Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD LCH.Clearnet Limited new Schedule of Securities Acceptable for Margin Cover Purposes. 02/05/2016 Certified 02/19/2016 2
LCHLTD LCH.Clearnet Limited will be making changes to the Default Rules section of its rulebook to effect the removal of an inapplicable schedule, following the implementation of its Portfolio margining service. 06/08/2016 Certified 06/22/2016 1
LCHLTD LCH.Clearnet Limited will commence clearing new PJM zonal contracts traded on the Nodal Exchange. 07/13/2015 Withdrawn 07/15/2015 1
LCHLTD LCH.Clearnet Limited's SwapClear service is introducing a new onboarding fee for an Affiliate member of a group; introducing a new ultimate tariff; and changing existing tariffs. 03/13/2013 Certified 03/28/2013 1
LCHLLC LCH.Clearnet LLC is amending its Rulebook to provide for a new workflow in respect of the registration of transactions that are executed on swap execution facilities or designated contract markets that have been approved by LCH.Clearnet. 11/21/2013 Certified 12/07/2013 1
LCHLLC LCH.Clearnet LLC is extending the eligible maturity of Overnight Index Swaps denominated in USD, EUR and GBP from 2 to 30 years. 06/12/2013 Certified 06/27/2013 1
LCHLLC LCH.Clearnet LLC is implementing PPS fees for funds transferred to the clearing house to recover charges from PPS banks. 12/12/2013 Certified 12/28/2013 1
LCHLLC LCH.Clearnet LLC is making a number of changes to the Clearing House Rulebook in order to provide it with additional tools in the event of a liquidity shortfall. 11/13/2014 Certified 11/28/2014 2
LCHLLC LCH.Clearnet LLC is providing notice to FCM Members regarding an additional process available for the allocation of Unallocated FCM SwapClear Contracts. 01/31/2014 Certified 02/15/2014 1
LCHLLC LCH.Clearnet LLC is submitting for self-certification a new schedule of Securities Acceptable for Margin Cover Purposes due to changes to the haircuts applied to margin collateral. 02/25/2014 Certified 03/12/2014 1
LCHLLC LCH.Clearnet LLC rule change related to the securities that are considered acceptable for margin at SwapClear U.S. The schedule, along with a list of applicable haircuts will be available on LCH's website. 05/16/2013 Certified 06/01/2013 1
LCHLLC LCH.Clearnet LLC's submission of rule changes concern, among other things, LSOC terminology, settlement of variation margin, and the initial date for rebalancing the default fund. 07/02/2013 Certified 07/18/2013 1
LCHLLC LCH.Clearnet LLC, in connection with its acquisition of International Derivatives Clearinghouse, LLC, has submitted its Rulebook consisting of regulations and procedures and a compliance matrix demonstrating its compliance with the DCO Core Principles. 08/24/2012 Approved 01/23/2013 LCH.Clearnet LLC acquired the International Derivatives Clearinghouse, LLC. 2
LCHLTD LCH.Clearnet Ltd is making a minor change to its rules to extend the opening hours of the SwapClear service. Following the implementation of this change the service will open at 5.00am GMT and close at 7.00pm EST, providing a 19 by 5 service model. 10/10/2014 Certified 10/24/2014 1
LCHLTD LCH.Clearnet propose to offer, at the request of its Clearing Members, ad-hoc compression cycles. These will allow a member to perform compression at a time to suit it, rather than in the regularly scheduled and advertised LCH.Clearnet compression runs. 02/19/2015 Certified 03/05/2015 1
LCHLTD LCH.Clearnet pursuant to CFTC regulation 40.6(a), is submitting Rulebook changes to allow for clearing of NDF currency pair USD/PEN by its ForexClear service. 08/20/2014 Certified 09/03/2014 1
LCHSA LCH.Clearnet SA and the CDS Dealers have modified the CDS Agreement in order to comply with Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories ("EMIR") 03/28/2014 Certified 04/12/2014 1
LCHSA LCH.Clearnet SA has modified its fee schedule for CDSClear in line with recent service developments (introduction of clearing fees for Client Clearing activities and introduction of clearing fees for self clearing activities on CDS single names). 04/15/2014 Certified 04/30/2014 1
LCHSA LCH.Clearnet SA is submitting for self-certification some amendments to the CDS Clearing Rules and the Access Agreement related to (i) the automation of the auto-repay function in the CDSClear treasury system and (ii)the access to the CDS reports. 11/02/2015 Certified 11/17/2015 1
LCHSA LCH.Clearnet SA is submitting for self-certification some amendments to the Section 4 of the CDS Clearing Procedures to take into account the ISDA Semi-Annual Roll initiative lead by ISDA. 12/02/2015 Certified 12/15/2015 1
LCHSA LCH.Clearnet SA will be subject to the reporting obligation introduced by the EU regulations as of 12 February 2014. 01/28/2014 Certified 02/12/2014 1
LCHLTD LCH.Clearnet's SwapClear service plan implement rule change extend existing risk-free compression service allow compression of trades that have differing fixed rate, LCH.Clearnet submitting changes to the fees for the risk free compression service. 07/25/2014 Certified 08/08/2014 1
LCHLTD LCH.Ltd intends to change the Client Deposit Rate (CDR), the rate at which it pays interest on cash posted to cover Client initial margin requirements. LCH.Ltd will remove the floor in the rate, such that CDR may be negativeand change the spread on EUR. 12/12/2014 Certified 12/29/2014 1
LCHLTD LCH.Ltd is self certifying changes to its rules which clarify its powers when facilitating transfers between the client accounts of its Clearing Members. 01/05/2015 Certified 01/20/2015 1
LCHLTD LCH.Ltd is submitting for self-certification a Circular to SwapClear Clearing Members describing the changes to the SwapClear margining times and Backload Registration Cycles times 08/10/2016 Certified 08/24/2016 1
LCHLTD LCH.Ltd proposes to make amendments to its General Regulations to correct cross referencing errors. The amendment will enable a SwapClear Clearing Member to transfer SwapClear contracts registered to its House account to another SwapClear Clearing Member 12/10/2014 Certified 12/23/2014 1
LCHLTD LCH.Ltd proposes to offer a discount on backloaded trades to members which select Tariff B: The Introductory Tarriff, if they join the service after 1st March 2015. 02/10/2015 Certified 02/25/2015 1
LCHLTD LCH.Ltd proposes to remove the booking fee for any trade booked by Clearing Members as a result of compression. This will harmonize the treatment of Clearing Members and Clients. 12/11/2014 Certified 12/24/2014 3
LCHLTD LCH.Ltd self certifies changes its rules to add MXN IRS and VNS in NOK, PLN and SEK to the list of SwapClear eligible products. Also, the self certification includes rule changes to reflect the new NOK benchmark index name of NOK-NIBOR-OIBOR. 09/19/2016 Certified 10/03/2016 1
LCHLTD LCH.Ltd self certifies rule changes on the termination of trades with small notional amounts and hence a negligible Net Present Value (NPV). 09/06/2016 Certified 09/20/2016 1
LCHLTD LCHLTD is submitting changes to its rules related to bunched orders, which clarify the legal nature of a pre-allocation transaction and allow an FCM to re-allocate erroneously booked bunched orders back to its suspense account. 10/15/2015 Certified 10/28/2015 1
LX LederX Operations Manual Revision 01/11/2021 Certified 01/26/2021 2
LX LedgerX Amended Rulebook 03/12/2021 Withdrawn 03/25/2021 1
LX LedgerX Digital Currency Custody Manual 06/14/2021 Certified 06/28/2021 4
LX LedgerX Fee Filing 12/09/2020 Notified 12/09/2020 1
LX LedgerX New Fee Schedule 06/23/2021 Notified 06/23/2021 3
LX LedgerX Operations Manual Revision 10/20/2020 Certified 11/03/2020 2
LX LedgerX Participant Incentive Promotion 03/20/2020 Certified 04/03/2020 2
LX LedgerX Revised Enterprise Risk Management Plan 06/18/2019 Certified 07/02/2019 2
LX LedgerX Revised Operations Manual 06/15/2021 Certified 06/29/2021 5
LX LedgerX Revised Participant Agreement 05/28/2021 Certified 06/14/2021 4
LX LedgerX revised Rulebook 12/15/2021 Certified 12/30/2021 2
LX LedgerX revised Rulebook 06/10/2021 Certified 06/24/2021 3
LX LedgerX Revised Rulebook 02/19/2021 Certified 03/05/2021 1
LX LedgerX Updated BCDR Plan 06/13/2021 Certified 06/25/2021 4
LX LedgerX Updated Operations Manual 11/30/2020 Certified 12/14/2020 2
LX LedgerX Updated Rulebook 01/31/2021 Certified 02/12/2021 1
NYMEX Legacy Green X CPC Incentive Program; 12-206 06/18/2012 Certified 07/03/2012 1
NYMEX Legacy GreenX Broker Broker Member Incentives Program; 12-205 06/18/2012 Certified 07/03/2012 2
NYMEX Legacy GreenX Member Trader Incentive Program; 12-211 06/18/2012 Certified 07/03/2012 2