/20/2010 Certified 07/20/2010 1
LCHLLC Amendment to Rule 421 to correct a typographical error 01/22/2009 Certified 01/26/2009 1
KKL Amendment to Rule 6.3.A to replace remove references to specific payment rails 10/11/2024 Certified 10/25/2024 1
KCC Amendment to Rule 8.03 pertaining to default procedures 08/25/2010 Certified 08/25/2010 1
CME Amendment to Rule 8F04 regarding recordkeeping requirements for clearing credit default swap contracts 01/30/2009 Certified 02/03/2009 1
CME Amendment to Rule 971, adding a new subpart C, requiring FCM clearing members to provide CME Clearing's Audit Department with view-only access of segregated, secured/30.7 and Cleared Swaps Customer accounts at banks or trust companies; 12-282. 09/17/2012 Certified 10/02/2012 1
LX Amendment to rule regarding participant eligibility criteria, and introduction of rules regarding transfers of trades 10/22/2018 Certified 11/05/2018 1
ICE NGX Amendment to rules and Contracting Party Agreement for alliance with Nasdaq OMX Commodities Clearing Company and related bulk transfer of physical power contracts 08/09/2013 Certified 08/24/2013 1
MIAX Amendment to rules related to Bitnomial delivery accounts 10/13/2022 Certified 10/27/2022 1
ICLREU2 Amendment to rules relating to designated payments system 04/04/2011 Certified 04/04/2011 1
OCC Amendment to Schedule of Fees in order to charge monthly fee to non-clearing member subscribers of certain non-proprietary data (i.e., product/series and prices) that elect to receive such data on a real-time basis; SR-OCC-2012-25. 12/14/2012 Certified 01/01/2013 1
ICE NGX Amendment to Section 3.3 of the Contracting Party Agreement. Withdrawal of previous submission dated June 12, 2018; resubmission regarding same matter. 06/21/2018 Certified 07/06/2018 1
ICE NGX Amendment to section 3.4 of the Contracting Party Agreement 09/07/2018 Certified 09/21/2018 1
OCC Amendment to the Clearing and Services Agreement between OCC and NYSE Liffe US LLC in connection with NYSE Liffe US' transition from physical to electronic vault receipts to represent metals underlying physically-settled precious metal futures contracts. 10/30/2013 Certified 11/15/2013 1
KKL Amendment to the DCO Notice of Changes to Scheduled Maintenance Periods of a DCM that Impact Trading Hours 10/20/2024 Certified 11/01/2024 1