Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Modification of fee schedule for OTC interest rate swaps 11/14/2013 Certified 11/30/2013 1
OCC Modification of fees applied to late exercise notices whether at expiration or non-expiration and circumstances under which cut-off time for submission of exercise instructions can be extended 12/07/2007 Certified 12/27/2007 1
CBT Modification of procedures for determining daily settlement prices for CBOT 10 year U.S. Treasury Note Options 10/15/2007 Certified 10/17/2007 1
CBT Modification of procedures for determining the daily settlement price for CBT 2 year and 5 year U.S. Treasury note options 11/20/2007 Certified 11/29/2007 1
CME Modification to clearing fee schedule as it relates to OTC interest rate swaps; 12-254. 08/15/2012 Certified 08/30/2012 1
CME Modification to CME and CBOT clearing rules to facilitate clearing of KCBT products; 13-115. 03/28/2013 Certified 04/12/2013 1
NADEX Modification to Demo Account Conversion Program 12/14/2012 Withdrawn 12/17/2012 1
NYMEX Modification to Rule 974 concerning suspension of non-clearing member firms subject to a bankruptcy proceeding 11/24/2008 Certified 12/01/2008 1
LX Modification to the number of confirmations before Participant bitcoin is available for use as collateral. 11/29/2018 Certified 12/13/2018 2
CME Modifications to CME Clearing Credit Policy 04/09/2021 Certified 04/23/2021 2
CME Modifications to CME Clearing Manual of Operations 01/30/2019 Certified 02/13/2019 2
CME Modifications to CME Clearing's Collateral Policy 11/08/2021 Certified 11/23/2021 2
CME Modifications to CME Clearing's Credit Risk Assessment Methodology Policy 11/05/2021 Certified 11/22/2021 2
CME Modifications to CME Clearing's Investment Policy 11/22/2021 Withdrawn 12/03/2021 2
CME Modifications to CME Clearing's Manual of Operations 12/14/2021 Certified 12/29/2021 2
CME Modifications to CME Clearing's Risk Management Framework 11/05/2021 Certified 11/22/2021 2
CME Modifications to CME Clearing's Risk Management Framework 11/17/2022 Certified 12/02/2022 2
CME Modifications to CME Clearing's Risk Management Framework and Manual of Operations 09/22/2022 Certified 10/06/2022 2
CME Modifications to CME Clearing's Schedule of Acceptable Performance Bond 07/17/2020 Certified 07/31/2020 1
CME Modifications to CME Clearing's Schedule of Acceptable Performance Bond 11/08/2021 Certified 11/23/2021 1
CME Modifications to CME Clearing's Schedule of Acceptable Performance Bond Collateral 10/04/2018 Certified 10/19/2018 1
CME Modifications to CME Incentive Program for Over-the-Counter Interest Rate Swaps; 12-136 05/08/2012 Certified 05/22/2012 2
CME Modifications to CME OTC FX Fee Waiver Program; 12-156 05/30/2012 Certified 06/13/2012 1
CME Modifications to CME Risk Management Framework 05/29/2020 Certified 06/12/2020 2
CME Modifications to CME Risk Management Framework 12/10/2020 Certified 12/24/2020 2
CME Modifications to CME's Collateral Policy 08/16/2022 Certified 08/30/2022 2
CME Modifications to CME's Operational Risk Management Framework 02/05/2021 Certified 02/22/2021 2
CME Modifications to CME's Risk Management Policies 06/09/2022 Certified 06/24/2022 2
NYMEX Modifications to Cross-Venue Energy & Metals Incentive Program for High Volume Contributors; 12-083 03/15/2012 Certified 03/30/2012 2
NYMEX Modifications to Cross-Venue Energy & Metals Products Incentive Program for High Volume Contributors; 12-192 06/11/2012 Certified 06/26/2012 2
NADEX Modifications to Demo Account Program 12/17/2012 Certified 01/03/2013 1
CME Modifications to Discounting and Price Alignment for Emerging Markets Interest Rate Swaps ("IRS") and Over the Counter Foreign Exchange ("OTC FX") Products to Transition to the Secured Overnight Financing Rate ("SOFR") and Euro Short Term Rate ("?STR") 03/10/2021 Withdrawn 03/10/2021 1
CME Modifications to Discounting and Price Alignment for Emerging Markets Interest Rate Swaps ("IRS") and Over the Counter Foreign Exchange ("OTC FX") Products to Transition to the Secured Overnight Financing Rate ("SOFR") and Euro Short Term Rate ("?STR") 03/11/2021 Certified 03/25/2021 1
CME Modifications to Euro-Denominated Interest Rate Swap Products to Support Transition to ?STR Price Alignment and Discounting 05/22/2020 Approved 07/06/2020 1
NYMEX Modifications to existing NYMEX Energy Products Cross-Venue Incentive Program; 12-167 06/11/2012 Certified 06/26/2012 2
NYMEX Modifications to Flex Energy Futures and Options Incentive Program; 12-161 06/07/2012 Certified 06/22/2012 2
ICLR US Modifications to ICE Clear US's policy concerning issuance of intra-day variation margin calls; 12-99. 12/27/2012 Certified 01/12/2013 1
CME Modifications to Interest Rate Swap Products to Implement IBOR Fallbacks 12/08/2020 Approved 01/25/2021 1
NYMEX Modifications to Non-Member Cross-Venue Incentive Program for certain NYMEX energy products; 12-166 06/11/2012 Certified 06/26/2012 2
NYMEX Modifications to NYMEX Brent 25 day Futures Incentive Program; 12-107 04/10/2012 Certified 04/25/2012 1
NYMEX Modifications to NYMEX Incentive Program for Natural Gas Products; 12-163 06/12/2012 Certified 06/27/2012 1
NYMEX Modifications to NYMEX OTC Broker Incentive Program; 12-191 06/15/2012 Certified 06/30/2012 1
NYMEX Modifications to NYMEX/COMEX Energy & Metals Products Cross-Venue Incentive Program; 12-081 03/15/2012 Certified 03/30/2012 2
CME Modifications to Singapore Dollar IRS to Support Transition to SORA Price Alignment and Discounting 02/08/2023 Certified 02/23/2023 1
CME Modifications to the CME Clearing Collateral Policy 06/14/2021 Certified 06/28/2021 2
CME Modifications to the CME Incentive Program for Over-The-Counter Interest Rate Swaps 12/02/2016 Certified 12/16/2016 2
CME Modifications to the CME Liquidity Risk Management Framework 06/14/2021 Certified 06/28/2021 2
CME Modifications to the CME Model Validation Framework 06/14/2021 Certified 06/28/2021 2
CME Modifications to the CME Operational Risk Management Framework 02/10/2023 Certified 02/27/2023 2
CME Modifications to the CME Operational Risk Management Framework 03/14/2022 Certified 03/28/2022 2